United States v. Eddie Cauley

697 F.2d 486, 1983 U.S. App. LEXIS 27833
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 5, 1983
Docket343, Docket 82-1142
StatusPublished
Cited by4 cases

This text of 697 F.2d 486 (United States v. Eddie Cauley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Eddie Cauley, 697 F.2d 486, 1983 U.S. App. LEXIS 27833 (2d Cir. 1983).

Opinion

FEINBERG, Chief Judge:

Appellant Eddie Cauley was convicted after a jury trial in the United States District Court for the Eastern District of New York before Judge I. Leo Glasser of violating 18 U.S.C. § 111 by assaulting or interfering with Gloria Morales, a mail carrier for the United States Postal Service, while she was delivering the mail. Cauley is presently serving his sentence of three years in prison. On appeal, he argues that the trial judge erred in permitting the prosecutor to cross-examine Cauley about his prior fights, in instructing the jury on the specific intent required by the statute and on the burden of proof, and in denying Cauley’s mid-trial request to discharge his attorney and represent himself. We find that Judge Glasser committed no reversible error, and affirm the conviction.

I. Background

Three witnesses testified at trial: Morales, the complaining witness, defendant Cauley, and James Burton, a postal inspector who interviewed Morales shortly after the incident. Also introduced into evidence were the handwritten, signed statement given by Morales to Burton and, by stipulation, the record of Morales’s visit to the Smithtown General Hospital two days after the incident, along with an explanation by the treating physician of the hospital record. There is no dispute that the evidence showed that Cauley and Morales came to blows while Morales was delivering the mail, with the result that Morales was bruised about the face. The only real question before the jury was who provoked the fight.

Morales testified substantially as follows: On October 17, 1981, while she was delivering the mail to Route 19 in Brooklyn, Cauley, whom she had never seen before, called out to her to ask whether she had an unemployment check that he was expecting. It is not uncommon at that time of the month for people in that area to stop mail carriers to inquire about government checks. Morales responded, as was her habit, by asking Cauley’s address and telling him when she expected to reach it. After some conversation, she started to continue her rounds, but Cauley restrained her mail cart. She asked him to let go, but he did not, and when she tried to move his hand off the handle of the cart, he hit her face several times with his closed fist. When her feeble attempt to hit back was unsuccessful, she left the cart to telephone the postal inspectors, and Cauley retreated.

Shortly thereafter, Cauley was arrested in his sister’s apartment, where he was temporarily residing. Although Morales’s and Burton’s testimony indicates that Morales was shaken and bruised, she did not seek *488 medical attention until two days later, because she hates hospitals. The record of her visit to the emergency room of Smith-town General Hospital on October 19 shows that her nose was bruised.

Defense counsel tried to impeach Morales’s testimony by suggesting that the hospital record showed that she was exaggerating the extent of her injuries, and that her failure to include certain details in her initial statement to Burton implies that she fabricated them. The defense also tried to establish a motive for Morales to lie by eliciting testimony that she had previously been formally reprimanded for carelessly slipping on ice. This was supposed to have made her fear that any further infractions would jeopardize her job. But the principal defense tactic was Cauley’s own testimony that Morales hit him first. He stated that he restrained her cart because he wanted to ask her another question, because “she was being disrespectful and cute and trying to pull off,” and because she was about to step into traffic. According to Cauley: She responded by stabbing him with her pen and hitting him with both her fists. He had time only to take one step back and throw up his hands, and in so doing he accidentally hit her face. Cauley added, on direct examination: “If I intended to assault this woman, I could have continued and pressed the issue and beat her to death. Well, you know, beat her up, if that was my intention.” He further volunteered on cross-examination: “Might I add that, you know, I would have been justified in beating up Miss Morales. I am quite capable of doing so.” Thus, Cauley’s defense raised one critical issue—what his intent was in hitting Morales—and depended for success on whom the jury chose to believe. By its guilty verdict, the jury indicated its choice.

II. Evidence of Prior Fights

The contention that the trial judge improperly admitted evidence of defendant’s prior involvement in fights is obviously a serious one in an assault case in which the defendant’s credibility is the key issue. “[EJvidence of a violent disposition to prove that the person was the aggressor in an affray” is not generally admissible. Fed.R. Evid. 404(a) advisory committee note. However, as the note goes on to explain, subdivision (b) of Rule 404

deals with a specialized but important application of the general rule excluding circumstantial use of character evidence. Consistently with that rule, evidence of other crimes, wrongs, or acts is not admissible to prove character, as a basis for suggesting the inference that conduct on a particular occasion was in conformity with it. However, the evidence may be offered for another purpose ... which does not fall within the prohibition,

including “proof of ... intent.” Fed.R. Evid. 404(b). When the prosecutor proposed to introduce in rebuttal to Cauley’s testimony evidence that Cauley had been convicted of assault three times in the previous three years, Judge Glasser ruled that the probative value of the convictions was outweighed by the danger of prejudice they posed, and therefore excluded them under Fed.R.Evid. 403. But he granted the prosecution’s alternative request for permission to cross-examine Cauley about the fights that led to the convictions, in order to elicit evidence bearing on Cauley’s professed innocent intent in hitting Morales.

This ruling is certainly problematical. There is no question that Cauley placed his intent squarely in issue. Cf. United States v. Manafzadeh, 592 F.2d 81, 86-87 (2d Cir.1979) (evidence of subsequent similar acts, though relevant to intent, inadmissible because intent not at issue); United States v. O’Connor, 580 F.2d 38 (2d Cir.1978) (evidence of prior similar acts improperly admitted where intent not at issue). Cauley’s attorney stated in a pre-trial discussion of the Rule 404(b) evidence that “[w]e are in agreement that intent is the issue here.” Cauley himself made it clear on direct examination that his defense was that “[i]t was not my intention to beat her up or to hit her at all or to hold—take the mail cart or anything of that nature.” We have found that where the issue is whether or not defendant participated in the planning of a bank robbery with the serious intent to *489

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Bluebook (online)
697 F.2d 486, 1983 U.S. App. LEXIS 27833, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-eddie-cauley-ca2-1983.