United States v. Duckworth

45 M.J. 549, 1996 CCA LEXIS 409, 1996 WL 726814
CourtU S Coast Guard Court of Criminal Appeals
DecidedDecember 16, 1996
DocketCGCMG 0108; Docket No. 1061
StatusPublished
Cited by4 cases

This text of 45 M.J. 549 (United States v. Duckworth) is published on Counsel Stack Legal Research, covering U S Coast Guard Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Duckworth, 45 M.J. 549, 1996 CCA LEXIS 409, 1996 WL 726814 (uscgcoca 1996).

Opinion

KANTOR, Judge:

Tried by a general court-martial convened at Boston, Massachusetts, the accused, pursuant to a pretrial agreement, pleaded guilty to charges of violating a lawful general regulation, willful dereliction of duty, and committing an indecent act with a child. A military judge, sitting alone, sentenced appellant to be discharged from the U.S. Coast Guard with a bad conduct discharge, to be confined for one year, to forfeit all pay and allowances for one year, and to be reduced to pay grade E-l. Following sentencing, the military judge recommended that the convening authority suspend the bad conduct discharge. In compliance with the pretrial agreement, [550]*550the convening authority suspended confinement in excess of eight months and forfeiture of pay in excess of two-thirds base pay per month for six months for twelve months. The convening authority did not, however, suspend the bad conduct discharge as recommended by the military judge.

Appellate defense counsel asserts three errors. First, he claims that the action of the convening authority must be set aside because of a failure to comply with the requirement of Article 54(d), Uniform Code of Military Justice, 10 U.S.C. § 854(d), and Rule for Courts-Martial 1104(b) [hereinafter R.C.M.] that a copy of the authenticated record of trial be served on the accused. Second, he contends that an approved sentence containing an unsuspended bad conduct discharge, when considered in conjunction with the remainder of the approved sentence, is inappropriately severe. Finally, appellant alleges that this Court lacks jurisdiction to affirm his ease because of the service of a civilian judge who has not been appointed in accordance with the Appointments Clause of the U.S. Constitution (U.S. Const, art. II, § 2, cl. 2). We disagree with all three assertions and affirm.

I

As to the first alleged error, a brief recitation of the post-trial processing of this case is necessary. The appellant’s one-day general court-martial took place in Boston, Massachusetts, on 9 August 1995. Following announcement of the sentence and while being informed of his post-trial right to have a copy of the record of trial served upon him following authentication by the military judge, the appellant elected substituted service of the authenticated record upon his trial defense counsel in accordance with R.C.M. 1104(b)(1)(C). The record of trial was authenticated by the military judge on 13 October 1995. Prior to authentication, the trial defense counsel examined the record of trial on 22 September 1995 pursuant to R.C.M. 1103(i)(1)(B) and signed his name on the DD Form 490. The authenticated record was virtually indistinguishable from the record previously examined by trial defense counsel. On 23 October 1995, trial defense counsel submitted a clemency petition to the convening authority which contained numerous letters of support from friends and relatives of the appellant. The staff judge advocate’s recommendation is dated 7 November 1995, and a copy was provided to both the appellant and his trial defense counsel. No additional matters were submitted by the appellant or his counsel and the convening authority took his action on 11 December 1995. At no time during this process did the trial defense counsel request a copy of the record of trial. However, the Government concedes on appeal that neither the appellant nor his defense counsel were ever served with an authenticated copy of the record of trial prior to the action of the convening authority. According to the Appellate Government Counsel’s brief, this omission may have been occasioned, in part, by the trial counsel’s departure from active duty on 15 October 1995, two days after authentication by the military judge.

Relying upon the provisions of Article 54(d), U.C.M.J., R.C.M. 1104(b), and the case of United States v. Cruz-Rijos, 1 M.J. 429 (C.M.A.1976), the appellant seeks to set aside the convening authority’s action. In CruzRijos, the appellant had similarly not been provided with a copy of the authenticated record of trial before the convening authority took his action. In responding to a suggestion that the Court of Military Appeals require service of the record of trial on an accused’s counsel together with the staff judge advocate’s review prior to action by the convening authority, the Court stated:

The argument need not detain us for the language of Article 54(c)1 is clear: “A copy of the record of proceedings of each general and special court-martial shall be given to the accused as soon as it is authenticated.” (Emphasis added.) The Government erred in failing to provide the appellant with a copy of the record of trial “as soon as it [was] authenticated” under the plain language of the statute. The Code clearly contemplates that the transcript will be served on the accused well before action by [551]*551the convening authority since such action may not precede authentication. United States v. Shurley, 44 C.M.R. 683 (A.C.M.R. 1971); United States v. King, 44 C.M.R. 680 (A.C.M.R.1971).

Id. at 432. Having said this, the Court also made clear that such error need not always require that the action of the convening authority be set aside. In Cruz-Rijos, it was held that the “spirit” of then Article 54(c) could be satisfied by serving the accused’s counsel with a copy of the staff judge advocate’s review in accordance with United States v. Goode, 23 U.S.C.M.A. 367, 50 C.M.R. 1, 1 M.J. 3 (1975). By doing so, the Court’s concerns over effective representation for the appellant would be assuaged. Thus, we test to determine whether or not the accused in this case was prejudiced by an inability to receive effective representation from his counsel or for any other reason during the post-trial processing of his case.

In United States v. Diamond, 18 M.J. 305 (C.M.A.1984), there was a failure to serve the appellant, his detailed defense counsel, and his individual military defense counsel with the record of trial and the staff judge advocate’s review. However, the military judge at the time of his authentication did inform trial defense counsel, presumably individual military counsel, that the record of trial was available for inspection at the Naval Legal Services Office, Subic Bay. Appellate defense counsel in Diamond claimed that a principal reason underlying the Cruz-Rijos decision “was that without the benefit of a transcript the trial defense counsel would be seriously hindered in any attempt to file an Article 38(c), UCMJ [10 U.S.C. § 838(c)] brief with the convening authority before the convening authority took his action.” Id. at 308. Once again, the Court found that while there was error, there had been adequate compliance with then Article 54(c) with notice of the record’s availability being given to the individual military counsel. As to Diamond’s Article 38(c) argument, the Court noted that he was not prejudiced by the failure to receive a copy of the record of trial because his counsel never contemplated submitting an Article 38(e) brief.

In this case, trial defense counsel submitted a clemency petition under R.C.M. 1105, a Rule which is, in part, based on Article 38(c) of the Code. Trial defense counsel did not reserve the right to submit additional matters in the clemency petition under R.C.M.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Lucas
U S Coast Guard Court of Criminal Appeals, 2009
United States v. Collazo
53 M.J. 721 (Army Court of Criminal Appeals, 2000)
United States v. Ouimette
52 M.J. 691 (U S Coast Guard Court of Criminal Appeals, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
45 M.J. 549, 1996 CCA LEXIS 409, 1996 WL 726814, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-duckworth-uscgcoca-1996.