United States v. Dr. Luther Lewis Ashley, Jr., and John Franklin Roper

569 F.2d 975, 1978 U.S. App. LEXIS 12091, 2 Fed. R. Serv. 1321
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 20, 1978
Docket77-5070
StatusPublished
Cited by97 cases

This text of 569 F.2d 975 (United States v. Dr. Luther Lewis Ashley, Jr., and John Franklin Roper) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dr. Luther Lewis Ashley, Jr., and John Franklin Roper, 569 F.2d 975, 1978 U.S. App. LEXIS 12091, 2 Fed. R. Serv. 1321 (5th Cir. 1978).

Opinion

THORNBERRY, Circuit Judge:

This is a direct criminal appeal. The appellants, Dr. Luther Ashley and John Roper were convicted under a four count indictment alleging various Hobbs Act violations. 1 The indictment charged that Ashley, Roper, and Loren Ralph Fossum attempted to extort $300,000 from Eastern Airlines. The government contends that Ashley and Fossum, while visiting Atlanta on March 31 and April 1, 1976, sent a letter to Eastern Airlines, via taxicab stating that a bomb had been placed in an Eastern Airlines terminal at a major southeastern airport. The letter stated that if Eastern placed $300,000 in cash in a suitcase identified as belonging to “Timothy Swinton” on its flight from Atlanta to Greenville-Spar-tanburg, South Carolina, then Eastern would be notified of the location of the bomb in time to prevent its detonation. In response to the letter, Eastern contacted the Federal Bureau of Investigation, filled a brown suitcase with paper forms and a single, marked $100 bill, tagged the suitcase with the name “Timothy Swinton,” and loaded the bag on flight 364 to Greenville-Spartanburg on April 1, 1976. Despite efforts by the FBI to intercept him, Roper picked up the bag at the Greenville-Spar-tanburg Airport.

The next day Fossum, on his own accord, came to the Greenville office of the FBI and related the details of the conspiracy and implicated Ashley and Roper. On April 3, the FBI arrested Ashley, Roper, and Fos-sum at Ashley’s place of employment. At that time, evidence including the extortion bag and a pair of latex surgical gloves were found in Roper’s jeep. At trial Fossum pled guilty to the conspiracy count of the indictment and testified against Ashley and Roper under a grant of immunity.

Ashley and Roper were convicted of each of the four counts charged in the indictment. Ashley was sentenced to ten years’ imprisonment on counts 2, 3, and 4, with the sentences to run concurrently. He received a five year suspended sentence on count 1 and was placed on probation for a period of five years upon completion of the prison sentence. Roper was sentenced to five years’ imprisonment on each count, with the sentences to run concurrently. The appellants, represented by individual counsel, bring separate points of error. For the reasons stated below, we affirm.

ASHLEY

I.

Ashley argues that the trial judge erroneously refused to allow him to impeach the government’s principal witness Fossum by proof of two prior convictions. Before any evidence was presented, the United States Attorney asked the trial judge whether he was going to allow impeachment of Fossum for a state conviction for shoplifting and a conviction under the Federal Youth Correc *978 tions Act, 18 U.S.C. § 5005 et seq. 2 for an underlying Dyer Act violation.

After the trial judge examined Fossum’s criminal record, which included a state burglary conviction along with the shoplifting and Federal Corrections Act convictions, he ruled, apparently under Fed.R.Evid. 609(d), 3 “I think you better bring out the prior burglary in Mississippi and this one, and then in view of the general prohibition on youthful acts, I don’t think you really need that anyway. You’ve got . . . two good felonies. I think that’s sufficient.” 4

Appellant Ashley contends this on appeal that rule 609(d) referring to juvenile adjudications applies only to findings of delinquency under the Juvenile Delinquency Act, 18 U.S.C. § 5031 et seq., and equivalent state actions and has no application when the conviction is under the Federal Youth Corrections Act, 18 U.S.C. § 5005 et seq. The government argues that the literal reading of the rule supports the trial judge’s view that the rule speaks broadly to all proceedings involving juveniles and youthful offenders.

This appears to be a question of first impression in this circuit. The Second Circuit in United States v. Canniff, 521 F.2d 565, 569 n.2 (2 Cir. 1975), cert. denied, 423 U.S. 1059, 96 S.Ct. 796, 46 L.Ed.2d 650 (1976) has said in dictum:

By way of contrast, a person subject to the federal Youth Corrections Act [18 U.S.C. § 5005-26], is convicted of a crime and then is eligible for the alternative sentence provided in that Act. See Gui-dry v. United States, 317 F.Supp. 1110 (E.D.La.), affd., 433 F.2d 968 (5th Cir. 1970) [18 U.S.C. § 5010], The record of this conviction is not kept sealed and it may be used to attack credibility in a later proceeding.

See also Luck v. United States, 121 U.S. App.D.C. 151, 348 F.2d 763 (1965). Moreover, in support of Ashley’s view, the Notes of the Advisory Committee on Proposed Rules draw a distinction between a conviction of a crime and a finding of the status of delinquency. As was recognized by a district court in this circuit, a conviction under the Federal Youth Corrections Act is a conviction of a crime. Guidry v. United States, 317 F.Supp. 1110 (E.D.La.), affd 433 F.2d 968 (5 Cir. 1970). It is therefore apparent that Ashley’s reading of the rule is a correct one and that Fed.R.Evid. 609(d) refers only to a finding of the status of delinquency and does not refer to all proceedings involving youthful offenders.

In addition, we find that even if the state shoplifting charge was a criminal conviction, the evidence of the conviction is still not admissible under Fed.R.Evid. 609(a)(1) or 609(a)(2). 5 First, we may safely assume that shoplifting is not a crime punishable by death or by imprisonment in excess of one year, therefore 609(a)(1) does not apply. Second, in order to be admissible under 609(a)(2) the conviction must in *979 volve “dishonesty or false statement, regardless of the punishment.” Ashley contends that the crime of shoplifting involves moral turpitude and accordingly dishonesty. We disagree with this reading of the rule. 6

As the Conference Committee Notes 7 make clear the phrase “dishonesty and false statement” means

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569 F.2d 975, 1978 U.S. App. LEXIS 12091, 2 Fed. R. Serv. 1321, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dr-luther-lewis-ashley-jr-and-john-franklin-roper-ca5-1978.