United States v. Donald Robert Shiflett

56 F.3d 62, 1995 U.S. App. LEXIS 19148, 1995 WL 318485
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 25, 1995
Docket94-5640
StatusPublished

This text of 56 F.3d 62 (United States v. Donald Robert Shiflett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Donald Robert Shiflett, 56 F.3d 62, 1995 U.S. App. LEXIS 19148, 1995 WL 318485 (4th Cir. 1995).

Opinion

56 F.3d 62
NOTICE: Fourth Circuit I.O.P. 36.6 states that citation of unpublished dispositions is disfavored except for establishing res judicata, estoppel, or the law of the case and requires service of copies of cited unpublished dispositions of the Fourth Circuit.

UNITED STATES of America, Plaintiff-Appellee,
v.
Donald Robert SHIFLETT, Defendant-Appellant.

No. 94-5640.

United States Court of Appeals, Fourth Circuit.

Argued March 10, 1995.
Decided May 25, 1995.

ARGUED: Dorwin John Wolfe, Elkins, WV, for Appellant. Sherry L. Muncy, Assistant United States Attorney, Elkins, WV, for Appellee. ON BRIEF: William D. Wilmoth, United States Attorney, Elkins, WV, for Appellee.

Before ERVIN, Chief Judge, RUSSELL, Circuit Judge, and WILLIAMS, United States District Judge for the District of Maryland, sitting by designation.

OPINION

PER CURIAM:

Defendant-Appellant Donald Robert Shiflett appeals his sentence resulting from his guilty plea for armed robbery in violation of 18 U.S.C. Sec. 2113(a) and (d), and Sec. 2. Shiflett argues that the district court committed reversible error in departing upward from the Sentencing Guideline range for his base offense level and criminal history category. We affirm the sentence assessed by the district court.

I.

Donald Shiflett, along with two other individuals, committed an armed robbery of the Citizens National Bank in Beverly, West Virginia, on February 4, 1994. Pursuant to a plea agreement, Shiflett pled guilty on March 18, 1994, to armed robbery in violation of 18 U.S.C. Sec. 2113(a) and (d), and Sec. 2.

In the presentence report, the probation officer calculated Shiflett's base offense level to be 25, which included a three-level reduction for acceptance of responsibility under U.S.S.G. Sec. 3E1.1. The officer also determined Shiflett's criminal history category to be III. The officer identified no basis for an upward departure from the corresponding Guideline range in Shiflett's base offense level or criminal history category. The officer's recommendation thus corresponded to a sentence range of 70 to 87 months with a supervised release period of three to five years.

The district court conducted a sentencing hearing on June 23, 1994. At the hearing, the court notified Shiflett that it intended to depart upward in Shiflett's sentencing and outlined its reasons for the departure. The court then rescheduled the hearing and gave the parties an opportunity to brief the issues the court raised. After the parties presented their arguments at the second sentencing hearing on August 18, 1994, the court departed upward and calculated Shiflett's base offense level to be 27 with a criminal history category of VI. The district court's upward departure nearly doubled Shiflett's sentence range, resulting in a range of 130 to 162 months with a supervised release period of three to five years. The court sentenced Shiflett to 162 months imprisonment and five years supervised release. Shiflett appeals the district court's upward departure.

II.

Shiflett first argues that the district court committed reversible error in unreasonably departing upward two levels in determining his base offense level. The district court highlighted three reasons for departing upward in Shiflett's offense level: (1) Shiflett placed the victims who were present in the bank at the time of the robbery in an unlocked bank vault; (2) a twelve-year old girl was one of these victims; and (3) two of these victims suffered physical injuries resulting from the commission of the crime.1

The court's three rationales each corresponded to a specific Guideline provision establishing an upward adjustment,2 apart from the general provision for upward departures in U.S.S.G. Sec. 5K2.0. The district court, however, did not believe that each of the circumstances was strong enough individually to warrant an upward adjustment based on the specific provision. Instead, the court considered all three factors in imposing a two-level upward departure: "Now, based on these cumulative factors, the Court believes that a two level upward departure in the offense level is not unreasonable and is quite justified." Joint Appendix (J.A.) 30.

III.

We turn first to analyze the district court's decision to base its upward departure on the fact that Shiflett placed the victims in a bank vault, which he did not lock. In its determination, the court recognized that U.S.S.G. Sec. 2B3.1(b)(4) provides a two-level enhancement if any person was physically restrained to facilitate the commission of the robbery or to facilitate an escape. The court then stated, "While the technical definition of 'physically restrained' includes being locked up, the Court believes that the situation in the instant offense is not adequately covered by the Guidelines." J.A. 27. The court, however, reasoned that the restraint in this case supported an upward departure. The court stated, "For all practical purposes, these individuals were physically restrained and an upward departure in the offense level is justified under Guideline 5K2.0." Id.

Section 5K2.0 provides that the sentencing court may impose an upward departure if the court finds "that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the Guidelines that should result in a sentence different from that described." U.S.S.G. Sec. 5K2.0 (quoting 18 U.S.C. Sec. 3553(b)). Thus, in determining whether to depart, a sentencing court must first determine whether a particular aggravating circumstance was not adequately considered by the Sentencing Commission in devising the Guidelines. United States v. Summers, 893 F.2d 63, 66 (4th Cir.1990). If the court identifies the factual basis for such a circumstance, it may depart from the Guidelines if it further determines that the circumstance is of sufficient importance and magnitude that a departure from the Guideline range "should result." Id. When the sentencing court chooses to depart from the Sentencing Guidelines, this Court reviews the court's departure under the four-part "reasonableness" test as set forth in United States v. Hummer, 916 F.2d 186, 192 (4th Cir.1990), cert. denied, 499 U.S. 970 (1991). This Court recently summarized the Hummer test as follows:

Under this test, we first make a de novo determination of whether the specific reasons cited by the district court are adequately taken into consideration by the Guidelines. Second, we review the factual support in the record for the identified circumstances under a clearly erroneous standard. Third, we apply an abuse of discretion standard to determine if, on balance, the cited departure factors are of sufficient importance in the case that a sentence outside the Guidelines range "should result." Last, we utilize an abuse of discretion standard to resolve whether the extent of departure is reasonable.

United States v. Gary, 18 F.3d 1123

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Bluebook (online)
56 F.3d 62, 1995 U.S. App. LEXIS 19148, 1995 WL 318485, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-donald-robert-shiflett-ca4-1995.