United States v. Doles

453 F. App'x 805
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 30, 2011
Docket10-8096
StatusUnpublished

This text of 453 F. App'x 805 (United States v. Doles) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Doles, 453 F. App'x 805 (10th Cir. 2011).

Opinion

ORDER AND JUDGMENT *

STEPHANIE K. SEYMOUR, Circuit Judge.

Mr. Jeffery Doles appeals his conviction after a jury trial of failing to report for the execution of a criminal sentence in violation of 18 U.S.C. §§ 3146(a)(2) and (b)(A)(iii). Mr. Doles had been previously convicted for knowingly and unlawfully selling drug paraphernalia. He was given a voluntary surrender date but he fled to Mexico instead of reporting to the Bureau of Prisons, leading to his conviction in this case. We affirm.

Mr. Doles first contends the district court improperly excluded evidence that would have been material to an affirmative defense of medical necessity for failing to report. The medical issues arose out of a 1996 car accident in which Mr. Doles was seriously injured. As a result, he is paralyzed from the chest down and takes numerous medications for pain and discomfort. Mr. Doles claims the following excluded evidence would have supported a necessity defense: (1) evidence about his physical condition, (2) evidence about his state of mind concerning his physical condition, (3) and evidence about his fears of receiving inadequate care in prison. “We review the district court’s decision to admit or exclude evidence for an abuse of discretion.” United States v. Lopez-Medina, 596 F.3d 716, 737 (10th Cir.2010) (internal quotation marks omitted).

Mr. Doles’s argument assumes that a federal common law defense of necessity exists. “ ‘Even though the Supreme Court has called it ‘an open question whether federal courts ever have authority to recognize a necessity defense not provided by statute,’ ... this Court has recognized a common law defense of necessity.’ ” United States v. Patton, 451 F.3d 615, 637 (10th Cir.2006) (quoting United States v. Oakland Cannabis Buyers’ Coop., 532 U.S. 483, 490, 121 S.Ct. 1711, 149 L.Ed.2d 722 (2001)). We will therefore assume that a federal necessity defense exists. See id. at 638.

*807 We have recognized three “traditional common law requirements of the necessity defense: (1) there is no legal alternative to violating the law, (2) the harm to be prevented is imminent, and (3) a direct, causal relationship is reasonably anticipated to exist between the defendant’s action and the avoidance of harm.” Id. (internal quotation marks omitted). The imminent harm that the defendant sought to prevent must have involved a “real risk of death or serious bodily injury.” United States v. Al-Rekabi, 454 F.3d 1113, 1125 (10th Cir.2006).

“A criminal defendant is entitled to an instruction on his theory of defense provided that theory is supported by some evidence and the law.” Id. at 1121 (internal quotation marks omitted). “For the purposes of determining the sufficiency of the evidence to raise the jury issue, the testimony most favorable to the defendant should be accepted.” Id. (internal quotation marks omitted). But the “defendant must produce evidence of each element [of the necessity defense] sufficient to warrant its consideration by the jury.” Id. at 1122.

It is clear from the record that Mr. Doles did not, and could not have, proffered sufficient evidence to establish the second element of his medical necessity defense — the requirement of showing imminent harm. The district court presiding over the underlying conviction for which Mr. Doles was required to report to prison held several hearings because the court was concerned with whether Mr. Doles’s physical condition could be adequately addressed in prison. In the interim, the court granted Mr. Doles’s request for bond so he could remain in the care of his private physicians. At a hearing held on November 24, 2008, the court informed Mr. Doles that he would be designated to serve his sentence at the Federal Medical Center in Rochester, Minnesota, where he would receive excellent medical care from the Mayo Clinic. 1 In so doing, the court relied on a letter from the Bureau of Prisons acknowledging Mr. Doles’s serious medical issues and stating the Bureau would be able to provide the care he required.

Based on this information, the court told Mr. Doles there was no longer an issue regarding danger to his health pending appeal. Accordingly, the court denied Mr. Doles’s request for continuation of bail pending appeal. But it agreed that Mr. Doles could remain on bail until he was required to report to the Bureau of Prisons in Rochester on December 15. The court did so based on Mr. Doles’s assurance that he could get himself to Rochester by the set date.

Given this record, it is clear that Mr. Doles was not faced with an imminent harm involving a “real risk of death or serious bodily injury” when he chose not to report to prison. Al-Rekabi, 454 F.3d at 1125. Consequently, he was not entitled to raise a defense of medical necessity. See id. at 1121. In the absence of this affirmative defense, the evidence Mr. Doles sought to introduce was irrelevant to the case and the district court did not abuse its discretion in excluding it.

Mr. Doles also contends the district court committed reversible error when it refused to give a separate instruction on the affirmative defense of good faith. The first instruction proposed by Mr. Doles defined the word “willfully” as meaning that “the defendant committed the act voluntarily and with the purposes of violating the law, and not by mistake, accident, or in good faith.” Aplt. Br. at 7. The court *808 thought this instruction was vague and subject to misunderstanding. Instead the court gave the following instruction: “The term ‘willfully’ means the defendant committed the act voluntarily and with the purpose of violating a known legal duty.” Rec., vol. I at 284. The second instruction Mr. Doles proposed stated:

Defendant Doles, moreover, contends that he is not guilty of the crime charged because he believed that in Good Faith that the [sic] did not have to appear to Surrender because of a Good Faith belief that he was not obligated to because he was improperly and illegally tried.

Aplt. Br. at 7 (alteration in original). In refusing this instruction, the district court said that it was misleading, and that if this kind of defense had general application it would mean that “no one would have to appear to serve their sentence once they appealed.” Rec., vol. Ill at 375.

In support of his good faith defense, Mr. Doles provided a lengthy offer of proof at trial, stating he believed that his underlying federal conviction was illegal, he could not adequately challenge his conviction within the legal system, and his only chance was to leave the country so that he could make a documentary film through which he could point out the illegality of his conviction to the public.

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Related

United States v. Platte
401 F.3d 1176 (Tenth Circuit, 2005)
United States v. Lawrence
405 F.3d 888 (Tenth Circuit, 2005)
United States v. Patton
451 F.3d 615 (Tenth Circuit, 2006)
United States v. Al-Rekabi
454 F.3d 1113 (Tenth Circuit, 2006)
United States v. Doles
335 F. App'x 736 (Tenth Circuit, 2009)
United States v. Lopez-Medina
596 F.3d 716 (Tenth Circuit, 2010)
United States v. Cordery
656 F.3d 1103 (Tenth Circuit, 2011)

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Bluebook (online)
453 F. App'x 805, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-doles-ca10-2011.