United States v. Doe

74 F. Supp. 2d 310, 1999 U.S. Dist. LEXIS 12992, 1999 WL 642828
District Court, S.D. New York·Decided August 23, 1999·No. 98 CR 438(RLC)·Published·Cited by 15 cases

Opinion

OPINION

ROBERT L. CARTER, District Judge.

The United States of America (the “government”) has charged defendant John Doe # 1 (“John Doe”), a male who at the time of his arrest had not reached the age of eighteen, with eleven acts of juvenile delinquency, including murder, attempted murder, robbery, racketeering, assault, and distribution of and possession with intent to distribute crack cocaine and heroin in a superceding juvenile information. Now before the court is the government’s motion to transfer John Doe to adult status pursuant to 18 U.S.C. § 5032.

BACKGROUND

The charges against John Doe stem from his alleged involvement in the 165th Street Organization (the “165 Organization”), a criminal organization that operates in New York, New Jersey, and Pennsylvania. John Doe and ten co-defendants are charged with a host of violent acts and acts relating to narcotics trafficking in an indictment filed May 13, 1998. Specifically, John Doe is charged with acts of juvenile delinquency occurring between 1994 and June 19, 1996, including the March 15, 1995 murder of an individual named Francisco Soto.

On September 18, 1998, the government moved for transfer John Doe to adult status, asserting that transfer was appropriate under the discretionary transfer provisions of 18 U.S.C. § 5032. At that time, the United States Attorney for the Southern District of New York certified, pursuant to authority delegated to her by the Attorney General of the United States, that the charged offenses include violent felonies and that there is a substantial federal interest in the case to warrant the exercise of federal jurisdiction. See 18 U.S.C. § 5032. After unsuccessful plea agreement negotiations, defendant filed his opposition papers on February 22, 1999, submitting inter alia a psychological evaluation.

By letter dated April 12, 1999, the government responded to the February 22 opposition papers. Additionally, the government moved for an adjournment of the transfer hearing, then scheduled for April 21, 1999, in order to permit the filing of a superceding juvenile information. By letter dated April 14, 1999, defendant objected to the government’s reply as untimely, and as raising issues that should have been briefed in the initial motion for transfer. *312 In a conference that same day, the court granted the government’s motion for adjournment and gave defendant permission to file a sur-reply due May 3, 1999. The court also directed the government to obtain its own psychological evaluation of John Doe, which was ultimately submitted on May 17,1999.

In a letter dated May 28, 1999, the government argued for the first time that the transfer of John Doe to adult status is required under the mandatory transfer provision of 18 U.S.C. § 5032. Defendant responded by letter dated June 3, 1999, contending that transfer is not mandatory under the statute, and that in any case, the government had waived a mandatory transfer motion by failing to move for such a transfer in its initial papers.

The hearing to determine whether transfer is appropriate under either the mandatory or discretionary provisions of 18 U.S.C. § 5032 was held on July 28, 1999. At the hearing, the court heard the testimony of Dr. Barry Rosenfeld (“Dr.Ro-senfeld”), the psychologist who prepared the evaluation of John Doe for the government, and Dr. Sanford Drob (“Dr.Drob”), the psychologist who prepared the evaluation for the defense. 1 Each witness was cross-examined by the other party. There were no other witnesses. On August 5, 1999, the government submitted a letter briefly addressing the availability of juvenile treatment centers within the Bureau of Prisons system generally, and in a particular corrections center proposed by defendant. The letter stated that after the hearing, the government had spoken to a psychologist who concluded that there are no juvenile treatment programs appropriate for John Doe within the Bureau of Prisons system. By letter dated August 6, 1999, defendant rebutted the government’s assertions, and objected to the government’s letter as an attempt to introduce the testimony of a witness not subject to cross-examination.

DISCUSSION

At the outset, the court is compelled to comment on the government’s dilatory conduct in its prosecution of the instant motion. The court is particularly dismayed by the government’s repeated attempts to raise new issues and present evidence in an untimely manner. The government should not have taken months, for example, to file a superceding juvenile information nor to move for mandatory transfer. While the court’s patience has certainly been tried by this behavior, the court will nonetheless proceed on the merits of the motion as defendant has not been prejudiced by the government’s negligence and inexcusable delays.

A. Mandatory Transfer

Section 18 U.S.C. § 5032 provides in relevant part:

a juvenile who is alleged to have committed an act after his sixteenth birthday which if committed by an adult would be a felony offense that has as an element thereof the use, attempted use, or threatened use of physical force against the person of another, or that, by its very nature, involves a substantial *313 risk that physical force against the person of another may be used in committing the offense, or would be an offense described in [the listed sections], and who has previously been found guilty of an act which if committed by an adult would have been one of the offenses set forth in this paragraph or an offense in violation of a State felony statute that would have been such an offense if a circumstance giving rise to Federal jurisdiction had existed, shall be transferred to the appropriate district court of the United States for criminal prosecution.

Therefore, transfer of a juvenile is mandatory if (1) the offense charged was committed after the defendant’s sixteenth birthday; and (2) the offense charged would be a felony if committed by an adult; and (3) the offense charged either (a) involves the use, attempted use, or threatened use of violence or (b) by its very nature involves a substantial risk that violence may be used in committing the offense, or (c) is one of the offenses specifically enumerated in the statute; and (4) the juvenile was previously found guilty of a crime that would be a felony of the type described in (3) above if committed by an adult. See also United States v. Juvenile Male # 1, 47 F.3d 68, 69 (2d Cir.1995).

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United States v. Doe, 74 F. Supp. 2d 310, 1999 U.S. Dist. LEXIS 12992, 1999 WL 642828 (S.D.N.Y. 1999).

74 F. Supp. 2d 310 (United States v. Doe) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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