United States v. Devon Golding

833 F.3d 914, 101 Fed. R. Serv. 202, 2016 U.S. App. LEXIS 15000, 2016 WL 4363163
CourtCourt of Appeals for the Eighth Circuit
DecidedAugust 16, 2016
Docket15-2555
StatusPublished
Cited by2 cases

This text of 833 F.3d 914 (United States v. Devon Golding) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Devon Golding, 833 F.3d 914, 101 Fed. R. Serv. 202, 2016 U.S. App. LEXIS 15000, 2016 WL 4363163 (8th Cir. 2016).

Opinion

PER CURIAM.

Dr. Devon Northon Golding was convicted of defrauding a health-care benefits program, and of making false statements about the delivery or payment for healthcare benefits. He appeals, arguing the district court 1 abused its discretion in its evidentiary rulings. Having jurisdiction under 28 U.S.C. § 1291, this court affirms.

I.

Dr. Golding, a physician, was an approved Medicare and Medicaid provider. Marietta A. Payne, a registered nurse, worked in his office. While there, Payne saw patients when Dr. Golding was absent from the office. She wrote prescriptions using blank pads he pre-signed. Payne also completed progress notes he later signed, indicating he had seen the patients.

At least three times, Dr. Golding was reimbursed by Medicare or Medicaid for patient visits by Payne while he was out of town. At least twice, Dr. Golding pre-signed prescription pads that Payne used to prescribe controlled substances to Medicaid patients.

Before trial, Dr. Golding moved in li-mine to exclude evidence of (1) a 1998 investigation by the Board of Registration for the Healing Arts about Paul T. Winter, a physician assistant for Dr. Golding between 1989 and 1991, and (2) a 2011 Board of Pharmacy settlement agreement about DNG Pharmacy, owned by Dr. Golding. *917 The district court denied the motion, but gave a limiting instruction that the evidence could be considered only on the issue of whether Dr. Golding acted knowingly and willfully.

The government successfully moved in limine to exclude the testimony of two witnesses as irrelevant: (1) Marion L. Drysdale, Dr. Golding’s certified public accountant; and (2) Dr. John O’Haver, a physician who shared office space with Dr. Golding. At trial, the government objected • to proposed testimony from Olga Golding, Dr. Golding’s sister and office assistant, that she discovered $2,700 in cash in another employee’s desk. The district court sustained that objection on relevancy grounds.

A jury found Dr. Golding guilty of three counts of defrauding a health-care benefits program, in violation of 18 U.S.C. § 1347(a)(1) and (2), and two counts of making false statements about the delivery or payment for health care benefits, in violation of 18 U.S.C. § 1035(a)(2). He appeals, arguing the district court abused its discretion in its evidentiary rulings.

II.

“This court reviews for clear abuse of discretion a district court’s evidentiary rulings.” United States v. Lindsey, 702 F.3d 1092, 1097 (8th Cir. 2013). This court “will not reverse a judgment on the basis of erroneous evidentiary rulings absent a showing that those rulings had'a substantial influence on the jury’s verdict.”' United States 'v. Haskell, 468 F.3d 1064, 1074 (8th Cir. 2006).

A.

Dr. Golding argues based on Federal Rule of Evidence 404(b) that the district court abused its discretion by admitting testimony regarding (1) the 1998 investigation about his physician assistant, and (2) the 2011 settlement agreement with his pharmacy.

Rule 404(b) governs the admissibility of “[ejvidence of a crime, wrong, or other act” by a defendant. Evidence of prior bad acts is not admissible under Rule 404(b) “solely to prove the defendant’s criminal disposition.” United States v. Shoffner, 71 F.3d 1429, 1432 (8th Cir. 1995). Rule 404(b) evidence, however, is admissible to show “motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident.” Fed. R. Evid. 404(b)(2). “To be admissible under 404(b), evidence must be (1) relevant to a material issue; (2) similar in kind and not overly remote in time to the crime charged; (3) supported by sufficient "evidence; and (4) higher in probative value than prejudicial effect.” United States v. Tyerman, 701 F.3d 552, 562 (8th Cir. 2012).

The district court did not clearly abuse its discretion in ruling that the investigation and settlement were relevant to Dr. Golding’s intent and knowledge, and were not overly prejudicial. See United States v. Dupont, 672 F.3d 580, 583 (8th Cir. 2012) (noting that a health-care fraud scheme requires proof that the defendant acted willfully): As to the 1998 investigation of the underlying 1989-1991 conduct, the district court did not abuse its discretion in finding that they were not overly remote in time. To determine remoteness, this court “applies a reasonableness standard and examines the facts and circumstances of each case.” United States v. Franklin, 250 F.3d 653, 659 (8th Cir. 2001). “[T]he answer to how long is too long depends on the theory that makes the evidence admissible.” United States v. Strong, 415 F.3d 902, 905 (8th Cir. 2005). Here, the theory of relevance — that the investigation demonstrated Dr. Golding’s intent and knowledge that his practices were improper — favors admitting the evi *918 dence. See United States v. Yielding, 657 F.3d 688, 702 (8th Cir. 2011) (“In this case, the prior acts of theft occurred within ten years of the charged conduct, and were highly probative of [defendant’s] knowledge and intent.”); United States v. Williams, 308 F.3d 833, 836-37 (8th Cir. 2002) (upholding admission of a prior robbery offense committed 20 years before the offense on trial).

The district court, after admitting the evidence, instructed the jury to consider it as evidence only of Dr. Golding’s intent and knowledge of the charged offenses. “A jury is presumed to follow its instructions ... and therefore the use of a limiting instruction decreases the danger that unfair prejudice will result from admission of the evidence.” United States v. Betterton, 417 F.3d 826, 832 (8th Cir. 2005). The district court did not abuse its discretion in admitting evidence of the 1998 investigation or 2011 settlement agreement.

B.

Dr.

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Bluebook (online)
833 F.3d 914, 101 Fed. R. Serv. 202, 2016 U.S. App. LEXIS 15000, 2016 WL 4363163, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-devon-golding-ca8-2016.