United States v. DeSantis

Procedural entryThis page is a short order in United States v. DeSantis. Read the opinion of the Court — 81 F. App'x 518
Court of Appeals for the Sixth Circuit·Decided January 11, 2001·No. 99-4285·Published

Opinion

5(&200(1'(' )25 )8//7(;7 38%/,&$7,21  8QLWHG6WDWHVY'H6DQWLV 1RV 3XUVXDQW WR 6L[WK &LUFXLW 5XOH 

(/(&7521,& &,7$7,21  )(' $SS 3 WK &LU

OHYHO DQG WKXV FRQWUROOHG WKH JURXS SXUVXDQW WR 866* )LOH 1DPH DS

† ' E   6LQFH WKH UHFRUG UHYHDOV WKH GLVWULFW FRXUWj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† $FFRUGLQJO\ZH5(0$1'IRU  IXUWKHUSURFHHGLQJVQRWLQFRQVLVWHQWZLWKWKLVRSLQLRQ Y !   $/%(57 s '(6$17,6  'HIHQGDQW$SSHOOHH  &URVV$SSHOODQW   1 $SSHDOIURPWKH8QLWHG6WDWHV'LVWULFW&RXUW IRUWKH6RXWKHUQ'LVWULFWRI2KLRDW&ROXPEXV 1RnsRKQ'+ROVFKXK'LVWULFWsXGJH $UJXHG'HFHPEHU 'HFLGHGDQG)LOHGsDQXDU\ %HIRUHs21(6%2**6DQG6,/(5&LUFXLWsXGJHV BBBBBBBBBBBBBBBBB &2816(/ $5*8(''DOH(:LOOLDPVsU$66,67$1781,7(' 67$7(6 $77251(< &ROXPEXV 2KLR IRU $SSHOODQW *RUGRQ +REVRQ )('(5$/ 38%/,& '()(1'(5j6 2)),&(&ROXPEXV2KLRIRU$SSHOOHH21%5,()'DOH ( :LOOLDPV sU $66,67$17 81,7(' 67$7(6

  8QLWHG6WDWHVY'H6DQWLV 1RV 1RV 8QLWHG6WDWHVY'H6DQWLV 

$77251(< &ROXPEXV 2KLR IRU $SSHOODQW  *RUGRQ FRPPLWWHG6XFFHVVRIWKHVFKHPHLVQRWDQHOHPHQWRIWKH +REVRQ )('(5$/ 38%/,& '()(1'(5j6 2)),&( FULPH &ROXPEXV2KLRIRU$SSHOOHH 7KHGLVWULFWFRXUWUHPDUNHGWKDWLQRUGHUWRLQIOLFWWKHORVV BBBBBBBBBBBBBBBBB KHZDQWHGWRLQIOLFW'H6DQWLVKDGWRXQGHUWDNHDYDULHW\RI RWKHU DFWV DIWHU ILOLQJ WKH SHWLWLRQ VXFK DV ILOLQJ D 23,1,21 UHRUJDQL]DWLRQ SODQ PHHWLQJ ZLWK FUHGLWRUV H[HFXWLQJ WKH BBBBBBBBBBBBBBBBB SODQHWF:HUHKHWRKDYHXQGHUWDNHQWKHVHDFWVIRUSXUSRVHV RIH[HFXWLQJRUDWWHPSWLQJWRH[HFXWHKLVVFKHPHKHZRXOG %2**6&LUFXLWsXGJH7KHJRYHUQPHQWDSSHDOVDQGWKH KDYH EHHQ VXEMHFW WR FRQYLFWLRQ RI DGGLWLRQDO FRXQWV RI GHIHQGDQWFURVVDSSHDOVWKHVHQWHQFHLPSRVHGDIWHUDJXLOW\ EDQNUXSWF\IUDXGXQGHU86&††    7KDW SOHD WR EDQNUXSWF\ IUDXG PRQH\ ODXQGHULQJ DQG ZLWQHVV HDFKVXEVHTXHQWILOLQJFRQWDLQLQJIDOVHGLVFORVXUHVRIDVVHWV WDPSHULQJ%HFDXVHWKHGLVWULFWFRXUWHUURQHRXVO\JUDQWHGD LV D VHSDUDWH FRPSOHWH VWDWXWRU\ RIIHQVH FRQILUPV WKDW WKUHHOHYHOUHGXFWLRQLQRIIHQVHOHYHOEDVHGRQWKHGHIHQGDQWjV 'H6DQWLVjVILOLQJRIWKHSHWLWLRQUDWKHUWKDQFRPSOHWLRQRIWKH RQO\KDYLQJDWWHPSWHGWKHVXEVWDQWLYHRIIHQVHRIIUDXGZH VFKHPHWRGHIUDXGLVWKHVXEVWDQWLYHRIIHQVH YDFDWHWKHVHQWHQFHDQGUHPDQGIRUIXUWKHUSURFHHGLQJV $Q XQVXFFHVVIXO VFKHPH WR GHIUDXG FUHGLWRUV RI D JLYHQ , DPRXQWRIPRQH\LVQRWDQDWWHPSWHGYLRODWLRQRI86& †  $WWHPSWHGEDQNUXSWF\IUDXGFRXOGDULVHRQO\LQWKH 2Q0DUFK$OEHUWs'H6DQWLVSOHGJXLOW\WRWKUHH XQXVXDO VLWXDWLRQ RI DQ XQVXFFHVVIXO DWWHPSW WR ILOH WKH FRXQWV RI D VL[WHHQFRXQW LQGLFWPHQW FKDUJLQJ KLP ZLWK EDQNUXSWF\SHWLWLRQLWVHOI YDULRXVFULPHVDULVLQJRXWRIDVFKHPHWRH[HFXWHDQGFRQFHDO DEDQNUXSWF\IUDXG7KHUHOHYDQWFRXQWVRIWKHLQGLFWPHQW $V WKH JRYHUQPHQW QRWHV 'H6DQWLV SOHG JXLOW\ WR FKDUJHG'H6DQWLVZLWKEDQNUXSWF\IUDXGLQYLRODWLRQRI EDQNUXSWF\IUDXGQRWDWWHPSWHGEDQNUXSWF\IUDXG6LQFHLWLV 86& †    HQJDJLQJ LQ D PRQHWDU\ WUDQVDFWLRQ LQ XQGLVSXWHGWKDWKHLQIDFWILOHGWKHSHWLWLRQIRUWKHSXUSRVHRI SURSHUW\GHULYHGIURPDVSHFLILHGXQODZIXODFWLYLW\ mPRQH\ H[HFXWLQJ RU DWWHPSWLQJ WR H[HFXWH D VFKHPH WR GHIUDXG ODXQGHULQJl LQYLRODWLRQRI86&††DQGDQG FUHGLWRUVKHZDVJXLOW\RIWKHFRPSOHWHGRIIHQVHIRUSXUSRVHV WDPSHULQJ ZLWK D ZLWQHVV LQ YLRODWLRQ RI  86& RI ERWK WKH VWDWXWH DQG WKH JXLGHOLQHV  &RPSOHWLRQ RI WKH † E   VXEVWDQWLYHRIIHQVHXQGHUWKHJXLGHOLQHVUHQGHUVWKH†; DWWHPSWUHGXFWLRQXQDYDLODEOH$FFRUGLQJO\WKHGLVWULFWFRXUW :KLOH RQ UHOHDVH IURP IHGHUDO FXVWRG\ UHVXOWLQJ IURP D HUUHG LQ UHGXFLQJ 'H6DQWLVjV RIIHQVH OHYHO E\ WKUHH OHYHOV SUHYLRXVPDLODQGVHFXULWLHVIUDXGFRQYLFWLRQ'H6DQWLVILOHG SXUVXDQWWRWKH†; E  DWWHPSWSURYLVLRQ DYROXQWDU\SHWLWLRQIRUSHUVRQDO&KDSWHUUHRUJDQL]DWLRQLQ WKH6RXWKHUQ'LVWULFWRI2KLR,QWKHSHWLWLRQDQGDVVRFLDWHG ,,, VFKHGXOHV 'H6DQWLV OLVWHG  LQ WRWDO DVVHWV EHORQJLQJWRKLPVHOIDQGKLVZLIHDQGLQWRWDO +DYLQJIRXQGHUURULQWKHGLVWULFWFRXUWjVFDOFXODWLRQRIWKH OLDELOLWLHV+HIDLOHGWRGLVFORVHLQQHWDVVHWV RIIHQVH OHYHO IRU EDQNUXSWF\ IUDXG ZH 9$&$7( WKH MXGJPHQWRIVHQWHQFH$FFRUGLQJO\ZHQHHGQRWDGGUHVVWKH $W WKH SOHD KHDULQJ D 6SHFLDO $JHQW RI WKH ,QWHUQDO JRYHUQPHQWjV DOWHUQDWLYH DUJXPHQW WKDW WKH GLVWULFW FRXUW 5HYHQXH6HUYLFH&ULPLQDO,QYHVWLJDWLRQ'LYLVLRQWHVWLILHGLQ VKRXOGKDYHFDOFXODWHGWKHRIIHQVHOHYHOIRUPRQH\ODXQGHULQJ DQWLFLSDWLRQRI'H6DQWLVjVDOORFXWLRQ LQRUGHUWRDVFHUWDLQZKLFKRIIHQVH\LHOGHGWKHKLJKHURIIHQVH  8QLWHG6WDWHVY'H6DQWLV 1RV 1RV 8QLWHG6WDWHVY'H6DQWLV 

GHYLVHGRULQWHQGLQJWRGHYLVHDVFKHPHRUDUWLILFHWRGHIUDXG )URP RQ RU DERXW $XJXVW   WKURXJK DQGIRUWKHSXUSRVHRIH[HFXWLQJRUFRQFHDOLQJVXFKDVFKHPH 1RYHPEHU   $OEHUW s 'H6DQWLV DWWHPSWHG WR RUDUWLILFHRUDWWHPSWLQJWRGRVR  ILOHVDSHWLWLRQXQGHUWLWOH FRQFHDO KLV SHUVRQDO DVVHWV IURP KLV FUHGLWRUV DQG VKDOOEHILQHGXQGHUWKLVWLWOHLPSULVRQHGQRWPRUH HYHQWXDOO\WKHEDQNUXSWF\FRXUWE\WUDQVIHUULQJIXQGVDQG WKDQ  \HDUV RU ERWKl   86& †    FI  86& RWKHUDVVHWVWRFRUSRUDWLRQVQDPHG%XEjV3L]]DDQG †   SURYLQJWKHVDPHIRUDSHUVRQZKRmPDNHVDIDOVH 9LGHR ,QF DQG 6RXO WR 6RXO ,QF  7KHVH FRPSDQLHV RUIUDXGXOHQWUHSUHVHQWDWLRQFODLPRUSURPLVHFRQFHUQLQJRU ZHUH UHSUHVHQWHG DV EHLQJ RZQHG E\ 0U 'H6DQWLVjV LQUHODWLRQWRDSURFHHGLQJXQGHUWLWOHDWDQ\WLPHEHIRUHRU EURWKHU EXW >DQ@ LQYHVWLJDWLRQ GLVFORVHG >WKDW@ WKH DIWHUWKHILOLQJRIWKHSHWLWLRQ l   86&†   FRPSDQLHV ZHUH DFWXDOO\ XQGHU WKH GLUHFW FRQWURO RI 6HFWLRQ  WKXVFRQWDLQVWKUHHHOHPHQWV WKHH[LVWHQFH $OEHUW s 'H6DQWLV  $OEHUW s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

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. DeSantis, (6th Cir. 2001).

United States v. DeSantis (United States v. DeSantis) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.