United States v. Denver Lee

Court of Appeals for the Sixth Circuit·Decided November 3, 2020·No. 19-2054·Unpublished

Opinion

NOT RECOMMENDED FOR PUBLICATION File Name: 20a0621n.06

No. 19-2054

UNITED STATES COURT OF APPEALS FILED FOR THE SIXTH CIRCUIT Nov 03, 2020 DEBORAH S. HUNT, Clerk

UNITED STATES OF AMERICA, )

)

Plaintiff-Appellee, )

) ON APPEAL FROM THE v. ) UNITED STATES DISTRICT ) COURT FOR THE EASTERN DENVER LEE, ) DISTRICT OF MICHIGAN )

Defendant-Appellant.

)

BEFORE: BATCHELDER, STRANCH, and MURPHY, Circuit Judges.

ALICE M. BATCHELDER, Circuit Judge. Denver Lee, charged with being a felon in possession of a firearm, agreed to stipulate that he was a felon and knew of his status so that the government could not introduce evidence of his prior convictions. However, at trial, Lee took the stand in his own defense and made what the district court found to be “an allegedly false statement” about his previous possession of firearms. The court thus held that Lee “opened the door” to impeachment evidence and permitted the government to introduce evidence of Lee’s 2005 conviction of being a felon in possession of a firearm. Lee appeals that evidentiary ruling. He also raises on appeal several Rehaif-related claims and the district court’s decision to not hold an evidentiary hearing on his ineffective-assistance-of-counsel (“IAC”) claim. For the following reasons, we AFFIRM the judgment of the district court.

I.

In February 2018, four Detroit police officers on patrol observed two men, one of whom was Lee, standing between two cars parked in the middle of the street. One of the officers shined the cruiser’s spotlight on the men. With the light on him, Lee nervously grabbed the front center pocket of his sweatshirt and quickly walked away. The officers approached Lee and noticed a heavy bulge in his sweatshirt pocket. One of the officers frisked Lee and discovered a loaded firearm (registered to Lena Safadi, described by Lee as his assistant). Another officer then handcuffed Lee. Two other officers witnessed the entire encounter, and body cams worn by two of the officers captured much of the incident.

A federal grand jury indicted Lee for being a felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1), 924(e). The trial was completed before the Supreme Court decided Rehaif v. United States, 139 S. Ct. 2191 (2019), in which it held that to convict a defendant under 18 U.S.C. § 922(g) for being a felon in possession of a firearm, the government must prove beyond a reasonable doubt that the defendant knew of his prohibited status. Id. at 2200 (“We conclude that in a prosecution under 18 U.S.C. § 922(g) and § 924(a)(2), the Government must prove both that the defendant knew he possessed a firearm and that he knew he belonged to the relevant category of persons barred from possessing a firearm.”). Because they predated Rehaif, neither the indictment nor the jury instructions included the knowledge-of-status element. Lee did not object to either the indictment or to the jury instructions at the time.

Lee stipulated at trial that prior to his arrest, he “had been convicted of a felony, a crime punishable by more than one year in prison, knew that he had been convicted of a felony, and had not had his conviction expunged or his rights restored.” The government read that stipulation to the jury during the trial and the district court repeated it when instructing the jury.

Before Lee testified in his defense, the government notified Lee and the court that if Lee did testify, it intended to impeach him under Federal Rule of Evidence (“FRE”) 609(a) with three of his prior convictions: two convictions for possession with intent to distribute a controlled substance and one conviction—in 2005—for being a felon in possession of a firearm. Initially, the court permitted the government to use only the two controlled-substance convictions because the court was concerned that the 2005 firearm conviction posed a “danger that the jury would consider the evidence as propensity evidence or character evidence, which would be an improper purpose.”

Lee then took the stand. Under direct questioning, he testified that: “Lena [Lee’s assistant]

know I don’t want her to have them guns around me. I don’t want no guns. She know not to bring no guns around me. . . . She knows I don’t have guns around me. I don’t do nothing, bro. I don’t have nothing around me, because I’m always the hit.” After these statements, the government sought permission from the court to introduce Lee’s 2005 firearm conviction in order to impeach his testimony that he does not “have guns around [him].” The court permitted the firearm conviction to be introduced, though it noted that its probative value fell “more in the area of Rule 608 than Rule 609 now, because he has made a prior -- he has made an allegedly false statement.” Lee’s counsel objected immediately. The government questioned Lee about his 2005 firearm conviction, which Lee admitted. The government then asked Lee why he had just “testified on direct that [he doesn’t] like to be around firearms.” Lee responded that he made that statement “Because of 2005. That’s why I don’t like to be around guns.”

After the defense rested, the court instructed the jury that the evidence about Lee’s prior convictions, including the firearm conviction, was for impeachment purposes only, that the

evidence could not be used “for any other purpose,” and that it was “not evidence that he is guilty of the crime that he is on trial for now.” The jury returned a guilty verdict.

Lee moved for a judgment of acquittal and for a new trial, which the district court denied.

A month later, Lee hired new counsel. The court permitted Lee to file a second motion for a new trial based on IAC. The court held a hearing on that motion. But upon finding that the record was not fully developed and that under Sixth Circuit precedent “the question of ineffective assistance of counsel ought to be raised on collateral review,” the court denied the motion (though the court noted that Lee could later raise the issue in a 28 U.S.C. § 2255 motion). The court sentenced Lee to 180 months, the mandatory minimum under 18 U.S.C. § 924(e), and below the Guidelines range of 210 to 262 months. Lee timely appealed.

II.

We first address Lee’s claim that the district court erred by permitting the government to introduce evidence of his 2005 conviction for being a felon in possession of a firearm. “We review evidentiary rulings for an abuse of discretion.” United States v. Chavez, 951 F.3d 349, 357-58 (6th Cir. 2020). This means that we ask “whether the district court (1) misunderstood the law (here, the Federal Rules of Evidence), (2) relied on clearly erroneous factual findings, or (3) made a clear error of judgment.” Id. at 358. And “even if the district court abused its discretion, we may not grant a new trial if the record gives us a ‘fair assurance’ that the verdict wasn’t ‘substantially swayed’ by the evidentiary error.” Id. (quoting Kotteakos v. United States, 328 U.S. 750, 765 (1946)).

At trial, to prevent the government from introducing evidence of his prior convictions, Lee stipulated that he was a felon and knew of his status as such. See Old Chief v. United States, 519 U.S. 172, 191–92 (1997). But the district court found that Lee “opened the door” to evidence

attacking his character for truthfulness when he testified that “I don’t have guns around me.” The government then introduced evidence of Lee’s prior felon-in-possession conviction in order to impeach his testimony about not being around guns.

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