United States v. Dentsply International, Inc.

187 F.R.D. 152, 1999 U.S. Dist. LEXIS 10072, 1999 WL 455448
CourtDistrict Court, D. Delaware
DecidedJune 11, 1999
DocketNo. Civ.A. 99-5 MMS
StatusPublished
Cited by13 cases

This text of 187 F.R.D. 152 (United States v. Dentsply International, Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dentsply International, Inc., 187 F.R.D. 152, 1999 U.S. Dist. LEXIS 10072, 1999 WL 455448 (D. Del. 1999).

Opinion

OPINION

SCHWARTZ, Senior District Judge.

The United States Department of Justice (“Justice” or the “Government”) has filed an antitrust action against Dentsply International, Inc. (“Dentsply”) after a three-year investigation of Dentsply’s business practices. That investigation included interviews of 184 witnesses and Civil Investigative Demands (“CIDs”) on numerous companies, thereby allowing Justice to obtain confidential and proprietary information. Two matters, both of which stem from Justice’s three-year investigation, are presently before the Court.

[155]*155First, pursuant to Rule 37(a) of the Federal Rules of Civil Procedure, Dentsply has filed a motion to compel the Government to answer an interrogatory seeking facts learned by the Government during its witness interviews in the course of its investigation of Dentsply.1

Second, pursuant to Federal Rule of Civil Procedure 26(c), the Government and Henry Schein, Inc. (“Schein”), a third-party respondent to a CID, have each filed a motion for a protective order. Schein both competes with and distributes for Dentsply, depending on the particular line of Dentsply’s dental product. Schein has moved to intervene solely to urge the Court to adopt a protective order with provisions protecting it and other third-parties who have responded to the CIDs. Dentsply, the Government and Schein all agree, in principle, that a protective order is necessary to protect proprietary information but disagree on its scope and content. Both the Government’s and Schein’s motions request, among other things, a protective order provision denying Brian Addison, Dentsply’s General Counsel, access to third-party confidential information obtained pursuant to the CIDs. Schein also seeks a provision in the protective order restraining outside counsel’s representation of Dentsply for a defined future period.

For reasons which follow the Court will grant Dentsply’s motion to compel as well as Schein’s motion to intervene. The Government’s and Schein’s motions for protective orders will also be granted with respect to shielding third-party proprietary information from Dentsply’s general counsel subject to a safety valve which would allow Addison to see the information in what would have to be very unusual circumstances. The Court will deny Scheiris motion to the extent it seeks to limit Dentsply’s outside counsel’s representation of Dentsply. Finally, the Court will make several rulings regarding its role in the proposed protective orders.

I. Motion to Compel

Dentsply’s motion to compel arises because of the Government’s refusal to answer the following interrogatory:

With regard to the 184 individuals and entities who were interviewed by the DOJ pursuant to its CID investigation of Dentsply and subsequently identified in Plaintiffs Rule 26(a)(1) Initial Disclosures, please identify in detail all facts known to these individuals and entities that are relevant to the DOJ’s claims against Dentsply in this matter.

The Government contends that because the three-year Dentsply investigation, including issuance of the CIDs, was initiated and supervised by Department of Justice attorneys in anticipation of litigation, all facts learned during that investigation constitute work product.

Indeed, the “work product doctrine” protects from disclosure, inter alia, the legal strategies and mental impressions of an attorney formed in anticipation of or preparation for litigation. Hickman v. Taylor, 329 U.S. 495, 510, 67 S.Ct. 385, 91 L.Ed. 451 (1947); see also 6 Moore’s Federal Practice § 26.70[2][c] (3d ed. 1998) (“Courts have continued to apply Hickman to prevent parties from circumventing the work product doctrine by attempting to elicit an attorney’s thought process through depositions or interrogatories.”) Despite its protestations to the contrary, the Government is attempting here to extend work product protection to the facts which form the basis of its antitrust lawsuit. Justice is clearly not required to turn over its attorneys’ memoranda resulting from the interviews, and Dentsply does not contend otherwise since this type of information involves the mental impressions protected by the work product doctrine. Rather, Dentsply seeks only the facts that form the basis of the lawsuit — the interrogatory does not require the Government to supply its counsel’s view of the ease, identify the facts which counsel considered significant or reveal the specific questions asked by the Government attorneys.

The general rule is that one party may discover relevant facts known or avail[156]*156able to the other party, even though such facts are contained in documents that are not discoverable. Bogosian v. Gulf Oil Corp., 738 F.2d 587, 595 (3d Cir.1984) (“Of course, where the same document contains both facts and legal theories of the attorney, the adversary party is entitled to discovery of the facts. It would represent a retreat from the philosophy underlying the Federal Rules of Civil Procedure if a party could shield facts from disclosure by the expedient of combining them or interlacing them with core work product.”); Farran v. Johnston Equip., Inc., Civ.A. No. 93-6148, 1995 WL 549005, at *3 (E.D.Pa. Sept. 12, 1995) (“The work product doctrine furnishes no shield against discovery by interrogatories or by depositions of the facts that the adverse party has learned of the persons from whom such facts were learned.”); Eoppolo v. National R.R. Passenger Corp., 108 F.R.D. 292, 294 (E.D.Pa. 1985); In re Dayco Corp. Derivative Sec. Litig., 99 F.R.D. 616, 624 (S.D.Ohio 1983) (ordering plaintiff to answer defendants’ interrogatory because “[defendants may discover the facts upon which Plaintiffs, and/or their counsel, base their allegations”); Fed.R.Civ.P. 26(b)(3) advisory committee’s note to 1970 amendments; 9 Charles Alan Wright et al., Federal Practice and Procedure § 2023, at 330 (2d ed. 1994) (“[T]he work product concept furnishe[s] no shield against discovery, by interrogatories ... of the facts that the adverse party’s lawyer has learned”); 6 Moore’s Federal Practice § 26.70[2][a] (stating that work product doctrine does not protect facts contained within work product). Counsel or litigants cannot use the work product doctrine to hide facts underlying the litigation from discovery. Hickman, 329 U.S. at 507, 67 S.Ct. 385 (“Mutual knowledge of all the relevant facts gathered by both parties is essential to proper litigation. To that end, either party may compel the other to disgorge whatever facts he has in his possession.”); Musko v. McCandless, Civ.A. No. 94-3938, 1995 WL 580275, at *1 n. 2 (E.D.Pa. Sept. 29, 1995) (“Facts that attorneys witness or discover through their investigative efforts, as opposed to the impressions and conclusions drawn from them, are not protected by the work product doctrine.”); In re Convergent Technologies Second Half 1981 Sec. Litig., 122 F.R.D.

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Bluebook (online)
187 F.R.D. 152, 1999 U.S. Dist. LEXIS 10072, 1999 WL 455448, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dentsply-international-inc-ded-1999.