United States v. Dennis Ray Kottmyer (91-5826) William Talmadge Upton (91-5827)

961 F.2d 569
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 27, 1992
Docket91-5826, 91-5827
StatusPublished
Cited by34 cases

This text of 961 F.2d 569 (United States v. Dennis Ray Kottmyer (91-5826) William Talmadge Upton (91-5827)) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dennis Ray Kottmyer (91-5826) William Talmadge Upton (91-5827), 961 F.2d 569 (6th Cir. 1992).

Opinion

*571 RALPH B. GUY, Jr., Circuit Judge.

The defendants appeal their convictions for conspiracy and attempt to possess cocaine with intent to distribute. Both defendants argue that the district court should have dismissed the charges with prejudice after finding a violation of the Speedy Trial Act, 18 U.S.C. §§ 3161, et seq. In addition, one defendant argues that the evidence was insufficient to support his conviction, and the other defendant claims that the district court sentenced him under an inapplicable statutory minimum provision. We affirm.

I.

The defendants, Dennis Kottmyer and William Upton, were arrested as a result of a government sting operation aimed at Jesse Bramel, a Kentucky drug dealer. The Drug Enforcement Agency offered the services of an informant, Christian Klump, to the Northern Kentucky Narcotics Unit in order to apprehend narcotics violators in Northern Kentucky. After Klump initiated contact with Bramel, Bramel told Klump that he was interested in setting up a two-kilogram cocaine sale to other, unnamed persons. Bramel testified at trial that he then discussed the matter with Upton.

The agents working with Klump authorized him to set up the transaction with Bramel. On May 8, 1990, Klump, carrying a hidden transmitter, met with Bramel at a restaurant. Bramel told Klump that he had two customers who wished to buy two kilograms of cocaine. The next day, Klump and Bramel ironed out more details of the transaction over the telephone and agreed that the purchase price would be $24,000, including a $5,000 commission to be split between Klump and Bramel. Bra-mel testified that he confirmed these arrangements with Upton, who informed him that someone else would provide the money-

On May 10, Klump drove to the arranged meeting place, a restaurant parking lot. He again was wired for sound. He carried two packages in the trunk of his car, each containing one kilogram of pure baking soda. Bramel met Klump in the parking lot and, after making final arrangements with Klump, made two telephone calls.

A short time later, Upton and Kottmyer arrived in Kottmyer’s car. Bramel testified that he had never met Kottmyer before. The two men got into the car with Klump and Bramel. Upton handed Klump a bag of money. As Klump started to count it, Kottmyer said that “[tjhere’s 26 there; you don’t need to count it.” Bramel suggested going to Upton’s farm to complete the transaction. Upton and Kottmyer then returned to Kottmyer’s car, taking the bag of money with them. Before they could leave the parking lot, the agents arrested Upton, Kottmyer, and Bramel, and seized the bag containing $26,000 from Kottmyer’s car.

After their arrest, the three men were placed in a jail cell together overnight. Bramel testified that, after he told Upton he was upset about the arrest, Kottmyer asked, “[W]ell, how would you like to be out the money on top of it[?]”

Six days later, a federal grand jury returned a five-count indictment against Upton, Kottmyer, and Bramel. Upton and Kottmyer, represented jointly, pleaded not guilty. In August 1990, Bramel changed his plea to guilty and agreed to testify against Upton and Kottmyer.

In November 1990, Upton and Kottmyer moved to dismiss the indictment for violation of the Speedy Trial Act. In December, the district court dismissed the indictment without prejudice.

In January 1991, Upton and Kottmyer were re-indicted on two of the original five counts: conspiracy to possess cocaine with intent to distribute, in violation of 21 U.S.C. § 846, and aiding and abetting the attempted possession of cocaine with intent to distribute, in violation of 21 U.S.C. § 846 and 18 U.S.C. § 2. Three months later, a jury convicted Upton and Kottmyer on both counts. The district court sentenced Kott-myer to 65 months’ imprisonment and Upton to 10 years’ imprisonment on each count, to be served concurrently. These appeals followed.

*572 II.

Upton and Kottmyer both argue that the district court abused its discretion by dismissing the indictment without prejudice. Under the provisions of the Speedy Trial Act, the trial was required to commence within 70 non-excludable days of the defendants’ first appearance. 18 U.S.C. § 3161(c)(1).

There is no dispute that 111 non-excluda-ble days elapsed between the defendants’ arraignment and the filing of their motion to dismiss the indictment. There is also no dispute that, under 18 U.S.C. § 3162(a)(2), the district court was required to dismiss the indictment. The only issue before us is whether the court erred by dismissing the indictment without prejudice.

The Act provides guidance to a district court faced with that decision:

In determining whether to dismiss the case with or without prejudice, the court shall consider, among others, each of the following factors: the seriousness of the offense; the facts and circumstances of the case which led to the dismissal; and the impact of a reprosecution on the administration of this chapter and on the administration of justice.

18 U.S.C. § 3162(a)(2).

On review, we apply a modified abuse of discretion standard to the district court’s decision. Since “Congress has declared that a decision will be governed by consideration of particular factors,” we must ensure that the district court “carefully considered] those factors as applied to the particular case and ... clearly articulate^] their effect.” United States v. Taylor, 487 U.S. 326, 336, 108 S.Ct. 2413, 2419, 101 L.Ed.2d 297 (1988). If the district court properly considered the statutory factors, its “judgment of how opposing considerations balance should not lightly be disturbed.” Id. at 337, 108 S.Ct. at 2420.

Our review reveals that the district court did properly consider the statutory factors. As to the first factor, the court held that a conspiracy to distribute two kilograms of cocaine is “undeniably a serious offense,” a finding conceded by the defendants’ trial counsel. 1

The court next considered the reasons for the delay. The first 15 non-excludable days elapsed between the defendants’ arraignment and the filing of Upton’s notice of his intention to claim an insanity defense. Six days after receiving that notice, the government moved to have Upton examined. Counsel for the government erroneously drafted the proposed order to require an examination of Upton’s competence to stand trial instead of his mental state at the time of the offense.

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Bluebook (online)
961 F.2d 569, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dennis-ray-kottmyer-91-5826-william-talmadge-upton-ca6-1992.