United States v. Denise Due

205 F.3d 1030, 2000 U.S. App. LEXIS 3130, 2000 WL 233239
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 2, 2000
Docket99-1310EM
StatusPublished
Cited by12 cases

This text of 205 F.3d 1030 (United States v. Denise Due) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Denise Due, 205 F.3d 1030, 2000 U.S. App. LEXIS 3130, 2000 WL 233239 (8th Cir. 2000).

Opinion

RICHARD S. ARNOLD, Circuit Judge.

The defendant, Denise Due, signed a plea agreement, agreeing to cooperate and provide truthful information to the government. In exchange, the government agreed to file, if it chose to do so in its sole discretion, a substantial-assistance downward-departure motion under U.S.S.G. § 5K1.1. Ms. Due then pleaded guilty to conspiracy to launder money, in violation of 18 U.S.C. § 1956(a)(1)(B)® and (h). The government did not file the 5K1.1 motion. The defendant was sentenced to thirty-three months’ imprisonment and three years of supervised release, a sentence that was at the low end of her guideline range. We hold that the defendant *1032 failed to make a substantial threshold showing that the government’s refusal to file the 5K1.1 motion was irrational or based on bad faith, and that the government could reasonably conclude that any information she provided did not amount to substantial assistance. We therefore affirm the judgment of the District Court. 2

I.

The defendant, Denise Due, was indicted with eleven other defendants for violations of drug and money-laundering statutes. She was charged in Count One of the indictment with conspiracy to distribute and possess methamphetamine and marijuana in violation of 21 U.S.C. § 846, and charged in Count Nine with conspiracy to launder money with her fiancé, Keith Prost, in violation of 18 U.S.C. § 1956(a)(l)(B)(i) and (h). The defendant entered into a plea agreement with the government, pursuant to the terms outlined in a Stipulation of Facts Relative to Sentencing. This agreement provided, in relevant part:

(b) The defendant must provide absolutely truthful information to and complete cooperation with law enforcement agencies regarding the distribution of illegal narcotics and related illegal activities.
(c) ... If she knowingly provides untruthful information or she knowingly withholds the full truth during any debriefing, the government will not be bound by any of the concessions described in this document....
(d) ... The government reserves the right to make the sole determination as to whether defendant has provided “substantial assistance.” ....
(e) It is understood between the parties that if the defendant does not comply with the conditions set forth herein, this agreement is null and void, and prosecution may proceed on the original indictment and any other charges to which the defendant is subject ....

The agreement also called for the dismissal of Count One. After entering into the agreement, the defendant pleaded guilty to Count Nine, admitting that she knowingly and willfully conspired with others to deposit illegal drug proceeds into a checking account for A-l Quality Radiator Shop.

The government scheduled a debriefing of the defendant two days before her sentencing date. At this debriefing, the defendant denied knowledge of her fiancé’s (a co-defendant) drug-trafficking activity, denied ever using methamphetamine, and denied ever seeing methamphetamine in her and her fiancé’s house. The Assistant U.S. attorney told the defendant’s attorney that the defendant was not telling the truth, and that he probably would not file the 5K1.1 motion. When the interview resumed, the defendant was asked whether money she entered into business accounts with false receipts was from drug-trafficking activity. She replied, “not specifically.” The government then ended the questioning.

At sentencing, the government did not file the 5K1.1 motion. The defendant asked the Court to compel the filing of the 5K1.1 motion. She argued that the government’s refusal to file the motion was a breach of the plea agreement. It was her contention that she cooperated by providing truthful information, which was all that was required of her under the agreement. She also explained that her statement “not specifically” was not untruthful, because it was not “a categorical denial.” Tr. 14. The Court, questioning such reasoning, responded:

“Then why are we even here? You know, she’s real close, if we proceed, to losing her three points [sic] [for acceptance of responsibility] if we proceed ... because if you’re telling me, standing here with a straight face and telling me *1033 that she’s depositing money from band proceeds, why in the world did she plead guilty to laundering money?” Tr. 14.

The Court pointed to the “plain language of the agreement,” which states in paragraph (d) that “[t]he government reserves the right to make the sole determination as to whether defendant has provided substantial assistance.” Tr. 15-16. The Court concluded, “I have looked at this agreement and I do not see where it says if she’s truthful, they will file that agreement. It just doesn’t say that.” T. 23.

The District Court did not respond to the defendant’s request for an evidentiary hearing, but allowed counsel for the United States to reply. He argued that the defendant was obviously untruthful in the debriefing. He stated that the defendant’s answers were directly in opposition to evidence that caused eleven of the thirteen defendants to plead guilty, inconsistent with information received from cooperating defendants about Ms. Due’s activities, and an attempt to deny an element of the offense to which she had pleaded guilty. Tr. 26.

The Court permitted the government to go forward with testimony from the DEA agent who debriefed the defendant. The agent testified, over the defendant’s hearsay objection, that the defendant’s answers during the debriefing contradicted information furnished by co-defendants about her involvement and her drug activities. The agent testified that he made rough notes of these interviews. When the defendant’s attorney requested the production of the notes as Jencks Act materials, the Court denied the request, stating, “This isn’t a Jencks case .... We’re at a sentencing, not at pretrial. Overruled.” Tr. 40. During the defendant’s cross-examination of the agent, the Court concluded:

You know, we are on a point here. The issue in this case is whether or not the government was required to file a 5K1.1 motion. I clearly think they were not and I’ve allowed you all this time. Please conclude it as soon as possible. Tr. 54-55.

After the agent’s testimony, the Court dismissed Count One and sentenced the defendant to thirty-three months’ imprisonment and three years’ supervised release.

II.

The defendant argues that the District Court erred when conducting the sentencing hearing. 3 We agree that the District Court’s statement that Jencks Act materials are not to be considered at sentencing was incorrect. See Fed.R.Crim.P. 26.2(g)(1) and 32(c)(2).

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Bluebook (online)
205 F.3d 1030, 2000 U.S. App. LEXIS 3130, 2000 WL 233239, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-denise-due-ca8-2000.