United States v. Davis

53 M.J. 202, 2000 CAAF LEXIS 708, 2000 WL 991966
CourtCourt of Appeals for the Armed Forces
DecidedJuly 19, 2000
Docket99-0764/NA
StatusPublished
Cited by56 cases

This text of 53 M.J. 202 (United States v. Davis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Davis, 53 M.J. 202, 2000 CAAF LEXIS 708, 2000 WL 991966 (Ark. 2000).

Opinions

Judge GIERKE

delivered the opinion of the Court.

Appellant was charged with the unpremeditated murder of his infant daughter and making a false official statement, in violation of Articles 118 and 107, Uniform Code of Military Justice, 10 USC §§ 918 and 907, respectively. A general court-martial composed of officer and enlisted members convicted him, contrary to his pleas, of involuntary manslaughter, a lesser-included offense of unpremeditated murder, in violation of Article 119, UCMJ, 10 USC § 919, and making a false official statement. The adjudged and approved sentence provided for a dishonorable discharge, confinement for 8 years, total forfeitures, and reduction to the lowest enlisted grade.

The Court of Criminal Appeals affirmed the conviction of involuntary manslaughter but set aside the conviction of making a false official statement, because it found the evidence factually insufficient. See Art. 66(c), UCMJ, 10 USC § 866(c). It reassessed the sentence and reduced the confinement from 8 years to 7 years. 50 MJ at 680, 685.

On appellant’s petition, this Court granted review to determine whether the military judge erred by failing to instruct on the defense of accident and by failing to instruct on the lesser-included offense of negligent homicide in violation of Article 134, UCMJ, 10 USC § 934.1

Factual Background

On May 9, 1995, appellant’s 9-month-old daughter died as a result of edema, caused by a subdural hematoma. The prosecution theory was that appellant killed his infant daughter by striking and shaking her. The defense theory was that the infant was fatally injured because she was not properly secured in her car seat when appellant swerved his vehicle to avoid a traffic accident.

There were no witnesses to the infliction of injuries on the infant or the alleged traffic incident, except for appellant. It was uncontested that the infant was in appellant’s custody when the fatal injuries occurred.

Appellant made three statements explaining the infant’s injuries. In all three, he described an incident where he violently swerved and braked to avoid a traffic accident. There was no collision. On May 9, 1995, immediately after the infant was taken to a Japanese hospital, appellant told Naval Criminal Investigative Service Special Agent Ronald Beltz that he buckled the infant into [204]*204her car seat but forgot to buckle the seat belt to the car seat. 50 MJ at 677.

In a written statement executed on June 6, 1995, after the autopsy was completed, appellant said:

My daughter was on the floor-board in front of the rear seat, half twisted out of her car seat and crying. She was still too small for the straps on the car seat. The car seat was resting on top of her. The cushion bar on the car seat was still in the down position. The ear seatbelt for the left rear seat had somehow disconnected and allowed the car seat to fall forward.

Id. This statement was the basis for charging appellant with making a false official statement.

In a third written statement on June 6, 1995, after appellant attempted to demonstrate how the accident happened, he stated that he had not told “the complete truth about what happened.” In this statement, he said that he had forgotten to strap the infant into her car seat, and that he had only pulled the cushioned bar down. Id.

The trial was a battle of experts. The prosecution relied heavily on expert medical witnesses, whose testimony was set out in detail by the court below. 50 MJ at 678-79. The Government experts opined that the infant died from injuries inflicted by violently shaking her. They also opined that the injuries could not have been inflicted by the traffic accident described by appellant.

Appellant did not testify, but instead relied on his three pretrial statements to establish the factual predicate for his defense. The defense produced experts who opined that the injuries could have been inflicted as a result of the traffic accident. The defense also produced the testimony of four witnesses — two working acquaintances, a supervisor, and a close friend and neighbor — all of whom characterized appellant as a loving and caring father.

Defense counsel proposed instructions on findings that included an instruction that involuntary manslaughter is a lesser-included offense of unpremeditated murder. The military judge gave the requested instruction. He instructed the members that the elements of the lesser-included offense were: (1) that the victim was dead; (2) “that her death resulted from the acts of the accused in striking and shaking her”; (3) that the killing of the victim by appellant was unlawful; and (4) “that at the time of the killing the accused was participating in the commission of the offense of assault consummated by a battery, an offense directly effecting [sic] the person of [the victim].” The court members found appellant guilty of the lesser-included offense.

The defense did not request an instruction on the defense of accident, nor did it request an instruction on negligent homicide as a lesser-included offense of unpremeditated murder. The defense did not object to the instructions that were given.

Appellant now contends that the military judge erred in his duty to sua sponte instruct the members on affirmative defenses and lesser-included offenses. He argues that the defense did not affirmatively waive instructions on accident and negligent homicide, but only passively accepted the instructions offered by the military judge.

The Government asserts that appellant was not entitled to an instruction on accident, because his own version of events admits that he was negligent. The Government also asserts that appellant was not entitled to an instruction on negligent homicide under the facts of this case, because negligent homicide by failing to properly secure a child in a car seat is factually distinct from the offense of involuntary manslaughter by shaking and striking a child, and appellant was not on notice that he might be required to defend against the lesser-included offense. Finally, the Government argues that any error in failing to instruct on negligent homicide was harmless, because the court members rejected appellant’s version of the facts by convicting him of making a false official statement.

[205]*205 Discussion

RCM 920(f), Manual for Courts-Martial, United States (1995 ed.),2 provides as follows: “Failure to object to an instruction or to omission of an instruction before the members close to deliberate constitutes waiver of the objection in the absence of plain error.” In United States v. Taylor, 26 MJ 127, 128 (CMA 1988), this Court held that the waiver rule in RCM 920(f) applies only to the instructions listed in RCM 920(e)(7), but does not apply to “ ‘[rjequired instructions’ such as those on reasonable doubt, elements of the offenses, and affirmative defenses[.]”

When evidence is adduced during the trial which “reasonably raises” an affirmative defense or a lesser-included offense, the judge must instruct the court panel regarding that affirmative defense or lesser-included offense. See United States v. Rodwell, 20 MJ 264 (CMA 1985); United States v. Verdi, 5 MJ 330 (CMA 1978).

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Cite This Page — Counsel Stack

Bluebook (online)
53 M.J. 202, 2000 CAAF LEXIS 708, 2000 WL 991966, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-davis-armfor-2000.