United States v. Darrell Loving

22 F.4th 630

• Court: Court of Appeals for the Seventh Circuit
• Decided: January 3, 2022
• Docket: 21-1382
• Status: Published

Opinion

In the

United States Court of Appeals For the Seventh Circuit ____________________ No. 21-1382 UNITED STATES OF AMERICA, Plaintiff-Appellee,

v.

DARRELL A. LOVING, Defendant-Appellant. ____________________

Appeal from the United States District Court for the Northern District of Indiana, Hammond Division. No. 2:20-cr-00010-JTM-APR-1 — James T. Moody, Judge. ____________________

ARGUED DECEMBER 14, 2021 — DECIDED JANUARY 3, 2022 ____________________

Before SYKES, Chief Judge, and HAMILTON and ST. EVE, Cir- cuit Judges. HAMILTON, Circuit Judge. Appellant Darrell Loving pled guilty to drug crimes and was sentenced to 71 months in prison, the top of the Sentencing Guideline range as found by the district court. On appeal Loving contends that the district court erred in calculating his guideline range. He argues that the court did not explain how it calculated the total offense level and that, regardless of the explanation, the court made 2 No. 21-1382

two guideline errors: disregarding the parties’ agreement for an additional one-level reduction in the offense level for timely acceptance of responsibility, and misusing a departure provision of the Sentencing Guidelines to determine the cal- culated range rather than as a basis for an upward departure or variance. Loving’s arguments are correct, and the record does not allow us to treat the errors as harmless. We vacate Loving’s sentence and remand for resentencing. I. Factual and Procedural Background When an Indiana State Police trooper stopped Loving for speeding in 2019, he had heroin and cocaine in his car. The trooper asked Loving if he had marijuana on him. Loving sped away, dragging the trooper several feet. As Loving con- tinued to flee, he also drove at high speed through the scene of a recent car accident, endangering other officers and first- responders. Officers eventually caught up with Loving and arrested him. They found 271 grams of cocaine and 56 grams of heroin. Loving pled guilty to possessing cocaine and heroin with intent to distribute them in violation of 21 U.S.C. § 841(a)(1). In addressing the Sentencing Guidelines, the presentence investigation report proposed setting Loving’s offense level at 24 based on the drug quantity. U.S.S.G. § 2D1.1(a)(5). With a two-level enhancement for reckless endangerment during flight, see § 3C1.2, offset by a two-level reduction for accept- ing responsibility, § 3E1.1(a), the PSR proposed a total offense level of 24 and a criminal history category of II, yielding an advisory guideline range of 57 to 71 months in prison. The government then pressed two guideline issues in its sentencing memorandum. First, it argued that Loving No. 21-1382 3

“should receive the third point of acceptance of responsibil- ity,” see U.S.S.G. § 3E1.1(b), lowering his offense level to 23 and his advisory range to 51 to 63 months. Loving agreed on that point. Second, the government urged the court to sen- tence Loving above that lower guideline range, as if he had earned another offense level: From this [51 to 63-month] range, the govern- ment is seeking a one-level upward departure, pursuant to Guidelines Section 3C1.2, applica- tion note 6, for substantial risk of death or bod- ily injury to more than one person during reck- less endangerment during flight. This one-level upward departure results in the equivalent of a range of 57 to 71 months. Loving opposed that extra offense level, whether as an up- ward departure or as an extra level added to the calculated range. The district court adopted the findings from the PSR, but it did so without addressing, let alone adopting, the parties’ agreement that Loving should receive the third level for ac- ceptance of responsibility and that his calculated guideline range should be based on a total offense of level of 23. The court found that Loving’s total offense level was 24, that his criminal history category was II, and that his advisory guide- line imprisonment range was 57 to 71 months. Loving ob- jected to “the increase under 3C1.2, the upward variance tak- ing it to 24.” In response, the government presented testi- mony that Loving’s flight through the scene of the car acci- dent had endangered bystanders, establishing what the gov- ernment called “the factual basis for a one-level upward vari- ance” under application note 6 of U.S.S.G. § 3C1.2. 4 No. 21-1382

The court overruled Loving’s objection and kept the calcu- lated guideline range at 57 to 71 months: [D]efendant’s objection is not well taken; there- fore, it is overruled. My findings stay in place, and I will repeat them. The defendant’s total of- fense level is 24. His criminal history category is 2. That makes his advisory guidelines imprison- ment range 57 to 71 months. After the court announced its guideline findings, Loving asked for a sentence of 48 to 54 months. The government rec- ommended 71 months, arguing that “even if an appellate court thought that [Loving] shouldn’t have gotten the one- point enhancement, just the 3553(a) factors … would warrant the 71 months sentence.” The district court sentenced Loving to 71 months in prison. The court said three times that the case called for a sentence within the applicable guideline range. The court said that Loving showed no mitigating circumstances that “war- rant a sentence below the applicable advisory” range, that his crimes were “deserving of no less than a guideline sentence,” and that the appropriate sentence was “71 months … which is within the applicable guidelines sentencing range.” The court also said that the statutory sentencing factors under 18 U.S.C. § 3553(a) justified a within-guideline sentence: [T]his sentence of imprisonment is imposed for the following reasons: It reflects the seriousness of the crimes of conviction. It promotes respect for the law. It provides just punishment for the crimes of conviction. It is sufficient but not greater than necessary to hold the defendant No. 21-1382 5

accountable for his criminal conduct. It takes into account the circumstances and the nature of the crimes of conviction and the background, history, and the personal characteristics of the defendant. It provides the defendant with cor- rectional treatment in the most effective man- ner. It affords adequate deterrence to this type of criminal conduct. It protects the public from further crimes of this type by the defendant, and it avoids unwarranted sentence disparities among defendants. The court issued a written judgment and Statement of Rea- sons the same day. In the Statement of Reasons, the district court checked a box indicating that it had adopted the guide- line calculations in the PSR without change. II. Analysis On appeal, Loving argues that the district court made two procedural errors that affected his guideline range. First, the PSR’s calculated range (57 to 71 months) did not reflect the parties’ later agreement that Loving’s offense level should be reduced to 23, so that his guideline range would drop to 51 to 63 months. Second, the district court treated the government’s request for “departing” from this 51- to 63-month range as if his actual, calculated guideline range were 57 to 71 months. In doing so, Loving contends, the court mistakenly enhanced his offense level based on application note 6 of U.S.S.G. § 3C1.2, which suggests consideration of a “departure” rather than a change in the calculated guideline range itself. 6 No. 21-1382

A. Standard of Review Before delving into the merits of these arguments, we ad- dress two matters concerning the standard of review. First, the government contends that Loving “invited”—and thus waived—the errors he asserts on appeal by accepting the gov- ernment’s view that the correct guideline calculation de- pended on whether note 6 of U.S.S.G. § 3C1.2 applied here. We disagree. The sentencing transcript shows that Loving ob- jected explicitly “to the increase under 3C1.2, the upward var- iance taking it to 24.” Loving is not challenging on appeal any choice he urged the district court to make. There was no in- vited error here. The government also argues that even if Loving did not invite the error, he forfeited his arguments by failing to raise them in the district court. Again we disagree. Loving clearly preserved his challenge to the guideline range. In his filings before the sentencing hearing, he argued for an offense level of 23 and a sentencing range of 51 to 63 months, as he does on appeal. At the hearing, he objected to the court’s use of offense level 24. These arguments preserved an objection to a higher offense level and sentencing range. Loving was not required to take a later “exception” to the court’s actions after its deci- sion. See United States v. Pennington, 908 F.3d 234, 238 (7th Cir. 2018). “[T]he Rules of Evidence and the Rules of Criminal Pro- cedure require a litigant to make known the position it advo- cates and to present evidence and argument for that posi- tion,” but they “do not require a litigant to complain about a judicial choice after it has been made.” United States v. Bartlett, 567 F.3d 901, 910 (7th Cir. 2009); see Fed. R. Crim. P. 51. No. 21-1382 7

B. The Guideline Issues Turning to the merits, we agree with Loving that the dis- trict court made procedural errors in calculating a total of- fense level of 24. First, the court did not explain why it adopted this total offense level. District courts must calculate a defendant’s total offense level in a manner that allows ap- pellate review of the reasoning. United States v. Titus, 821 F.3d 930, 933–34 (7th Cir. 2016), citing United States v. Bokhari, 430 F.3d 861, 863–64 (7th Cir. 2005). The sentencing transcript here does not show which of two possible paths the court followed in reaching offense level 24. The court could have adopted a total offense level of 24 from the PSR despite the parties’ agreement to reduce it by one level based on timely ac- ceptance of responsibility. Or the court could have reduced the PSR’s calculation by one level in light of the parties’ agree- ment on the third acceptance level, but then accepted the gov- ernment’s reliance on § 3C1.2, application note 6, to add a level to the guideline calculation rather than use an upward departure. The court’s explanation at sentencing could be read as indicating that both occurred, but that would have been internally inconsistent. Adopting both the calculations in the PSR and the government’s argument for an extra level under the application note would have resulted in an offense level of 25, not 24: o Base offense level 24 o Reckless endangerment +2 enhancement, § 3C1.2 o Acceptance of -2 responsibility, § 3E1.1 8 No. 21-1382

o Enhancement for +1 endangering multiple people, § 3C1.2, appl. n.6 Total offense level 25

This absence of an explicit rationale for the total offense level could itself be ground for remand. When the record “lacks sufficient clarity for this court to determine … the district court’s methodology and final determinations pertaining to total offense level,” remand may be needed for the district court to make explicit its calculations. Titus, 821 F.3d at 934– 35 (remanding for resentencing where district court did not make explicit the factual findings that led to the total offense level) (internal citation omitted). In this case, however, re- mand is not based only on the absence of an explanation. Both possible rationales were erroneous for other reasons. First, if the court adopted the calculations from the PSR, then it erred by failing to explain why it declined to apply the further one-level reduction for acceptance of responsibility, to which the parties had agreed under U.S.S.G. § 3E1.1(b). In its current form, § 3E1.1 allows for a reduction of as much as three levels in the total offense level based on the defendant’s acceptance of responsibility. Section 3E1.1(a) provides for a two-level reduction. A third level is available if the offense level before applying § 3E1.1(a) is 16 or greater and if the gov- ernment makes a motion to apply the third level. Loving ar- gues that the court must grant the third-level reduction upon the government’s motion, citing United States v. Mount, 675 F.3d 1052, 1057 (7th Cir. 2012). After we decided Mount, how- ever, the Sentencing Commission amended the commentary to § 3E1.1 to clarify that the district court has the authority to No. 21-1382 9

deny a government motion for a third level. U.S.S.G. App. C., Amend. 775 (Nov. 1, 2013), discussed in United States v. Var- gas, 961 F.3d 566, 580 (2d Cir. 2020). Amendment 775 added a paragraph to Note 6 to § 3E1.1 using the phrase “the court in deciding whether to grant the motion.…” The Sentencing Commission’s explanation of the amendment discussed the conflict between our decision in Mount and United States v. Williamson, 598 F.3d 227, 230 (5th Cir. 2010), and explained that the amendment was intended to resolve the conflict against the Mount position by endorsing a sentencing court’s discretion to deny such a motion. That amendment to the commentary effectively super- seded our holding in Mount that the third level is mandatory upon the government’s proper motion. The problem here is that the district court denied the government’s motion with- out giving any explanation. Even under Amendment 775, it is clear that a sentencing court must explain a denial of such a motion by the government. See Vargas, 961 F.3d at 584. That did not happen here. Second, and on the other hand, if the court accepted the calculation from the government’s sentencing memorandum, where it urged a one-level increase to Loving’s offense level based on application note 6 of § 3C1.2, the decision runs into a different error: In that event, the court improperly used one of the departure provisions of the Sentencing Guidelines to calculate Loving’s advisory range. Since the Guidelines were deemed advisory in United States v. Booker, 543 U.S. 220 (2005), we have often said that sentencing courts are no longer re- quired to engage in traditional departure analysis. E.g., United States v. Pankow, 884 F.3d 785, 793–94 (7th Cir. 2018); United States v. Brown, 732 F.3d 781, 786 (7th Cir. 2013). That does not 10 No. 21-1382

mean, however, that departure provisions are entirely obso- lete. Departure provisions have always played an integral role in the advisory guideline sentencing system. E.g., Pankow, 884 F.3d at 793 (“we have emphasized that ‘district courts can still take guidance from the departure provisions … and apply them by way of analogy when assessing the § 3553(a) fac- tors’”), citing Brown, 732 F.3d at 786. But even after Booker, the first step in the sentencing pro- cess has remained correct calculation of the applicable guide- line range. Rosales-Mireles v. United States, 138 S. Ct. 1897, 1904 (2018); see U.S.S.G. § 1B1.1(a) (providing application instruc- tions for Sentencing Guidelines). It is not until the second step, which is optional, that the court may consider the advice in the Sentencing Guidelines about potential departures. U.S.S.G. § 1B1.1(b). Finally, at step three, the court must con- sider the sentencing factors listed under 18 U.S.C. § 3553(a) and determine, in light of those factors, whether to accept or reject the advice of the Guidelines. U.S.S.G. § 1B1.1(c); Peugh v. United States, 569 U.S. 530, 536 (2013). The problem with the district court’s use here of the rele- vant departure provision—application note 6 of U.S.S.G. § 3C1.2—is that the court seems to have applied it at the wrong step of the sentencing process. Nothing prohibited the court from considering the provision—which suggests an up- ward departure may be appropriate if the defendant endan- gered multiple people during flight—at step two of the sen- tencing process, and using it to explain an upward variance from the guideline range. See United States v. Ramirez, 983 F.3d 959, 962 (7th Cir. 2020) (affirming sentence where court relied on U.S.S.G. § 3C1.2, application note 6, to vary from correct guideline range). In this case, however, the district court No. 21-1382 11

relied on this provision at step one of the sentencing process to increase Loving’s calculated offense level and to anchor his advisory guideline range to “57 to 71 months.” This was a pro- cedural error. To be sure, the difference between adding one offense level in calculating the guideline range and applying an up- ward departure equivalent to one offense level might seem hypertechnical to some. That difference could easily be deemed harmless if the district court had acknowledged the difference and had indicated clearly that it would have no ef- fect on the final sentence imposed. See United States v. Hines- Flagg, 789 F.3d 751, 757 (7th Cir. 2015) (error in guideline cal- culation not shown to be harmless). Under either approach, the Sentencing Guidelines as a whole would point toward the same effective range for a prison sentence. In this case, how- ever, we simply cannot deem harmless the apparent confu- sion between guideline range and upward departure. First, at sentencing, the district court said three times that Loving deserved a sentence within the guideline range. Those statements are strong evidence that the erroneously calcu- lated guideline range influenced the court’s chosen sentence. See Molina-Martinez v. United States, 758 U.S. 189, 199 (2016) (explaining that if a court explains the chosen sentence rela- tive to the sentencing range, “then the Guidelines are in a real sense the basis for the sentence”) (emphasis in original). Second, as explained above, each of the two possible paths toward cal- culating the total offense level as 24 included an error. Finally, we cannot infer, based on the district court’s terse comments about the sentencing factors under 18 U.S.C. § 3553(a) that the court believed a 71-month prison sentence would be appro- priate regardless of the correct guideline range. 12 No. 21-1382

We express no opinion about whether 71 months in prison is an appropriate sentence for Loving. The PSR shows that he endangered multiple people during his flight, first by drag- ging an officer as he drove away and then by driving through the scene of a recent car accident. On remand, after consider- ing the government’s motion for the third level of an ac- ceptance-of-responsibility reduction and calculating Loving’s correct guideline range, the district court may consider a pos- sible upward departure or variance and must consider the fac- tors under 18 U.S.C. § 3553(a). Both paths allow consideration of the circumstances of Loving’s offenses and his attempted flight, as long as the path of the court’s reasoning is clear. Loving’s sentence is VACATED and the case is REMANDED for resentencing.