United States v. Daniel Banks

542 F. App'x 218
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 17, 2013
Docket13-4449
StatusUnpublished
Cited by2 cases

This text of 542 F. App'x 218 (United States v. Daniel Banks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Daniel Banks, 542 F. App'x 218 (4th Cir. 2013).

Opinion

*219 Unpublished opinions are not binding precedent in this circuit.

PER CURIAM:

Daniel Banks appeals from the judgment of the district court revoking his term of supervised release and sentencing him to five months of imprisonment and nineteen months of supervised release. Because the district court plainly erred by failing to comply with Rule 32.1(b)(2)(C) of the Federal Rules of Criminal Procedure and United States v. Doswell, 670 F.3d 526 (4th Cir.2012), when it admitted and relied on hearsay evidence at Banks’ revocation hearing, we vacate and remand for further proceedings consistent with this opinion.

Banks was convicted of possession of a firearm by a convicted felon, in violation of 18 U.S.C. §§ 922(g)(1), 924(a) (2006), and was sentenced in 2006 to ninety-two months’ imprisonment and a two-year term of supervised release. Banks began serving his term of supervised release on May 16, 2012. In March 2013, Banks’ probation officer filed a petition for a warrant and revocation against Banks, alleging that he had violated the terms of his supervised release by possessing cocaine and selling the drug on one occasion in November 2012 and on another occasion in December 2012 to a confidential informant working for the Martins Ferry, Ohio police department.

Banks’ revocation hearing occurred in May and June 2013. Banks denied the violations alleged in the revocation petition, and a Martins Ferry police officer testified regarding the drug purchases forming the basis of the petition. With respect to the November 2012 purchase, as the officer was about to testify that the informant told him the identity of the person from whom he purchased the drug, Banks lodged an objection. After ascertaining that the officer felt the informant’s statement was reliable, the district court overruled the objection. The officer then testified that the informant stated he had purchased the drug from Banks. With respect to the December 2012 purchase, the officer testified that the informant stated he had purchased the drug from Banks. Banks objected, and, after ascertaining that the officer considered the informant reliable with respect to this transaction, the district court overruled the objection.

On cross-examination, the officer testified that the telephone calls made to the informant to set up the controlled purchases were not recorded, that no audio or video recordings of the purchases existed, that he did not observe the hand-to-hand exchanges of money for drugs and was not present in the vehicle where the exchanges took place, and that he relied on the informant’s statements that he purchased the drug from Banks. The informant did not appear at the May 2013 hearing, and neither the officer nor counsel for the Government knew of his whereabouts. The revocation hearing resumed in June 2013. Based on the officer’s hearing testimony, the district court revoked Banks’ supervised release and sentenced him to five months’ imprisonment and nineteen months of supervised release.

On appeal, Banks argues that the district court improperly relied on evidence admitted in violation of Fed. R.Crim.P. 32.1(b)(2)(C) (providing that a releasee “is entitled to ... question any adverse witness unless the court determines that the interest of justice does not require the witness to appear”) and Dos-well, 670 F.3d at 530-31 (holding that the rule requires a district court to balance the releasee’s interest in confronting an adverse witness against any proffered good *220 cause for denying confrontation prior to admitting hearsay evidence in a revocation hearing and emphasizing that reliability is a “critical factor” in the balancing test) in revoking his supervised release. Specifically, Banks argues that the district court erred by failing to balance his interest in confronting the informant against the interest of justice and by not assessing the reliability of the informant’s statements to the officer regarding the controlled purchases.

We ordinarily review a district court’s decision to admit evidence for abuse of discretion, United States v. Medford, 661 F.3d 746, 751 (4th Cir.2011), cert. denied,, - U.S. -, 132 S.Ct. 1729, 182 L.Ed.2d 265 (2012), and this standard also applies to the district court’s admission of hearsay evidence under Rule 32.1(b)(2)(C). Doswell, 670 F.3d at 529. However, after review of the record and the parties’ briefs, we agree with the Government that our review is for plain error only. Although Banks objected to the admission of the informant’s statements identifying him as the seller, his objections were not based on his inability to question the informant or the court’s alleged failure to comply with Rule 32.1(b)(2)(C) or the Doswell decision. As Banks’ objections were not “sufficiently specific to bring into focus the precise nature” of the errors he alleges on appeal, id. at 530 (internal quotation marks omitted), our review is for plain error. To prevail under this standard, Banks must show that an error was made, is plain, and affected his substantial rights. Henderson v. United States, — U.S.-, 133 S.Ct. 1121, 1126, 185 L.Ed.2d 85 (2013). Moreover, the correction of plain error lies within our discretion, which we do not exercise unless the error “seriously affects the fairness, integrity or public reputation of judicial proceedings.” Id. at 1127 (internal quotation marks and alteration omitted).

“Supervised release revocation hearings are informal proceedings in which the rules of evidence, including those pertaining to hearsay, need not be strictly applied.” Doswell, 670 F.3d at 530. However, due process affords a releasee a limited right “to confront and cross-examine adverse witnesses” at a revocation hearing “unless the hearing officer specifically finds good cause for not allowing confrontation.” Morrissey v. Brewer, 408 U.S. 471, 489, 92 S.Ct. 2593, 33 L.Ed.2d 484 (1972). Prior to admitting hearsay evidence in a revocation hearing, “the district court must balance the releasee’s interest in confronting an adverse witness against any proffered good cause for denying such confrontation.” Doswell, 670 F.3d at 530. Reliability of the hearsay evidence is a “critical factor” in this balancing test. Id. at 531. Further, the due process guarantee is embodied in the procedural rule that a releasee is “entitled to ... question any adverse witness unless the court determines that the interest of justice does not require the witness to appear.” Fed. R.Crim.P. 32.1(b)(2)(C).

Here, the informant did not appear or testify at the revocation hearing.

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Bluebook (online)
542 F. App'x 218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-daniel-banks-ca4-2013.