United States v. Damon Smith, A/K/A Shorty, Eric L. Smith, A/K/A Dog

215 F.3d 237, 2000 U.S. App. LEXIS 11673
CourtCourt of Appeals for the Second Circuit
DecidedMay 25, 2000
Docket1999
StatusPublished
Cited by19 cases

This text of 215 F.3d 237 (United States v. Damon Smith, A/K/A Shorty, Eric L. Smith, A/K/A Dog) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Damon Smith, A/K/A Shorty, Eric L. Smith, A/K/A Dog, 215 F.3d 237, 2000 U.S. App. LEXIS 11673 (2d Cir. 2000).

Opinion

PER CURIAM.

On appeal from re-sentencing, the government argues that the United States District Court for the Northern District of New York, Scullin, J., should have applied a two-level sentence enhancement pursuant to U.S.S.G. § 2D1.1(b)(1) for possession of a weapon in connection with a narcotics offense. The government argues that the district court clearly erred in finding that it was unclear whether defendant-appellee Damon Smith lived in the residence where weapons and drugs were found. Because Smith knew of the weapons’ presence in his apartment during conduct relevant to his offense, we vacate the district court’s judgment and remand with instructions to apply the enhancement unless it is clearly improbable that the weapons were connected with the offense.

This case was the subject of an earlier appeal by the government. See United States v. Smith, 174 F.3d 52 (2d Cir.1999). On February 6, 1997, Smith was stopped outside of 24 Crockett Avenue in Troy, New York. He was searched and found to be in possession of nine grams of cocaine base. When questioned, he told the police that there were drugs and drug paraphernalia in the 24 Crockett Avenue apartment. He also disclosed that there were two 9mm handguns and a .38 revolver in the apartment. That day, police executed a search warrant for the apartment. When the police arrived, they found Julius Perez flushing drugs down the toilet. They also found over a thousand dollars, drugs, drug paraphernalia, ammunition and three weapons matching the description given by Smith. In addition, they found Smith’s driver’s license on the dresser in the same bedroom as the weapons.

*239 On August 11, 1997, pursuant to a written plea agreement, Smith pled guilty to conspiracy to distribute crack cocaine, in violation of 21 U.S.C. § 846. At sentencing, the district court determined that Smith was eligible for a two-point sentence reduction under the “safety-valve” provisions of U.S.S.G. § 2Dl.l(b)(6) and that he was not subject to the weapons enhancement under U.S.S.G. § 2Dl.l(b)(l). 1 The district court did not make any findings with respect to either determination. The government appealed. We vacated Smith’s sentence and remanded the matter to the district court for specific findings concerning the applicability of the safety valve and “whether [Smith] should have received a two-level enhancement pursuant to section 2D1.1(b)(1)” for possession of a weapon in connection with a narcotics offense. Id. at 59. On remand, after a hearing, the district court found that the record was “unclear as to who specifically possessed the weapons” in question and, accordingly, refused to apply the weapons enhancement. The district court also found Smith ineligible for the safety valve. Smith was sentenced to 70 months in prison. On this second appeal, the government challenges the district court’s failure to apply the weapons enhancement against the defendant.

DISCUSSION

We review the district court’s interpretation and application of the Sentencing Guidelines de novo, and its findings of related fact for clear error. See United States v. Zagari, 111 F.3d 307, 323 (2d Cir.1997). Here, the district court made the following factual findings concerning the applicability of the weapons enhancement: (1) that it was unclear who specifically possessed the weapons in question, (2) that the testimony did not clearly establish who occupied the bedroom where the weapons were found, and (3) that it remained unclear who actually resided at the address where the weapons were found. However, as the government notes, the district court’s findings ignore key facts clearly established by the pre-sentence investigation report (PSR) and undisputed or admitted by the defendant throughout the first sentencing proceedings and appeal therefrom.

Specifically, the PSR in this case established that (1) while under police surveillance and after receiving a phone call from a confidential informant, Smith left his residence at 24 Crockett Avenue, (2) Smith was arrested shortly thereafter and found in possession of cocaine base, (3) following his arrest Smith told DEA agents that there were two 9mm handguns and a .38 revolver inside his residence, and (4) guns matching the description given by Smith, along with ammunition, cocaine base, a tanita scale and razor blade, and $1,240 in United States currency were found in Smith’s bedroom. The PSR also states that “at the time of the defendant’s arrest he admitted to law enforcement officials that he possessed three handguns at his apartment at 24 Crockett Avenue.” Smith did not object — either at his initial sentencing hearing or in the body of the Addendum to the PSR — to the inclusion of any of these facts in the PSR. This is significant because Smith did challenge the inclusion of 3.6 grams of cocaine base (which Perez was found flushing down the toilet during the search in question) in his offense level, and did acknowledge the presence of the three handguns while simultaneously insisting that he “never used a firearm in any drug transaction.” Indeed, in his brief in the first appeal, Smith stated: “Damon Smith lived at the Crock-et [sic] Avenue Apartment with Perez.” Moreover, our opinion in that case specifically noted that “the undisputed facts reveal that three handguns, assorted ammunition, six grams of cocaine base, a scale and a razor blade all were found in Damon [Smith’s] bedroom.” Smith, 174 F.3d at *240 58. It was not until after his first sentence was vacated and remanded that the issue arose as to who actually resided at 24 Crockett Avenue at the time of Smith’s arrest. At that time, the government pointed out that the defendant had failed to raise any objection to the calculations or factual statements in the PSR at the time of his initial sentencing hearing or during the ensuing appeal. The district court, however, disregarded this information, noting that “I don’t think that weighs in heavily with respect to the Court’s findings whether he objected or didn’t object.”

Because the facts set forth in the PSR, and accepted and admitted by Smith throughout his first sentencing proceeding and the first appeal, clearly demonstrate that Smith resided at 24 Crockett Avenue, we conclude that the district court’s failure to find that Smith actually resided at the address where the weapons were found was clearly erroneous.

Moreover, we conclude that, irrespective of whether Smith personally owned the weapons in question or slept in the room where the weapons were found, the weapons enhancement is still applicable, unless “it is clearly improbable that the weapon was connected with the offense.” U.S.S.G. § 2D1.1, cmt. (n.3). The applicability of specific offense characteristics such as the possession of weapons during a narcotics offense is governed by the relevant-conduct sentencing guideline. See U.S.S.G. § IB 1.3(a); United States v. Quintero, 937 F.2d 95, 97 (2d Cir.1991); United States v. Pellegrini,

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Cite This Page — Counsel Stack

Bluebook (online)
215 F.3d 237, 2000 U.S. App. LEXIS 11673, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-damon-smith-aka-shorty-eric-l-smith-aka-dog-ca2-2000.