United States v. Daley
This text of 378 F. Supp. 3d 539 (United States v. Daley) is published on Counsel Stack Legal Research, covering District Court, W.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
NORMAN K. MOON, SENIOR UNITED STATES DISTRICT JUDGE
This matter is before the Court upon Defendants Benjamin Daley, Michael Miselis, *545and Thomas Gillen's motions to dismiss the indictment.1 (Dkts. 72, 73, 74). On October 10, 2018, Defendants were indicted on one count of conspiracy to commit an offense against the United States in violation of
I. LEGAL STANDARD
"An indictment must contain the elements of the offense charged, fairly inform a defendant of the charge, and enable the defendant to plead double jeopardy as a defense in a future prosecution for the same offense." United States v. Palin ,
II. FACTS AS ALLEGED IN THE INDICTMENT
Defendants are allegedly residents of California who associated with the "Rise Above Movement" (RAM), a "white-supremacist," "alt-right" organization whose members allegedly hold "anti-Semitic, racist, and white-supremacist views and promoted violence against those they believed held opposing political views." (Dkt. 8 ¶¶ 4-6). Between March 2017 and August 2017, Defendants and other members of RAM allegedly "traveled to multiple political rallies and organized demonstrations in California and Virginia, where they prepared to and engaged in acts of violence against numerous individuals." (Id. ¶ 7).
Count One of the indictment alleges that beginning in March 2017, Defendants "knowingly and willfully" conspired to violate
*546Defendants allegedly committed a number of overt acts "during and in furtherance of the conspiracy," including traveling to and committing one or more acts of violence at a "purported political rally" in Huntington Beach, California on or about March 25, 2017; "traveling in interstate commerce" and committing acts of violence at a "purported political rally" in Berkeley, California on or about April 15, 2017; purchasing flights from California to, and reserving lodging in, Charlottesville, Virginia for August 11-13, 2017, and then traveling in interstate commerce on those flights to Charlottesville; purchasing athletic tape and baseball helmets in Charlottesville; "obtain[ing] torches and attend[ing] a torch-lit march" on the grounds of the University of Virginia (UVA) on August 11, 2017, where they incited and "committed acts of violence in furtherance of a riot"; "attend[ing] the Unite the Right rally in and around the vicinity of Emancipation Park" on August 12, 2017 after "wrapping their hands with athletic tape," where they incited and "committed acts of violence in furtherance of a riot"; and, finally, traveling on return flights to California on or around August 13, 2017. (Id. ¶¶ 10(a)-(o) ).
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NORMAN K. MOON, SENIOR UNITED STATES DISTRICT JUDGE
This matter is before the Court upon Defendants Benjamin Daley, Michael Miselis, *545and Thomas Gillen's motions to dismiss the indictment.1 (Dkts. 72, 73, 74). On October 10, 2018, Defendants were indicted on one count of conspiracy to commit an offense against the United States in violation of
I. LEGAL STANDARD
"An indictment must contain the elements of the offense charged, fairly inform a defendant of the charge, and enable the defendant to plead double jeopardy as a defense in a future prosecution for the same offense." United States v. Palin ,
II. FACTS AS ALLEGED IN THE INDICTMENT
Defendants are allegedly residents of California who associated with the "Rise Above Movement" (RAM), a "white-supremacist," "alt-right" organization whose members allegedly hold "anti-Semitic, racist, and white-supremacist views and promoted violence against those they believed held opposing political views." (Dkt. 8 ¶¶ 4-6). Between March 2017 and August 2017, Defendants and other members of RAM allegedly "traveled to multiple political rallies and organized demonstrations in California and Virginia, where they prepared to and engaged in acts of violence against numerous individuals." (Id. ¶ 7).
Count One of the indictment alleges that beginning in March 2017, Defendants "knowingly and willfully" conspired to violate
*546Defendants allegedly committed a number of overt acts "during and in furtherance of the conspiracy," including traveling to and committing one or more acts of violence at a "purported political rally" in Huntington Beach, California on or about March 25, 2017; "traveling in interstate commerce" and committing acts of violence at a "purported political rally" in Berkeley, California on or about April 15, 2017; purchasing flights from California to, and reserving lodging in, Charlottesville, Virginia for August 11-13, 2017, and then traveling in interstate commerce on those flights to Charlottesville; purchasing athletic tape and baseball helmets in Charlottesville; "obtain[ing] torches and attend[ing] a torch-lit march" on the grounds of the University of Virginia (UVA) on August 11, 2017, where they incited and "committed acts of violence in furtherance of a riot"; "attend[ing] the Unite the Right rally in and around the vicinity of Emancipation Park" on August 12, 2017 after "wrapping their hands with athletic tape," where they incited and "committed acts of violence in furtherance of a riot"; and, finally, traveling on return flights to California on or around August 13, 2017. (Id. ¶¶ 10(a)-(o) ).
Count Two alleges that Defendants traveled in interstate commerce from California to Charlottesville on or about August 11, 2017, "with intent" to incite, organize, promote, encourage, participate in, and carry on a riot, commit an act of violence in furtherance of a riot, and aid or abet others in doing the same, and then "perform[ing] or attempt[ing] to perform" such acts in furtherance of a riot on August 11, 2017 on the grounds of UVA and on August 12, 2017 in and around Emancipation Park, all in violation of
III. ANALYSIS
Defendants raise numerous challenges to the validity of
A. Judicial Notice of Kessler v. City of Charlottesville
Defendants first ask the Court take judicial notice of various factual findings and legal conclusions made in Kessler v. City of Charlottesville , No. 3:17-cv-00056,
The Court declines to judicially notice any specific factual findings, legal reasoning, or legal conclusions from Kessler. Judicial notice of legal conclusions or legal reasoning concerning Kessler's entitlement to a preliminary injunction would be inappropriate.2 See Fed. R. Evid. 201(b) ("The court may judicially notice a fact ...." (emphasis added) ). Moreover, "[o]nly indisputable facts" are "susceptible to judicial notice." United States v. Zayyad ,
*547"[F]acts adjudicated in a prior case ... do not meet either test of indisputability contained in Rule 201(b)."
Accordingly, the Court will judicially notice that Judge Conrad granted Jason Kessler's motion for a preliminary injunction as an incontrovertible matter of public record, but will deny Defendants' request for judicial notice of any specific factual finding, legal reasoning, or legal conclusion from Kessler as inappropriate under Federal Rule of Evidence 201(b).
B. Facial & As-Applied Challenges to 18 U.S.C. § 2101
The bulk of Defendants' arguments concern the facial validity of
Section 2101(a) provides that:
Whoever travels in interstate or foreign commerce or uses any facility of interstate or foreign commerce, including, but not limited to, the mail, telegraph, telephone, radio, or television, with intent (1) to incite a riot; or (2) to organize, promote, encourage, participate in, or carry on a riot; or (3) to commit any act of violence in furtherance of a riot; or (4) to aid or abet any person in inciting or participating in or carrying on a riot or committing any act of violence in furtherance of a riot; and who either during the course of any such travel or use or thereafter performs or attempts to perform any other overt act for any purpose specified [in (1)-(4) ] ... [s]hall be fined ... or imprisoned not more than five years, or both.
*548Certain terms employed in § 2101 are further defined in
[A] public disturbance involving (1) an act or acts of violence by one or more persons part of an assemblage of three or more persons, which act or acts shall constitute a clear and present danger of, or shall result in, damage or injury to the property of any other person or to the person of any other individual or (2) a threat or threats of the commission of an act or acts of violence by one or more persons part of an assemblage of three or more persons having, individually or collectively, the ability of immediate execution of such threat or threats, where the performance of the threatened act or acts of violence would constitute a clear and present danger of, or would result in, damage or injury to the property of any other person or to the person of any other individual.
Section 2102(b) provides that the term "to incite a riot" or "to organize, promote, encourage, participate in, or carry on a riot" "includes, but is not limited to":
[U]rging or instigating other persons to riot, but shall not be deemed to mean the mere oral or written (1) advocacy of ideas or (2) expression of belief, not involving advocacy of any act or acts of violence or assertion of the rightness of, or the right to commit, any such act or acts.
1. Facial Validity of
The Court first considers Defendants' arguments that § 2101 must be facially invalidated for vagueness, overbreadth, improperly criminalizing incitement, and exceeding Congress's powers under the Commerce Clause.
i. Vagueness Challenge
Defendants first assert that § 2101 is void for vagueness because it "fails to give citizens reasonable notice and fails to provide explicit standards for law enforcement and prosecution." (Dkt. 72 at 11). Defendants' argument is two-fold. First, Defendants argue that the statute's definitions of "riot," "incite a riot," and "organize, promote, encourage, participate in, or carry on a riot" are vague. (Id. at 13). Second, Defendants contend § 2101 impermissibly requires intent at the moment of interstate travel but not at the time of any subsequent overt acts. (Id. ).
A criminal statute is void for vagueness under the Fifth Amendment if "it fails to give ordinary people fair notice of the conduct it punishes, or [is] so standardless that it invites arbitrary enforcement." Johnson v. United States , --- U.S. ----,
The vagueness inquiry "focuses on the intractability of identifying the applicable legal standard, not on the difficulty of ascertaining the relevant facts in close cases."
With respect to the term "riot," Defendants primarily opine that the statutory definition covers not only "public disturbance[s] involving ... an act or acts of violence,"
This argument fails. A criminal statute is not void for vagueness simply because it "call[s] for the application of a qualitative standard ... to real-world conduct; the law is full of instances where a man's fate depends on his estimating rightly ... some matter of degree." Johnson ,
*550have settled legal meanings. Accordingly, Defendants have failed to show that the phrase "riot" as defined by § 2102(a) is "so vague that men of common intelligence must necessarily guess at its meaning." United States v. Horma , No. 3:18-cr-18,
Defendants next contend that the terms "incite a riot" and "organize, promote, encourage, participate in, or carry on a riot" are impermissibly "subjective" and "impossible to define from the standards set forth in the statute or the standards in the case law," thereby "fail[ing] to give speakers clear guidance about the forcefulness with which they can advocate for their views before their expression falls within the purview of the statute." (Dkt. 72 at 12-13).
Here again, this argument fails, as none of these terms calls for "wholly subjective judgments without statutory definitions, narrowing context, or settled legal meanings." Williams ,
Finally, Defendants contend that § 2101 is impermissibly vague because the requisite intent is "required only at the moment of [interstate] travel" but "not at the time of any subsequent overt acts," thereby allowing the requisite intent to be "frozen at the moment of interstate travel" and to "then infect any subsequent actions that could be committed without the specific criminal intent." (Dkt. 72 at 13). Defendants argue that this alleged "attenuation between the mens rea and actus reus means there is no fair warning and clearly discernible standard for application" of the statute. (Id. ). Although this argument does not necessarily belong under the void-for-vagueness umbrella, it fails nonetheless.
Section 2101(a) requires that a defendant "travel in interstate or foreign commerce or use[ ] any facility of" such commerce "with intent " to do one of the four items listed thereafter, and then "either during the course of any such travel or use or thereafter" perform or attempt to perform an overt act "for any purpose " specified on the aforementioned list.
In sum, the Court rejects Defendants' arguments that § 2101 is void for vagueness.
ii. Overbreadth Challenge
Defendants next argue that § 2101 is facially overbroad because it "regulates a substantial amount of protected First Amendment activity." (Dkt. 72 at 15). Specifically, Defendants contend that § 2101 "impermissibly infringes on freedom of assembly" by "equat[ing] organized assemblies with organized violence" and "impermissibly infringes on freedom of speech." (Id. at 14).14 The Government responds that § 2101 is not facially overbroad because it "only criminalizes violent action, threats of violence, or incitement to violence," which "have never been afforded protection under the First Amendment." (Dkt. 79 at 18-19).
Under the "First Amendment overbreadth doctrine, a statute is facially invalid if it prohibits a substantial amount of protected speech." Williams ,
At the outset, the Court notes that neither Defendants nor the Government have explicitly addressed what level of scrutiny the Court should apply to § 2101 in addressing Defendants' overbreadth challenge. "The level of First Amendment scrutiny a court applies to determine the 'plainly legitimate sweep' of a regulation depends on the purpose for which the regulation was adopted." Am. Entertainers ,
Before turning to this tiered-scrutiny framework, "[t]he first step in overbreadth analysis is to construe the challenged statute; it is impossible to determine whether a statute reaches too far without first knowing what the statute covers." Williams ,
Under this construction, § 2101 only regulates either violence committed in furtherance of a riot or the unprotected incitement or instigation of a riot. Thus, § 2101 is appropriately reviewed under only intermediate scrutiny.17 Am. Entertainers ,
Moreover, § 2101 is "narrowly tailored to serve" this interest, criminalizing only travel in interstate or foreign commerce (or use of a facility thereof) with the requisite intent to either undertake acts of violence in furtherance of a riot or to engage in some form of incitement or instigation of a riot, coupled with either contemporaneous or subsequent overt acts committed for a substantially similar purpose. Am. Entertainers ,
The Court finds no merit in Defendants' contention that § 2101 "equates organized assemblies with organized violence" or impermissibly chills expressive conduct by "endorsing the prosecution of political protest." (Dkt. 72 at 14-15). The Act does not criminalize peaceful protest or lawful assembly *555but rather targets "public disturbance[s] involving" violence or the threat of such violence undergirded by the "ability of immediate execution."
In sum, the Court rejects Defendants' argument that § 2101 is facially invalid for overbreadth under the First Amendment.
iii. Brandenburg Challenge18
In their third facial challenge, Defendants assert that § 2101 fails to "satisfy the stringent First Amendment requirements for criminalizing incitement" established in Brandenburg v. Ohio ,
Defendants contend that "[t]he Anti-Riot Act simply does not require imminence or likelihood" because a defendant's "travel does not need to be linked in time to the rioting" and the "Act does not require that a riot even occur." (Dkt. 87 at 11; see also dkt. 72 at 16-17). Defendants also appear to argue that the Act explicitly proscribes mere advocacy of violence, pointing to
*556As outlined above, to violate § 2101, a person must use a facility of interstate or foreign commerce with the intent "(1) to incite a riot; or (2) to organize, promote, encourage, participate in, or carry on a riot; or (3) to commit any act of violence in furtherance of a riot; or (4) to aid or abet any person in inciting or participating in or carrying on a riot or committing any act of violence in furtherance of a riot," and then either during the time of "use or thereafter" perform or attempt "any other overt act" for any of these four purposes.
For several reasons, the Court concludes that the Act "adequately establishes the required relation to action" such that Defendants' facial challenge under Brandenburg fails. Dellinger ,
Third, § 2102(a) defines a "riot" as a "public disturbance involving" either acts of violence constituting a "clear and present danger" to people or property or "threats" of such violence by individuals with "the ability of immediate execution" of such threats, where the performance of the threatened acts "would constitute a clear and present danger" to people or property. "If the disturbances" urged or instigated must "constitute a clear and present danger, the overt acts themselves which are committed for that purpose, necessarily must also constitute a clear and present danger." In re Shead ,
*557With respect to the challenged clause of § 2102(b) -noting that the terms defined there "shall not be deemed to mean the mere oral or written (1) advocacy of ideas or (2) expression of belief, not involving advocacy of any acts of violence or assertion of the rightness of, or the right to commit, any such act or acts "-the Court echoes prior decisions interpreting the Act in finding that the clause does not affirmatively criminalize mere advocacy of violence.
Both the indictment and the possibility of a clarifying jury instruction also distinguish this case from Brandenburg ,
In sum, the Court rejects Defendants' facial challenge under Brandenburg.
iv. Commerce Clause Challenge
In their final facial challenge, Defendants contend that § 2101 "exceeds Congress's Commerce Clause authority." (Dkt. 72 at 20). Although Defendants concede that "existing precedent affirms 'travel with intent' statutes as valid constructions of [C]ommerce [C]lause authority," they nonetheless ask the Court to "reconsider the propriety of the jurisdictional hook in a case such as this where the regulated conduct is local in nature." ( *558Id. at 21). Arguing that § 2101 "has nothing to do with 'commerce' or any sort of economic enterprise," Defendants analogize § 2101 to the Gun-Free School Zones Act invalidated by the Supreme Court in United States v. Lopez ,
This argument is devoid of merit. "Under the Commerce Clause, Congress has authority to regulate (1) the use of the channels of interstate commerce, (2) the instrumentalities of interstate commerce, or persons or things within interstate commerce, even though the threat may come only from intrastate activities, and (3) those activities having a substantial relation to interstate commerce." United States v. Gould ,
Defendants' argument that § 2101 "seeks to punish inherently local activity" is baseless, as the Act plainly requires that a defendant travel in or use a facility of interstate or foreign commerce with the requisite intent. See 18 U.S.C. 2101(a). Indeed, Defendants concede the point, noting that "[t]o obtain a conviction under the Anti-Riot Act, the Government must prove that a defendant travelled in interstate commerce or used a facility of interstate commerce." (Dkt. 72 at 20). "As a result, any defendant subject to criminal liability under" § 2101 "qualifies as 'a person in interstate commerce'; and is therefore subject to regulation by Congress." United States v. Dean ,
In sum, all four of Defendants' facial challenges of
2. As-Applied-Challenge to § 2101
Defendants also mount an as-applied challenge, contending that the "First Amendment precludes § 2101 from applying to disorders arising from political demonstrations like the one [Defendants] attended in Charlottesville." (Dkt. 72 at 18). In support of this argument, Defendants point to United States v. Matthews ,
Defendants' as-applied challenge fails. Although the indictment contains indicia that some protected expression may have occurred at the two alleged riots on August 11-12, 2017, (see, e.g. , dkt. 8 ¶¶ 1-3), the indictment does not seek to punish Defendants for engaging in peaceful protest or pure political expression. Rather, the indictment charges Defendants with interstate travel followed by incitement of, and acts of violence at, the two alleged riots, as well as with conspiracy to commit this offense. (Id. ¶¶ 9, 10(k), 10(n), 13).
Defendants offer no precedent to support the proposition that the First Amendment immunizes violence or incitement from criminal prosecution simply because such conduct occurs within the broader context of a political demonstration. To be sure, "[t]he right to peaceful protest lies near the heart of the freedom of speech," but "[t]he use of force or violence is outside the scope of First Amendment protection," Am. Life League ,
C. Validity of the Indictment
Having rejected Defendants' facial challenges to
1. Counts One & Two - Sufficiency of Factual Allegations
Defendants contend that both Count One and Count Two of the indictment contain insufficient factual allegations to state an offense. Because the bulk of this argument is discussed in relation to Count Two, which alleges the violation of § 2101 underlying the conspiracy charge in Count One, the Court begins with Count Two. Defendants aver that Count Two contains insufficient factual allegations that Defendants incited or participated in a riot, committed acts of violence in furtherance of a riot, aided and abetted others in the same, or traveled in interstate commerce with the specific intent of doing any of these things. (Dkt. 72 at 7-10). This argument fails.
Count Two "contain[s] the elements of the offense charged, fairly inform[s] [Defendants] of the charge, and enable[s] [Defendants] to plead double jeopardy as a defense in a future prosecution for the same offense." Palin ,
Count Two's factual allegations cover "every essential element of" the Anti-Riot Act. Kingrea ,
With respect to Count One's charge of a conspiracy to violate § 2101, Defendants argue that this count "does not allege sufficient facts to establish that [Defendants] knowingly and voluntarily participated in an agreement with the intent to commit a criminal objective." (Dkt. 72 at 24 (emphasis in original) ). Moreover, Defendants further contend that Count One must be dismissed because it "fails to allege any of the elements of the [underlying] Anti-Riot offense." (Dkt. 87 at 3-4). The essential elements of
Here again, Defendants' arguments are contradicted by a plain reading of the indictment. Count One plainly alleges that Defendants "knowingly and willfully conspire[d], combine[d], confederate[d], and agree[d] together" to violate the Anti-Riot Act. (Dkt. 8 ¶ 9). The indictment further alleges numerous overt acts committed in furtherance of the conspiracy. (Id. ¶¶ 10(a)-(o) ). Moreover, Count One plainly alleges the elements of the underlying Anti-Riot Act offense. (Id. ¶ 9). Although Defendant may be dissatisfied with the level of factual detail provided in Count One, "[t]he Supreme Court has held that where conspiracy is the 'gist of the crime' all that is necessary in the indictment is that the object of the conspiracy be set forth sufficiently to identify the offense which the defendant is charged with conspiring to commit." Matzkin ,
In closing, the Court notes that, although Defendants raise many complaints about the indictment's factual specificity, Defendants nowhere explicitly contend that the indictment is so vague or factually deficient that they cannot mount a defense or "plead the Double Jeopardy bar to reprosecution if [they are] later charged with the same offense." United States v. Am. Waste Fibers, Co., Inc. ,
*562to prepare [their] defense."
In sum, "[a]pplying a liberal standard in support of sufficiency," the factual allegations in both Count One and Count Two are sufficiently specific to state an offense under § 371 and § 2101, respectively. Matzkin ,
2. Count One - Wharton's Rule Challenge
Defendant's final argument with respect to Count One is that "Wharton's Rule bars a separate conspiracy charge where the underlying crime requires collective action," a circumstance Defendants contend is present here because under the Anti-Riot Act, a riot requires the concerted action of at least three people. (Dkt. 72 at 22). This argument is baseless.
Under Wharton's Rule, "[a]n agreement by two persons to commit a particular crime cannot be prosecuted as a conspiracy when the crime is of such a nature as to necessarily require the participation of two persons for its commission." United States v. Ruhbayan ,
For three reasons, Wharton's Rule does not Count One's separate conspiracy charge against Defendants under 18 U.S.C § 371. First, Wharton's Rule "does not apply where, as here, a crime is capable of being committed by one person." United States v. Rashwan ,
Third, "courts have specifically exempted from Wharton's Rule conspiracies that involve more people than are required for commission of the substantive offense," an exemption known as the "third party exception." Rashwan ,
IV. CONCLUSION
For the foregoing reasons, Defendants' motions to dismiss the indictment, (dkts. 72, 73, 74), have been denied in full. An appropriate accompanying order has issued. (Dkt. 97). The Clerk of the Court is directed to send a certified copy of this *563memorandum opinion and the accompanying order to all counsel of record.
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