United States v. Dale Murray, Paul Leahey, Ronald Vanderbosch, Lawrence Tower, and Linton Sherlock

618 F.2d 892, 5 Fed. R. Serv. 715, 1980 U.S. App. LEXIS 20959
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 30, 1980
Docket326, 338-341, Dockets 79-1177, 79-1207 and 79-1261-3
StatusPublished
Cited by209 cases

This text of 618 F.2d 892 (United States v. Dale Murray, Paul Leahey, Ronald Vanderbosch, Lawrence Tower, and Linton Sherlock) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dale Murray, Paul Leahey, Ronald Vanderbosch, Lawrence Tower, and Linton Sherlock, 618 F.2d 892, 5 Fed. R. Serv. 715, 1980 U.S. App. LEXIS 20959 (2d Cir. 1980).

Opinion

FEINBERG, Circuit Judge:

Dale Murray, Paul Leahey, Ronald Vanderbosch, Lawrence Tower and Linton Sherlock appeal from judgments entered after a thirteen-day jury trial before Albert W. Coffrin, J., in the United States District Court for the District of Vermont, convicting them of conspiracy to import and to distribute cocaine and marijuana, in violation of 21 U.S.C. §§ 846 and 963. Appellants make various claims of error with respect to the form of the indictment, the selection of the jury, the evidence and the verdict. For reasons given below, we find that appellants’ arguments are without merit, and we affirm the judgment of the district court.

I. The Facts

The indictment, filed in August 1978, charged the five appellants and ten others 1 with one count of conspiracy to import and *895 to distribute cocaine and marijuana from 1972 until 1978. Seven of the defendants pled guilty before or during the trial; one of the alleged conspirators remains a fugitive. 2 The trial commenced in January 1979 and on February 2, 1979, the jury returned a general verdict of guilty as to the seven remaining defendants; for sentencing purposes only, Judge Coffrin also submitted special interrogatories to the jury that required it to advise the court whether each defendant found guilty participated in the conspiracy knowing that it involved marijuana only, cocaine only, or both marijuana and cocaine. 3 The jury found that all appellants, with the exception of Linton Sherlock, were guilty of participating in the conspiracy with knowledge it involved marijuana as well as cocaine. 4

At trial, the government introduced evidence that allowed the jury reasonably to find the following: In the fall of 1972, Horst Lakits, one of the indicted conspirators, arrived in Connecticut and contacted Alan Pagano, who later testified for the government. Lakits had with him approximately three and one-half pounds of cocaine that he wanted to sell. After telling Lakits that he knew someone who might be interested, Pagano spoke with Albert Calamia, who also testified for the government. Shortly thereafter, Lakits sold a portion of the cocaine at a meeting attended by Peter Francis, another indicted conspirator, and by Pagano and Calamia, among others; Calamia acted as the “middleman” for the deal. In the summer of 1973, Lakits introduced Pagano and Calamia to his “business associate,” appellant Dale Murray. At that time, Murray and Lakits “fronted” approximately 50 pounds of marijuana to Calamia and Pagano; Calamia sold approximately 25 to 30 pounds of that marijuana to Francis. Appellant Murray made a sale of cocaine to Pagano approximately six months later, and sold significant quantities of both marijuana and cocaine to Calamia during 1974-1975. Calamia in turn sold cocaine to other conspirators, including appellants Ronald Vanderbosch and Sherlock.

*896 In late 1975 and early 1976, Calamia and appellants Murray, Vanderbosch and Lawrence Tower, in collaboration with other indicted conspirators, made an abortive attempt to smuggle three kilograms of cocaine into the United States from Colombia; appellant Paul Leahey contributed financially to this Colombian venture. In March 1976, Calamia and appellant Murray finally succeeded in smuggling the cocaine into this country. Calamia subsequently sold a total of 16 ounces of the cocaine to appellant Leahey, and varying amounts to other conspirators. Early in January 1977, Calamia began cooperating with the Drug Enforcement Administration (DEA), and he was the government’s main witness at trial.

II. The Indictment

The single count indictment charged appellants with a conspiracy to import and to distribute cocaine and marijuana. Under the Comprehensive Drug Abuse Prevention and Control Act of 1970, 21 U.S.C. § 801 et seq. (“the Act”), conspiracy to import controlled substances and conspiracy to distribute such substances are made punishable by separate sections. Compare 21 U.S.C. § 963 (conspiracy to import) with 21 U.S.C. § 846 (conspiracy to distribute). Appellants contend that the indictment in this case therefore charged two separate offenses in the same count and was duplicitous, requiring dismissal of the indictment. See Fed.R. Crim.P. 8(a) (requiring that there be “a separate count for each offense” charged in the indictment); 8 Moore’s Federal Practice 18.03, at 8-6 (2d ed. 1979) (discussing duplicity).

Important policy considerations underlie the rule that two or more distinct crimes should not be alleged in a single count of an indictment. If an indictment is duplicitous, a general verdict of guilty will not reveal whether' the jury found defendant guilty of only one crime and not the other, or guilty of both. See Gerberding v. United States, 471 F.2d 55, 59 (8th Cir. 1973). Moreover, a guilty verdict on a duplicitous indictment does not indicate whether the jury found defendant guilty without having reached an unanimous verdict on the commission of a particular offense. Thus, the prohibition of duplicity is said to implicate a defendant’s rights to notice of the charge against him, to a unanimous verdict, to appropriate sentencing and to protection against double jeopardy in a subsequent prosecution. See United States v. UCO Oil Co., 546 F.2d 833, 835 (9th Cir. 1976), cert. denied, 430 U.S. 966, 97 S.Ct. 1646, 52 L.Ed.2d 357 (1977); cf. United States v. Gipson, 553 F.2d 453, 456-59 (5th Cir. 1977); see generally Comment, United States v. Gipson : Duplicity Denies Right to Unanimous Verdict, 1978 Det.C.L. Rev. 319; 8 Moore, supra, at 8-6 to -7. On the other hand, the allegation in a single count of the commission of a crime by several means should be distinguished from the allegation of several offenses in the same count. Although drawing the line between these two concepts may be difficult in practice, in theory the latter type of allegation is duplicitous, while the former is not. See United States v. Viserto, 596 F.2d 531, 538-39 (2d Cir.), cert. denied, 444 U.S. 841, 100 S.Ct. 80, 62 L.Ed.2d 52 (1979); United States v. UCO Oil Co., supra, 546 F.2d at 835-38; United States v. Tanner, 471 F.2d 128, 138-39 (7th Cir.), cert. denied, 409 U.S. 949, 93 S.Ct. 269, 34 L.Ed.2d 220 (1972); United States v. Lennon, 246 F.2d 24, 27 & n.4 (2d Cir.), cert. denied, 355 U.S.

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Bluebook (online)
618 F.2d 892, 5 Fed. R. Serv. 715, 1980 U.S. App. LEXIS 20959, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dale-murray-paul-leahey-ronald-vanderbosch-lawrence-ca2-1980.