United States v. Crooker
This text of 360 F. Supp. 3d 1095 (United States v. Crooker) is published on Counsel Stack Legal Research, covering District Court, E.D. Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
ROSANNA MALOUF PETERSON, United States District Judge
BEFORE THE COURT is Defendant James Lee Crooker's Amended Motion to Vacate, Set Aside, or Correct a Sentence under
*1100ECF No. 101. A hearing was held in this matter on December 17, 2018. Defendant was represented by attorney Lee Edmond. The Government was represented by Assistant United States Attorney Meghan M. McCalla. The Court has considered the parties' arguments, briefing, and the record, and is fully informed.
BACKGROUND
Defendant was indicted in the Eastern District of Washington on August 9, 2016, for one count of Production of Child Pornography, in violation of
Defendant's attorney and the Government negotiated a Rule 11(c)(1)(C) plea agreement as to Defendant's two charges. ECF No. 50. Defendant agreed to plead guilty to Count 1 of the superseding indictment, charging Defendant with Production of Child Pornography.
The plea agreement stated the elements that the Government would have to prove beyond a reasonable doubt at trial to convict Defendant of Production of Child Pornography. ECF No. 50 at 4. First, the Government would have to prove that the victim, Minor F, was less than eighteen years of age.
The plea agreement then summarized the underlying facts of Defendant's criminal conduct that the Government contended that it would be able to prove beyond a reasonable doubt. ECF No. 50 at 5. On June 6, 2016, a mother contacted the Yakima Police Department, worried that her fifteen-year-old daughter, Minor F, had been communicating with a 32-year-old man.
On May 25, 2016, Defendant continued the conversation by asking Minor F what she was doing. ECF No. 50 at 6. Minor F responded, "Laying in bed ...."
On June 16, 2016, Defendant was contacted by agents with the Federal Bureau of Investigation. ECF No. 50 at 7. After reading him his Miranda rights, Defendant consented to a search of his phone.
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ROSANNA MALOUF PETERSON, United States District Judge
BEFORE THE COURT is Defendant James Lee Crooker's Amended Motion to Vacate, Set Aside, or Correct a Sentence under
*1100ECF No. 101. A hearing was held in this matter on December 17, 2018. Defendant was represented by attorney Lee Edmond. The Government was represented by Assistant United States Attorney Meghan M. McCalla. The Court has considered the parties' arguments, briefing, and the record, and is fully informed.
BACKGROUND
Defendant was indicted in the Eastern District of Washington on August 9, 2016, for one count of Production of Child Pornography, in violation of
Defendant's attorney and the Government negotiated a Rule 11(c)(1)(C) plea agreement as to Defendant's two charges. ECF No. 50. Defendant agreed to plead guilty to Count 1 of the superseding indictment, charging Defendant with Production of Child Pornography.
The plea agreement stated the elements that the Government would have to prove beyond a reasonable doubt at trial to convict Defendant of Production of Child Pornography. ECF No. 50 at 4. First, the Government would have to prove that the victim, Minor F, was less than eighteen years of age.
The plea agreement then summarized the underlying facts of Defendant's criminal conduct that the Government contended that it would be able to prove beyond a reasonable doubt. ECF No. 50 at 5. On June 6, 2016, a mother contacted the Yakima Police Department, worried that her fifteen-year-old daughter, Minor F, had been communicating with a 32-year-old man.
On May 25, 2016, Defendant continued the conversation by asking Minor F what she was doing. ECF No. 50 at 6. Minor F responded, "Laying in bed ...."
On June 16, 2016, Defendant was contacted by agents with the Federal Bureau of Investigation. ECF No. 50 at 7. After reading him his Miranda rights, Defendant consented to a search of his phone.
By agreeing to plead guilty, Defendant waived several constitutional and procedural rights, including his right to appeal. ECF No. 50 at 12-13. In full, his waiver of appellate rights reads as follows:
Defendant understands that he has a limited right to appeal or challenge the conviction and sentence imposed by the Court. Defendant hereby expressly waives his right to appeal his conviction and the sentence the Court imposes, including any restitution order not exceeding $50,000, and order of supervised release. Defendant further expressly waives his right to file any post-conviction motion attacking his conviction and sentence, including a motion pursuant to28 U.S.C. § 2255 , except one based upon ineffective assistance of counsel based on information not now known by Defendant and which, in the exercise of due diligence, could not be known by Defendant by the time the Court imposes the sentence.
ECF No. 50 at 12-13.
On March 22, 2017, the Court held a hearing as to the plea agreement between Defendant and the Government. ECF No. 51. At the hearing, the Court ensured Defendant had a copy of the superseding indictment in front of him. ECF No. 87 at 4. The Court read the statutory language of a Production of Child Pornography charge under
The Court then explained the plea agreement to Defendant part-by-part. The Court explained to Defendant that Congress has set a mandatory minimum sentence of fifteen years of imprisonment for Production of Child Pornography, and that the Court lacked the authority to sentence Defendant to less time of confinement. ECF No. 87 at 5-6. Defendant stated that he understood.
The Court then invited Assistant United States Attorney Thomas Hanlon to the podium to explain the elements the Government would have to prove beyond a reasonable doubt at trial to convict Defendant of Production of Child Pornography. ECF No. 87 at 9. Mr. Hanlon explained the three elements of the offense, described above.
Defendant returned to the podium and stated that he agreed that the facts described by Mr. Hanlon were accurate.
The Court also explained that Defendant waived some of his appeal rights in the plea agreement. ECF No. 87 at 13. The Court stated Defendant waived his right to appeal both the conviction and the Court's sentence, unless the restitution order exceeded $50,000.
After explaining all of this to Defendant, the Court asked if Defendant pleaded guilty or not guilty to the charge of Production of Child Pornography. ECF No. 87 at 15. Defendant responded that he pleaded guilty to the charge.
The Court held a sentencing hearing on June 6, 2017. ECF No. 68. At this hearing, the Court accepted the parties' Rule 11(c)(1)(C) plea agreement and sentenced Defendant to fifteen years of imprisonment and ten years supervised release. ECF No. 71.
On February 12, 2018, Defendant filed a pro se motion to vacate, set aside, or correct his sentence under
In the amended motion, Defendant focuses on two claims for section 2255 relief: ineffective assistance of counsel and lack of factual basis for the guilty plea. ECF No. 100. First, Defendant argues that there was no factual basis to conclude that Defendant employed, used, persuaded, induced, enticed, or coerced Minor F to engage in sexually explicit conduct for the purpose of producing a visual depiction thereof.
In its response, the Government argues that Defendant waived his right to seek *1103relief from his conviction under
LEGAL STANDARD
The text of
A prisoner in custody under sentence of a court established by Act of Congress claiming the right to be released upon the ground that the sentence was imposed in violation of the Constitution or laws of the United States, or that the court was without jurisdiction to impose such sentence, or that the sentence was in excess of the maximum authorized by law, or is otherwise subject to collateral attack, may move the court which imposed the sentence to vacate, set aside or correct the sentence.
DISCUSSION
Procedural Default
A defendant procedurally defaults his or her right to collaterally attack a conviction under section 2255 when the defendant fails to first address the claim on direct appeal. See United States v. Frady ,
Defendant did not appeal his conviction. See ECF No. 100 at 4. Nonetheless, *1104Defendant has not procedurally defaulted his claims because the Government failed to argue procedural default in its brief or at oral argument, and therefore waived the affirmative defense. ECF No. 103 at 3. While the Government discussed the case law on procedural default in its brief, it failed to argue that Defendant procedurally defaulted any of his claims.
The Court finds that Defendant did not procedurally default his claims for relief under section 2255.
Waiver of Appeal Rights
The Government argues that in the plea agreement that Defendant waived his right to appeal and to collaterally attack his conviction. ECF No. 103 at 6. Defendant argues that Defendant did not waive his right to collaterally attack his conviction because his plea was not knowing and therefore not voluntary. ECF No. 101 at 6.
"A waiver of appellate rights is enforceable if (1) the language of the waiver encompasses [the defendant's] right to appeal on the grounds raised, and (2) the waiver is knowingly and voluntarily made." United States v. Medina-Carrasco ,
When Defendant entered his guilty plea pursuant to the plea agreement, Defendant acknowledged that he was waiving his right to appeal and challenge his conviction, except for a claim based on ineffective assistance of counsel stemming from information that he could not have known at the time that he pleaded guilty. ECF No. 50 at 12-13; ECF No. 87 at 13. As to the first element of appellate waiver enforcement, the waiver to which Defendant agreed encompasses all four of the grounds raised by Defendant in his motion for section 2255 relief. ECF No. 100; Medina-Carrasco ,
As to the second element, however, Defendant argues that the appellate waiver should be disregarded in its entirety because the plea agreement, including the waiver within, was not knowing and voluntary. ECF No. 105 at 2. In support of this argument, Defendant cites Washington v. Lampert ,
Defendant additionally relies on United States v. Davis , No. CR 03-11GHSEH,
Like the defendants in Lampert and Davis , Defendant here challenges the enforceability of his plea agreement because of an alleged ineffective assistance of counsel and a claim of actual innocence. ECF No. 100 at 5-6. As the Ninth Circuit recognized in Lampert , claims of ineffective assistance of counsel in the negotiation of a guilty plea essentially "challenge the voluntary and intelligent nature of the plea agreement." Lampert ,
[I]f a defendant were permitted to waive his right to collaterally attack the validity of his plea, practically anything could happen to a defendant unlucky enough to be represented by the least competent defense attorney in a prosecution headed by the least scrupulous prosecutor.2 ... [I]t is inappropriate to enforce a waiver that would insulate the most vulnerable from the protection of judicial review.
Defendant's arguments in this case raise concern that his plea agreement was not knowingly or voluntary. He argues that he was unaware of the standard required to prove that he committed the offense for which he was charged and that his defense attorney provided ineffective assistance in securing this plea agreement for him. ECF No. 101 at 8. If these allegations are true, Defendant did not enter into his plea agreement knowingly or voluntarily. See Lampert ,
For these reasons, the Court will consider Defendant's motion on the merits.
Insufficient Evidence Establishing the Offense
Defendant's first claim for relief under section 2255 is that his conviction was supported by insufficient evidence in violation of Rule 11 of the Federal Rules of Criminal Procedure. ECF No. 101 at 8.
Availability of Relief Under Section 2255
Before adjudging a defendant guilty on a guilty plea, "the court must determine that there is a factual basis for the plea." Fed. R. Crim. P. 11(b)(3). However, relief under section 2255 cannot be supported by a violation of Rule 11. United States v. Timmreck ,
"It is well settled that a voluntary and intelligent plea of guilty made by an accused person, who has been advised by competent counsel, may not be collaterally attacked." Mabry v. Johnson ,
Defendant presents his first claim as a Rule 11 violation for a failure to "determine that there is a factual basis for the plea." Fed. R. Crim. P. 11(b)(3) ; ECF No. 101 at 8. Defendant then argues that there was no factual basis for the plea because the facts as alleged in the plea agreement and recited at Defendant's change of plea hearing were inadequate to support a conviction for Production of Child Pornography under
Defendant's Claim of Actual Innocence
A conviction under section 2251(a) requires the proof of three elements beyond a reasonable doubt. First, the Government would have to prove that the victim, Minor F, was less than eighteen years of age.
Defendant first argues that there is no evidence to support that he did employ, use, encourage, persuade, induce, entice, or coerce Minor F to take a picture of her vagina and send it to him. ECF No. 101 at 18. The statute does not define employ, use, encourage, persuade, induce, entice, or coerce.
Comparing Defendant's behavior to the defendant in Laursen , Defendant's conduct is not similar. Laursen ,
Defendant could still be guilty of Production of Child Pornography if he encouraged, persuaded, induced, enticed, or coerced Minor F into taking the photo and sending it to Defendant.
The Government argues that a reasonable juror would convict Defendant under section 2251(a) because of Defendant's text messages with Minor F. ECF No. 103 at 9. Specifically, it claims that Defendant's sexually-charged conversations that included statements like "Ooo what u wearin lol" and "I wanna see" prove that Defendant "encouraged [Minor F] or persuaded [Minor F] to send photographs of her vagina." ECF No. 87 at 9-10; ECF No. 103 at 9. However, Defendant argues, and the Government does not refute, that there is no evidence to support that Defendant asked Minor F for a photo or discussed with her the possibility of taking a photo and sending it to him. Rather, Defendant argues that the phrase "I wanna see" refers to some anticipated future date that would occur in person.
The Court applies the definitions in section 2251(a) to Defendant's conduct. There *1108is no evidence that Defendant argued or pleaded with Minor F to send him a photo of her vagina, as there is apparently no evidence that Defendant ever asked for a photo. Persuade , Merriam-Webster's Dictionary Online, https://www.merriam-webster.com/dictionary/persuade (last visited Jan. 28, 2019). For similar reasons, there is no evidence that Defendant "encouraged" Minor F's conduct because there is no evidence that he "persuaded" Minor F; therefore, he cannot have attempted to persuade her either. Encourage , Merriam-Webster's Dictionary Online, https://www.merriam-webster.com/dictionary/encourage (last visited Jan. 28, 2019). The limited interaction between Defendant and Minor F before Minor F sent the photo does not prove that Defendant moved Minor F by persuasion or influence or brought about the photo by influence or stimulation. Induce , Merriam-Webster's Dictionary Online, https://www.merriam-webster.com/dictionary/induce (last visited Jan. 28, 2019). Additionally, the complete absence of active conduct on behalf of Defendant does not support a finding that Defendant received the photo by "arousing hope or desire." Entice , Merriam-Webster's Dictionary Online, https://www.merriam-webster.com/dictionary/entice (last visited Jan. 28, 2019). Lastly, Defendant's statement of "I wanna see" cannot support a finding that Defendant compelled Minor F to an act or choice. Coerce , Merriam-Webster's Dictionary Online, https://www.merriam-webster.com/dictionary/coerce (last visited Jan. 28, 2019). Accordingly, it is unlikely that any reasonable juror would find Defendant persuaded, encouraged, induced, enticed, or coerced Minor F to send him the photo of her vagina.
The statement of facts in the plea agreement and at Defendant's change of plea hearing shows the total lack of evidence against Defendant regarding the production of the photo. While the conversations between Defendant and Minor F were certainly inappropriate, there is no evidence that Defendant was actively working to receive a picture of Minor F's vagina as a product of those conversations. No reasonable juror could find beyond a reasonable doubt that Defendant's statement of "I wanna see," without any mention of taking or exchanging photos, supports a conviction under section 2251(a).
Defendant also argues that the Court failed to conduct a complete colloquy during the change of plea hearing. The Government claimed at the change of plea hearing that when they inspected Minor F's phone, it had "discovered that the defendant had encouraged her or persuaded her to send photographs of her vagina. In response to questions, the 15 year old sent a photograph depicting her bare vagina." ECF No. 87 at 9-10. During the colloquy, the Court asked Defendant if he agreed with what the Government stated, and he said that he did. Id. at 10. However, Defendant argues that there is no evidence that Defendant ever asked Minor F to send him pictures of her vagina. ECF No. 50 at 6. Defendant argues, and the Government does not refute, that the Government's ambiguous recitation of the facts, both in the plea agreement and at the change of plea hearing, were not supported by the proof of active or coercive conduct that is required for a conviction under section 2251(a). Overton ,
The Court finds that no reasonable juror would convict Defendant beyond a reasonable doubt for a violation of section 2251(a). Bousley ,
*1109Ineffective Assistance of Counsel
Defendant argues that he received ineffective assistance of counsel from his federal defender because his federal defender failed to advise Defendant accurately about the elements of the crime or that he was likely innocent of the charge. ECF No. 101 at 26.
The Sixth Amendment guarantees the right of a criminal defendant to the assistance of counsel. U.S. Const. amend. XI. An assistance of counsel that is ineffective violates the Sixth Amendment. Strickland v. Washington ,
Defendant argues that his attorney provided constitutionally defective representation because the attorney failed to advise Defendant that his conduct likely did not support a conviction for Production of Child Pornography. ECF No. 101 at 26. According to Defendant, had his attorney actually taken the time to research Defendant's case and the elements required to provide Production of Child Pornography, the attorney would have realized that Defendant was actually innocent of the offense and encouraged Defendant not to accept a plea deal. ECF No. 105 at 7-8. Defendant claims he would have insisted on going to trial had he known "the fatal weaknesses in the government's case." Id. at 7.
The first element of the ineffective assistance of counsel test is that the attorney's performance was deficient. Strickland ,
As discussed above, there is very little case law interpreting the conduct required to be convicted under section 2251(a) for Production of Child Pornography. However, at a minimum, defense counsel in these situations would be expected to research how the terms in section 2251(a) would be interpreted before advising his or her client to plead guilty to a crime. Had Defendant's counsel researched the issue, he would have seen this lack of case law and likely conducted the same statutory analysis that this Court just conducted, requested discovery regarding the statutory analysis, and then advised Defendant that the Government *1110may not have evidence that Defendant committed the crime. Additionally, counsel's failure to research Defendant's case or advise him that he likely did not commit the crime charged against him cannot be seen as a reasonably objective tactical or strategical decision; it was a failure to perform the duties expected of a defense attorney. Hughes ,
The second element of an ineffective assistance of counsel claim is that the deficient counsel's performance prejudiced Defendant. Strickland ,
Here, it is reasonable to conclude that advising a defendant that he may not have committed the crime of which he is charged would cause the defendant not to plead guilty. The Court already found that Defendant is actually innocent of the crime charged because his conduct did not meet the required actions to be convicted under section 2251(a). If Defendant had been advised by his defense attorney as to the likelihood of his acquittal, Defendant would not have taken a guilty plea that guaranteed fifteen years of imprisonment, especially when, according to the Government, Defendant was facing at most thirty years in prison. See
It could be argued that Defendant received significant concessions in negotiating his guilty plea, and therefore was not prejudiced by his counsel's deficient representation, because the Government agreed to dismiss count 2 of the superseding indictment in exchange for the plea agreement. ECF No. 50 at 8; see also Weaver ,
*1111The Government argues that Defendant cannot prove prejudice because Defendant's guilty plea was knowing and voluntary. ECF No. 103 at 15. But the Supreme Court already has rejected the argument "that a knowing and voluntary plea supersedes defense counsel's errors." Missouri v. Frye ,
For these reasons, the Court finds that Defendant has proven an ineffective assistance of counsel claim and will grant his motion for relief under section 2255.4
Insufficient Indictment
In his first motion under section 2255, Defendant argued that his original indictment was insufficient because it did not allege all the essential elements of section 2251(a). ECF No. 78 at 5. Defendant did not argue this claim in his amended motion. See ECF No. 101.
A criminal indictment must contain the essential facts constituting the offense charged. Fed. R. Crim. P. 7(c)(1). However, an indictment that fails to allege the essential elements will only result in a vacated sentence if the defect in the indictment was not harmless; i.e., it affected the defendant's substantial rights. United States v. Cotton ,
The three elements that the Government needs to prove for a conviction for Production of Child Pornography are that (1) the child was less than 18 years of age; (2) Defendant employed, used, persuaded, induced, enticed, or coerced the minor to take part in sexually explicit conduct for the purpose of producing a visual depiction of such conduct; and (3) Defendant knew or had reason to know that the visual depiction would be mailed or transported across state lines or in foreign commerce. Model Crim. Jury Instr. 9th Cir. 8.181 (2018). The original indictment did not state that Defendant specifically knew or had reason to know that the visual depiction would be mailed or transported across state lines. ECF No. 1 at 1. However, this deficiency was corrected in the superseding indictment. ECF No. 31 at 1. Further, there are no exceptional circumstances here supporting relief under section 2255 for insufficient indictment. Tallman ,
Therefore, the Court rejects Defendant's insufficient indictment argument.
Congressional Authority to Enact Section 2251(a)
In his first motion for relief under section 2255, Defendant argued that Congress did not have the constitutional authority to pass the statute under which Defendant was convicted,
*1112Remedy
If the Court grants a defendant's motion under section 2255, "the court shall vacate and set the judgment aside and shall discharge the prisoner or resentence him or grant a new trial or correct the sentence as may appear appropriate."
Defendant has carried his burden to show that he was convicted for a crime of which he was actually innocent and received ineffective assistance of counsel. The judgment and conviction rendered against Defendant only included the one crime that was the subject of this motion. See ECF No. 71 (judgment). Therefore, the Court finds that the appropriate remedy is to vacate vacate Defendant's guilty plea and vacate the judgment.5
Accordingly, IT IS HEREBY ORDERED :
1. Defendant's Motion to Vacate, Set Aside, or Correct Sentence, ECF No. 78 , and Amended Motion to Vacate, Set Aside, or Correct Sentence, ECF No. 100 , are GRANTED .
2. The Judgment against Defendant, ECF No. 71 , is VACATED .
3. The Court's Order Accepting Guilty Plea, ECF No. 52 , is VACATED .
4. This matter is hereby referred to Magistrate Judge Mary K. Dimke for the appointment of Defendant's counsel and consideration of Defendant's detention.
5. Within fourteen days of the date of this Order, Counsel for the Government will notify the Court and defense counsel regarding how it intends to proceed in this matter.
IT IS SO ORDERED . The District Court Clerk is directed to enter this Order and provide copies to counsel and to Magistrate Judge Mary K. Dimke.
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