United States v. Cortez Fisher

Procedural entryThis page is a short order in United States v. Cortez Fisher. Read the opinion of the Court — 711 F.3d 460
Court of Appeals for the Fourth Circuit·Decided April 2, 2013·No. 11-6781·Published

Opinion

Filed: April 2, 2013

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 11-6781 (1:07-cr-00518-JFM-1; 1:10-cv-00706-JFM)

UNITED STATES OF AMERICA,

Plaintiff - Appellee,

v.

CORTEZ FISHER,

Defendant - Appellant.

O R D E R

The Court amends its opinion filed April 1, 2013, as

follows:

On the cover sheet, case disposition section, the

spelling of Judge Agee's name is corrected.

For the Court – By Direction

/s/ Patricia S. Connor Clerk PUBLISHED

UNITED STATES OF AMERICA,  Plaintiff-Appellee, v.  No. 11-6781 CORTEZ FISHER, Defendant-Appellant.  Appeal from the United States District Court for the District of Maryland, at Baltimore. J. Frederick Motz, Senior District Judge. (1:07-cr-00518-JFM-1; 1:10-cv-00706-JFM)

Argued: October 26, 2012

Decided: April 1, 2013

Before AGEE, WYNN, and FLOYD, Circuit Judges.

Reversed by published opinion. Judge Wynn wrote the major- ity opinion, in which Judge Floyd joined. Judge Agee wrote a dissenting opinion.

COUNSEL

ARGUED: Marta Kahn, Baltimore, Maryland, for Appellant. Philip S. Jackson, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee. ON 2 UNITED STATES v. FISHER BRIEF: Rod J. Rosenstein, United States Attorney, Balti- more, Maryland, for Appellee.

OPINION

WYNN, Circuit Judge:

It is axiomatic that, "to be constitutionally valid, a plea of guilty must be knowingly and voluntarily made." United States v. Brown, 117 F.3d 471, 473 (11th Cir. 1997). And "a guilty plea is not knowingly and voluntarily made when the defendant has been misinformed" as to a crucial aspect of his case. Id.

In this extraordinary case, the law enforcement officer responsible for the investigation that led to the defendant’s arrest and guilty plea himself later pled guilty to having defrauded the justice system in connection with his duties as an officer. Regarding this case specifically, the officer admit- ted to having lied in his sworn affidavit that underpinned the search warrant for the defendant’s residence and vehicle, where evidence forming the basis of the charge to which the defendant pled guilty was found. We hold that the officer’s affirmative misrepresentation, which informed the defen- dant’s decision to plead guilty and tinged the entire proceed- ing, rendered the defendant’s plea involuntary and violated his due process rights. Accordingly, we reverse the district court’s decision holding otherwise and remand for further proceedings.

I.

A.

On October 29, 2007, Mark Lunsford, a Baltimore City Drug Enforcement Agency ("DEA") Task Force Officer, UNITED STATES v. FISHER 3 applied for a search warrant for Defendant Cortez Fisher’s residence and vehicle. In his sworn affidavit—the sole affida- vit supporting the application for the search warrant—Luns- ford averred that he targeted Defendant after a confidential informant told him that Defendant distributed narcotics from his residence and vehicle and had a handgun in his residence. Lunsford described the confidential informant as a "reliable" informant who had previously provided him with information that led to numerous arrests for narcotics violations. J.A. 46, 149. Lunsford further averred that the confidential informant provided him with a physical description of Defendant, Defendant’s residential address, the make and model of Defendant’s vehicle, and his license plate number. Based on the information provided by the confidential informant, Luns- ford obtained a photograph of Defendant. Lunsford showed the photograph to the confidential informant, who then con- firmed Defendant’s identity. Lunsford declared that he subse- quently conducted surveillance and saw Defendant make narcotics transactions from his car, after which Defendant returned to his residence.

On the morning of October 29, 2007, Lunsford and other officers saw Defendant leave his residence and stopped him for questioning. According to Lunsford, Defendant declined questioning and backed into a police vehicle. Officers then arrested and searched Defendant and found fifty empty glass vials in his pants pocket.

Solely on the basis of his sworn affidavit, Lunsford obtained a search warrant for Defendant’s residence and vehi- cle on October 29, 2007 and executed the warrant that same day. During the search, officers found crack cocaine and a loaded handgun.

Defendant was charged with one count of possession with intent to distribute cocaine base in violation of 21 U.S.C. § 841 and one count of possession of a firearm by a convicted felon in violation of 18 U.S.C. § 922(g). Defendant entered 4 UNITED STATES v. FISHER into a plea agreement which, among other things, required him to plead guilty to possession of a firearm by a felon. Defendant was sentenced to ten years in prison.

B.

Over a year after Defendant pled guilty, in September 2009, Lunsford was charged with various fraud and theft offenses related to his duties as a DEA officer, including falsely attributing information to a confidential informant with whom he was splitting reward money. On March 15, 2010, Lunsford pled guilty to several such offenses. As part of his plea agreement, Lunsford admitted to falsely identify- ing a confidential informant on an affidavit supporting a wire- tap application, an affidavit supporting a criminal complaint, and numerous investigation reports. Regarding Defendant’s case, Lunsford admitted to the Federal Bureau of Investiga- tion that the confidential informant he identified in his affida- vit "had no connection to the case" and that another individual was "the real informant[.]" J.A. 65.

Shortly after Lunsford’s guilty plea, Defendant filed a pro se motion seeking to have his guilty plea vacated based upon Lunsford’s criminal misconduct. On motion of the Federal Public Defender’s Office, the district court appointed counsel to represent Defendant. The district court denied Defendant’s motion to vacate on July 28, 2010. Defense counsel subse- quently filed a motion to alter or amend the judgment, requesting that the district court reconsider its order and reopen the proceeding with the assistance of counsel. Defense counsel also filed a supplement to Defendant’s pro se motion to vacate. On May 31, 2011, the district court filed a Memo- randum and an Order denying Defendant’s motion to vacate, stating:

Unquestionably, if [Defendant] had known of Luns- ford’s criminal misconduct, he would have filed a motion to suppress, and the motion may well have UNITED STATES v. FISHER 5 been successful. Nevertheless, [Defendant] does not deny that he was unlawfully in possession of a fire- arm (as he admitted under oath during his Rule 11 colloquy). Under these circumstances[,] I cannot find that a failure to allow [Defendant] to withdraw his guilty plea would result in a "miscarriage of justice." Certainly, [Defendant] was denied of an opportunity to pursue a motion to suppress that might have been meritorious, but neither the Government nor his own counsel was aware of Lunsford’s criminal miscon- duct at the time that [Defendant] entered his guilty plea and was sentenced. Therefore, it cannot be said that [Defendant’s] counsel was ineffective or that the Government breached any obligation that it owed to him. . . .

J.A. 136 (internal citation omitted).

Nevertheless, the district court granted Defendant’s motion for a certificate of appealability as to his Sixth Amendment ineffective assistance of counsel claim.

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