United States v. Cole

339 F. Supp. 2d 760, 2004 WL 2360981
CourtDistrict Court, E.D. Louisiana
DecidedOctober 20, 2004
DocketCRIM.A.02-173
StatusPublished

This text of 339 F. Supp. 2d 760 (United States v. Cole) is published on Counsel Stack Legal Research, covering District Court, E.D. Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cole, 339 F. Supp. 2d 760, 2004 WL 2360981 (E.D. La. 2004).

Opinion

ORDER AND REASONS

FELDMAN, District Judge.

Before the Court is the issue of the defendant’s competency to stand trial. For the reasons that follow, the Court finds the defendant is not competent to stand trial.

I.

Glenn Cole and two others were arrested and charged in May 2002 with carjacking and related misconduct. Cole is currently charged in a fourth superseding indictment with conspiracy to commit carjacking, carjacking, conspiracy to use a firearm in a crime of violence, and using a firearm in a crime of violence. Upon the suggestion and request of Cole’s counsel, and with the government’s consent, the Court ordered a psychologist, Dr. Jill Hammer, to conduct a psychological examination of Cole to determine his competency to stand trial. In her evaluation, Dr. Hammer concluded that Cole “lacked the capacity to understand the proceedings against him and lacked the capacity to assist his defense.” Upon a joint motion by the parties, the Court then remanded Cole to the custody of the Attorney General for further competency evaluation and treatment. Because of the time involved in determining his competency to stand trial, Cole’s case was severed. The two others have pleaded guilty.

While at the Federal Bureau of Prisons, in Butner, North Carolina, Cole was evaluated by Dr: Robert G. Lucking. Dr. Lucking concluded that Cole was competent to stand trial, provided the Court could move at a slower pace and make other “accommodations to compensate for Mr. Cole’s limited intellectual ability.” If, however, the Court could not make the accommodations recommended, Dr. Lucking was of the opinion that Cole was incompetent to stand trial. Thus, two opinions confronted the Court that were, at best, inconsistent. Faced with this dilemma, the Court ordered still another evaluation of the defendant; both sides agreed. The Court appointed Dr. Rennie W. Culver to conduct the evaluation, expressly requesting Dr. Culver to also consider the possibility that Cole was malingering. The Court then granted counsel’s motion to appoint, on Cole’s behalf, Dr. Hammer to conduct another psychological evaluation and Dr. Thompson, a psychiatrist, to conduct his evaluation of the defendant.

On August 25, 2004, the Court held a competency hearing at which Drs. Hammer, Culver, Lucking, and Thompson all testified. Of special concern for the Court is that none of the experts testified that *762 Cole is fully competent to stand trial. Dr. Lucking and, initially, Dr. Culver, testified that Cole is competent to stand trial only if the Court makes accommodations that would construct a trial model that would ensure Cole’s understanding of the proceedings. Drs. Hammer and Thompson testified unequivocally that Cole is not competent to stand trial. None of the experts found conclusively that Cole is malingering, although Dr. Culver commented that Cole is “possibly” malingering.

At the competency hearing, the government, for the first time, tried to use a pair of letters that it claimed Cole had written while at Orleans Parish Prison. The government asserted that the letters are evidence that Cole is malingering. The government also asserted that Arthur Banks, one of Cole’s co-defendants, and Cindy Cole, the other co-defendant’s sister, were prepared to testify that Glenn Cole can read and write and that he planned on tricking all four of the experts into pronouncing him incompetent so that he could escape the charges against him. 1

When shown the proffered letters by the government, Dr. Culver cautiously contradicted his own report, and expressed the new belief that Cole could be a malingerer and might be competent to stand trial without any of the accommodations he had previously recommended. Dr. Lucking, on the basis of the so-called Cole letters and other information he was not shown when he performed his initial evaluation, testified that, if Cole is malingering, he could be competent because he probably functions on a higher level than previously believed. However, Dr. Lucking was unable to say that Cole actually is malingering and felt that he didn’t have enough information to make that determination.

II.

The Court finds that Cole is incompetent to stand trial. Not one of the four experts that the parties used in this case diagnosed Cole as competent after fully examining him. At best, Drs. Lucking and Culver opined that Cole would be competent if certain accommodations were made for him. However, no one could rationally describe what those accommodations might be and how the Court might determine if they were working: How was one to know Cole was understanding the proceedings? Who would explain to him what was happening? How often? What role would his counsel play in advising about Cole’s understanding, given that counsel believed Cole was not competent? If Cole did not understand some phase of the trial, how would it be repeated for him?

To meet the Constitutional standard for competency to stand trial, the defendant must have: (1) the ability to consult with his lawyer with a reasonable degree of rational understanding; and (2) a rational as well as factual understanding of the proceedings against him. Mata v. Johnson, 210 F.3d 324, 329 n. 2 (5th Cir. 2000) (citing Godinez v. Moran, 509 U.S. 389, 396, 113 S.Ct. 2680, 125 L.Ed.2d 321 (1993)); Moody v. Johnson, 139 F.3d 477, 481 (5th Cir.1998). Once the defendant’s competency has been placed in sufficient doubt, as it has here, the Court must conduct a “full, fair, and meaningful” hearing on the matter to satisfy the defendant’s due process rights. Martin v. Estelle, 546 F.2d 177, 179 (5th Cir.1977). At this hearing, the government bears the burden of proving, by a preponderance of the evidence, that the defendant is capable *763 of rational decision making. United States v. Hutson, 821 F.2d 1015, 1018 (5th Cir.1987). It is helpful to draw attention to the fact that the government has, during all these past many months, not objected to having competency examinations or a competency hearing.

In this case, the government has failed to carry its burden. The only expert to suggest that Cole might be competent without the need for accommodations was Dr. Culver, and that was only after being confronted by evidence that the government hastily presented for the first time and sought to put in evidence at the competency hearing without corroborating its reliability or showing good cause why it was not discovered and disclosed months earlier. This so-called evidence is not a suitable ground upon which to base an expert opinion. Documents that lack established authenticity are not “reasonably relied upon by experts” in this field. Fed. R.Evid. 703. The government’s efforts were too little, too late. Its excuses for lateness were not credible.

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Related

Moody v. Johnson
139 F.3d 477 (Fifth Circuit, 1998)
Mata v. Johnson
210 F.3d 324 (Fifth Circuit, 2000)
Goldstein v. MCI Worldcom
340 F.3d 238 (Fifth Circuit, 2003)
Godinez v. Moran
509 U.S. 389 (Supreme Court, 1993)
United States v. Mary Hutson
821 F.2d 1015 (Fifth Circuit, 1987)

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Bluebook (online)
339 F. Supp. 2d 760, 2004 WL 2360981, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cole-laed-2004.