United States v. Clyde Peterson

Court of Appeals for the Fourth Circuit·Decided July 31, 2019·No. 18-4325·Unpublished

Opinion

UNPUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 18-4325

UNITED STATES OF AMERICA, Plaintiff - Appellee,

v.

CLYDE WILLIAM PETERSON, a/k/a Clyde William Peterson, Jr., Defendant - Appellant.

Appeal from the United States District Court for the District of Maryland at Greenbelt. Peter J. Messitte, Senior District Judge. (8:15-cr-00376-PJM-1)

Argued: May 9, 2019 Decided: July 31, 2019

Before GREGORY, Chief Judge, and WYNN and THACKER, Circuit Judges.

Vacated and remanded by unpublished opinion. Judge Wynn wrote the opinion, in which Chief Judge Gregory and Judge Thacker joined.

ARGUED: Eugene Victor Gorokhov, BURNHAM & GOROKHOV, PLLC, Washington, D.C., for Appellant. Gregory Douglas Bernstein, OFFICE OF THE UNITED STATES ATTORNEY, Greenbelt, Maryland, for Appellee. ON BRIEF: Ziran Zhang, BURNHAM & GOROKHOV, PLLC, Washington, D.C., for Appellant. Robert K. Hur, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for Appellee.

Unpublished opinions are not binding precedent in this circuit.

WYNN, Circuit Judge:

Defendant Clyde Peterson pleaded guilty, pursuant to a plea agreement, to one count of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1). At sentencing, the district court sentenced Defendant to an above-Guidelines sentence of 83 months in prison.

On appeal, Defendant asserts that the government breached the plea agreement by recommending a sentence in excess of the agreed upon guideline range. We agree. Accordingly, we vacate Defendant’s sentence and remand for resentencing.

I.

On the morning of June 9, 2015, two police officers observed two individuals sitting in a stolen Ford Mustang—one of two vehicles that had been reported stolen the previous day—in a parking lot near a bank in Upper Marlboro, Maryland. To apprehend the individuals, the officers used the police truck to block the driver’s side of the stolen Mustang, exited the truck, and circled around the rear of the Mustang. Upon approaching the passenger side of the car, one of the officers saw the driver, Derrick Simmons, holding a gun, prompting the officer to begin firing into the vehicle. Several bullets struck Simmons and one of the bullets struck the passenger, Defendant, in the hand.

At the time they were apprehended, Defendant and Simmons wore gloves and two layers of clothing, notwithstanding that it was a hot day in June. The officers found a loaded Magnum .357 in Defendant’s pocket. And the officers found the other stolen vehicle, a Ford Taurus, a short distance away.

Pursuant to a plea agreement dated June 6, 2016, Defendant agreed to plead guilty to one count of being a Felon in Possession of a Firearm in violation of 18 U.S.C. § 922(g)(1). At the plea hearing, the prosecutor described the plea agreement to the district court, stating that Defendant was reserving the right to argue for a sentence below the agreed upon range under the advisory Sentencing Guidelines. The prosecutor further represented that the government agreed to recommend a “reasonable sentence.” J.A. 196–97. After conducting the colloquy required by Rule 11 of the Federal Rules of Criminal Procedure, the district court accepted Defendant’s plea.

At sentencing, the Presentence Report calculated—and the parties agreed—that Defendant’s Guidelines range was 57–71 months imprisonment. In a Sentencing Memorandum, Defendant asked the court to impose a sentence no greater than the upper end of his Guidelines range. In response, however, the government requested that the district court sentence Defendant to 108 months imprisonment—the same sentence that his co-defendant Simmons had received.

The government maintained that an upward variance was appropriate because of Defendant’s criminal history and the circumstances surrounding his arrest. Specifically, the government emphasized that, at the time Defendant was found to be unlawfully possessing the firearm, he had just stolen two motor vehicles and appeared to be preparing to conduct an armed bank robbery. The government argued that an above- Guidelines variance was reasonable due to the seriousness of the crime, to promote respect for the law, and to provide adequate deterrence.

Before sentencing, Defendant’s attorney filed a motion to withdraw representation, stating that Defendant had expressed concerns regarding his understanding of the plea agreement, thereby raising concerns as to whether counsel had adequately and effectively communicated the terms of the agreement to Defendant. The district court granted the withdrawal motion and appointed new counsel.

After obtaining new counsel, Defendant moved to withdraw his guilty plea, claiming that his plea was not knowing and voluntary because he did not understand the meaning of the provision committing the government to request a “reasonable sentence.” Defendant claimed he understood that language to mean that the government would not recommend a sentence above the agreed-upon Guidelines range. Defendant further argued, in the alternative, that the government breached the plea agreement by requesting an above-Guidelines sentence. The district court denied Defendant relief.

Additionally, in his motion to withdraw and two separate supplemental sentencing memoranda, Defendant argued that in determining his sentence, the district court should consider the injury he suffered to his hand during his arrest as a mitigating factor. Defendant detailed the various surgeries he had undergone and the future possibility that his right index finger might have to be amputated. During a sentencing hearing on May 7, 2018, Defendant again asserted that the injury he suffered to his hand—and the allegedly poor medical treatment he received for that injury while incarcerated— constituted a mitigating factor warranting a sentence reduction.

At the conclusion of the hearing, the district court sentenced Defendant to 83 months’ imprisonment—one year above the high end of the agreed-upon Guidelines

range. The district court concluded that the upward departure was warranted in light of the specific circumstances surrounding Defendant’s offense, agreeing with the government that the circumstantial evidence indicated that Defendant and Simmons were preparing to commit armed robbery of the nearby bank. Because Defendant possessed the weapon “in connection with a crime that [was] about to be committed,” it was “a more serious kind of felon in possession crime than otherwise,” the court reasoned. J.A. 469. In explaining the sentence, the court also considered Defendant’s previous convictions, his co-conspirator’s 108-month sentence, his time at Chesapeake Detention Facility, and his devotion as a father. The court, however, did not address Defendant’s argument that his hand injury warranted a sentence reduction.

Defendant timely appealed.

II.

On appeal, Defendant argues that the government breached the plea agreement by recommending a sentence above the Guidelines range. Defendant further maintains that the district court erred in failing to expressly consider his argument that his hand injury constituted a mitigating factor warranting a lower sentence. We address each argument in turn.

A.

Whether the government has breached a plea agreement is a question of law we review de novo. United States v. Lopez, 219 F.3d 343, 346 (4th Cir. 2000). A defendant alleging that the government has breached a plea agreement “bears the burden of

establishing that breach by a preponderance of the evidence.” United States v. Snow, 234 F.3d 187, 189 (4th Cir. 2000).

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