United States v. Clendening

526 F.2d 842, 1976 U.S. App. LEXIS 12996
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 4, 1976
DocketNo. 74-4103
StatusPublished
Cited by17 cases

This text of 526 F.2d 842 (United States v. Clendening) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Clendening, 526 F.2d 842, 1976 U.S. App. LEXIS 12996 (5th Cir. 1976).

Opinion

AINSWORTH, Circuit Judge:

The United States appeals from dismissal by the District Court of .an indictment charging William B. Clendening with three counts of attempted evasion of income taxes in violation of 26 U.S.C. § 7201. The Government contends that the trial court erred in predicating its dismissal with prejudice on alleged noncompliance with the District Court’s Rule 50(b) Plan for Achieving Prompt Disposition of Criminal Cases of the Southern District of Texas.1 2The Plan establishes time limits within which pro[844]*844cedures prior to trial, the trial itself, and sentencing must take place, in the absence of justifiable delays. Although these time limits were exceeded in the prosecution of the present case, the delays involved did not warrant dismissal under the Plan, and we therefore reverse.

The time limitation applicable in Clendening’s case is the requirement that trial commence within 90 days after a plea of not guilty if the defendant is not in custody. Where time limits such as this 90-day period are not complied with, the Plan vests discretion in the District Court to take such action as it deems appropriate, including, but not limited to, dismissal of the action for unnecessary delay as provided in Rule 48 of the Federal Rules of Criminal Procedure.2 While the Plan contemplates that this discretion be exercised in a manner which will expedite the administration of criminal justice, it also recognizes that the practical realities of criminal litigation do not allow a mechanical application of the prescribed time limits. Thus, the Plan provides that any time period prescribed under its rules may be extended by the Court before or after the particular period to be extended, and lists a number of reasons for granting such extensions.3 The enumerated reasons which are most pertinent here involve periods of delay resulting from continuances granted on the basis of reasonable requests made by or with the consent of the defendant or his counsel and continuances granted on the basis of delays “occasioned by exceptional circumstances.” The Plan further provides that a court shall grant such continuances

[845]*845“only if it is satisfied that postponement is in the interest of justice, taking into account the public interest in the prompt disposition of criminal charges and the interest of the defendant in a speedy trial.”

Clendening was indicted by a federal grand jury in Houston, Texas on March 22, 1972, and was arrested and released on bond five days later. After his arraignment on May 5, his case was set for trial on June 6, 1972. At that time, the defendant moved for a continuance because the defense attorney wished to employ a C.P.A. to analyze the Government’s data. Despite Government objection, Judge Noel granted a continuance until September 11, 1972. When that date arrived, the defendant filed a second motion for continuance which was also granted. More than a year had elapsed before the case was again set for trial on October 15, 1973. The Southern District’s Rule 50(b) Plan came into effect during this period, on March 9, 1973. Two weeks prior to the October 15, 1973 trial date, defense counsel again moved for a continuance to enable him to go to Japan, apparently for business purposes. The motion was granted and trial was continued until November 26, 1973. Pri- or to that date, the case was reset by order of the Court to January 7, 1974. On January 7 and 8, the Court conducted a hearing on the defendant’s motion to suppress evidence. Briefs were to have been filed shortly thereafter, but because of a misunderstanding as to whose brief was due first, together with a changeover in the personnel handling the case in the office of the United States Attorney, the Government’s brief on the suppression motion was not filed until June 24, 1974, and the defendant’s final response to that brief was not filed until September 3, 1974. On October 7, 1974, the case was transferred from Judge Noel to Judge Seals, who promptly denied the motion to suppress and set the case for trial on November 4, 1974. On October 15, the defendant moved to dismiss, claiming lack of speedy trial and noncompliance with the Rule 50(b) Plan. Following a hearing on this motion, held October 31, 1974, Judge Seals dismissed the indictment, relying on our decision in another case from the Southern District of Texas, United States v. Rodriquez, 5 Cir., 1974, 497 F.2d 172, and pointing to the fact that the delays there were substantially shorter than those in Clendening’s case.

In his findings of fact and conclusions of law, Judge Seals noted the delay of two years and seven months between Clendening’s indictment and the scheduled November 4, 1974 trial date, and concluded, “this Court is convinced that it’s compelled to dismiss this case by the reasoning of Judge Charles Clark in United States v. Rodriquez.” In reaching this conclusion, Judge Seals stated,

“This Court is aware, of course, of the local plan and this Court is aware also of the proposed pending legislation in Congress now that will compel the Government to try everybody within sixty days of an indictment. I really don’t see how that’s going to be achieved, having served as a former United States Attorney and knowing of the problems of bringing cases to trial. I also fail to see how, with the present number of judges assigned to this district, how the Court will be able to try all criminal cases unless we just stop trying civil cases and devote all our attention to criminal matters. But this plan was promulgated in good faith in response to a mandate of Congress and we have to do the best we can. I am happy that this is not a case of a person charged with armed robbery. But' if it was, I would have no alternative under the facts that have been presented to me in this Record.”

It is quite apparent from the tenor of these remarks that Judge Seals felt that Rodriquez left him no discretion in the matter and compelled dismissal of the indictment. A careful reading of Rodriquez, however, does not support this interpretation.

In Rodriquez, we held that the Rule 50(b) Plan did not require dismissal of an indictment charging possession of [846]*846marihuana with intent to distribute, where the delay in reaching trial was due to an exceptionally crowded criminal docket. As Judge Seals correctly noted, we emphasized in that case that “[t]he principal focus in Rule 50(b) is on the public interest in the quick, efficient functioning of the criminal justice process.” 497 F.2d at 175 (emphasis in original). We also noted that the demands of the plan are stricter in many respects than the demands of the speedy trial clause of the Sixth Amendment. Thus, the factors that must be assessed in evaluating a constitutional speedy trial claim under Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972),

are only a beginning in determining whether non-compliance with the Plan’s time limits requires dismissal of an indictment. Their relationship to the public interest which the Plan was intended to emphasize is, at most, attenuated.

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526 F.2d 842, 1976 U.S. App. LEXIS 12996, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-clendening-ca5-1976.