United States v. Clark

37 M.J. 1098, 1993 CMR LEXIS 390, 1993 WL 362313
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedAugust 13, 1993
DocketNMCM 92 1012
StatusPublished
Cited by4 cases

This text of 37 M.J. 1098 (United States v. Clark) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Clark, 37 M.J. 1098, 1993 CMR LEXIS 390, 1993 WL 362313 (usnmcmilrev 1993).

Opinions

MOLLISON, Judge:

This appeal from a special court-martial conviction concerns whether Rule for Courts-Martial (R.C.M.) 701(a)(5), Manual for Courts-Martial, United States, 1984, requires the trial counsel to disclose to the defense written material the Government may offer solely to rebut matters which the accused may offer in extenuation and mitigation during the presentencing procedure. We conclude that trial counsel has no obligation to disclose such rebuttal under the rule.

[1100]*1100Consistent with his pleas, the appellant was found guilty of two periods of unauthorized absence in violation of Article 86, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 886. A military judge sitting alone sentenced the appellant to confinement for three months, forfeiture of $520.00 pay per month for three months, and a bad-conduct discharge.

The appellant’s court-martial is now before this Court for review in accordance with Article 66, UCMJ, 10 U.S.C. § 866. This Court may affirm only such findings of guilty and the sentence or such part of the sentence as it finds correct in law and fact and determines should be approved. UCMJ, art. 66(c), 10 U.S.C. § 866(c). We may hold a finding or sentence incorrect on the ground of an error of law only if the error materially prejudices the substantial rights of the appellant. UCMJ, art. 59(a), 10 U.S.C. § 859(a). Initially, the appellant’s case was submitted without assignment of error, however, we specified an issue for briefing by counsel. We also entertained oral argument. Now having had the benefit of briefs and arguments of counsel, we conclude no error materially prejudicial to the substantial rights of the appellant was committed in the appellant’s case and we affirm.

The Material Facts.

Prior to trial, defense counsel made an oral request for “general” discovery. In response to that request, trial counsel provided defense counsel those matters the trial counsel intended to offer in the prosecution’s “case-in-chief” during the presentencing procedure. Eight days before trial, defense counsel provided trial counsel a copy of a letter purporting to be from the City of Los Angeles Department of Transportation to the convening authority.1 The letter, purportedly signed by a personnel manager, represented that the appellant had scored very highly on a written examination for the position of communications operator and that the appellant had a firm offer of a job with the city government. The record is not entirely clear as to the motivation for this pretrial disclosure, however, the record suggests the letter was disclosed by the defense to support plea and pretrial agreement negotiations, to support a request for an administrative discharge in lieu of trial, to support post-trial clemency, and/or to satisfy the requirements of reciprocal discovery. In any case, two days before trial, defense counsel informed trial counsel of the defense’s intention to offer the letter as a matter in mitigation in the presentencing procedure at trial. Suspicious of the authenticity of the letter, trial counsel contacted the City of Los Angeles Department of Transportation and provided the department a copy. The day before trial, trial counsel received by telefax a letter response from a personnel officer of the city government. The reply stated the appellant had not been offered employment and his letter was a forgery. Trial counsel did not disclose this letter to defense counsel. Record at 88-89.

The appellant’s trial commenced on 13 February 1992. During the presentencing procedure the appellant introduced his letter, now Defense Exhibit B.2 The appellant also made an unsworn statement in which he explained that he was from a relatively poor family in South Central Los Angeles; that his mother was a starving writer and his father was an' disabled truck driver facing repossession of his truck; that appellant also had a wife and infant son; that upon joining the Marine Corps he realized that he had to take responsibility; and, that when he went on unauthorized absence, he immediately obtained employment. To demonstrate what else the appellant was doing “to move up in the world,” the appellant stated that he had applied for a job as a communications operator with the City of Los Angeles; that he had scored very highly on a pre-employment examination; that if his military obligations were concluded, he could commence work on March 16, 1992; and, that [1101]*1101such employment would help his family immensely. Record at 44-50.

In rebuttal, trial counsel offered his letter, now Prosecution Exhibit 4. Defense counsel objected to the introduction of this exhibit and, once it was admitted, moved for a mistrial. He argued that the trial counsel knew the defense intended to offer its letter; that the trial counsel had in bad faith violated its obligation to disclose its letter under R.C.M. 701; that the prosecution’s letter was material to appellant’s defense; and, that the defense had been ambushed. Defense counsel also invoked by analogy decisions which address discovery of matters on the merits, United States v. Murphy, 33 M.J. 323 (C.M.A.1991), and United States v. Trimper, 28 M.J. 460 (C.M.A.1989). Contrarily, trial counsel argued that prosecution was not obliged to disclose its letter under the rule because it was solely a matter in rebuttal; that he could not be certain the prosecution’s letter would be offered until the defense put on its case; and, that the cases cited by the defense all dealt with discovery of matter on the merits, vice the presentencing procedure.

The military judge admitted the Government’s letter and, citing the principle that a mistrial is a drastic remedy and should be used as a last resort, denied appellant’s motion for a mistrial. However, the military judge continued the trial to give the defense an opportunity to research the matter. Record at 74. By mutual consent of the parties, the trial resumed the next day at which time the military judge entered essential findings and reaffirmed his decision to deny the appellant’s motion for a mistrial. The military judge concluded that defense counsel had the duty and opportunity to determine the accuracy of any documentary evidence he intended to use; that the prosecution’s letter was in rebuttal to both the letter introduced by the appellant and his unsworn statement; that the prosecution’s letter had no relevance until the appellant actually offered his letter, despite his announced intention to do so; that the eases cited by the appellant were inapplicable; that under the controlling rules, R.C.M. 701(a)(5) and (6), trial counsel was obliged to disclose to the appellant evidence that would tend to reduce the punishment or that would be presented by the prosecution in the Government’s case in aggravation, however, the prosecution’s letter was neither of these; that the trial counsel had not acted in bad faith; and, that the trial had been continued during which time the defense had the opportunity to investigate the matter further. Record at 94-96.

These discovery issues were not renewed on appeal, however, it appeared to us that they were novel and important.

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Cite This Page — Counsel Stack

Bluebook (online)
37 M.J. 1098, 1993 CMR LEXIS 390, 1993 WL 362313, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-clark-usnmcmilrev-1993.