United States v. Christopher E. King

827 F.2d 864, 1987 U.S. App. LEXIS 11730, 23 Fed. R. Serv. 1250
CourtCourt of Appeals for the First Circuit
DecidedSeptember 3, 1987
Docket87-1662
StatusPublished
Cited by15 cases

This text of 827 F.2d 864 (United States v. Christopher E. King) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Christopher E. King, 827 F.2d 864, 1987 U.S. App. LEXIS 11730, 23 Fed. R. Serv. 1250 (1st Cir. 1987).

Opinion

PER CURIAM.

The government has appealed, pursuant to 18 U.S.C. § 3731, an order of the district court excluding evidence of the homicide of New Jersey State Trooper Philip LaMonaco in the defendant’s criminal trial for violations of 18 U.S.C. §§ 1962(c) and (d) (participation in a Racketeer Influenced and Corrupt Organization (RICO) and RICO conspiracy) and 18 U.S.C. § 2384 (seditious conspiracy). We affirm the order of exclusion.

BACKGROUND

The defendant, Christopher E. King, was indicted in May 1986 on the above-described charges along with seven other individuals. Count one of the indictment described the alleged racketeering conspiracy. It listed twenty seven predicate acts of racketeering. Predicate Act 26 alleged that on or about December 21, 1981, co-defendants Thomas Manning and Richard Williams murdered New Jersey State Trooper Philip LaMonaco.

In January 1987, according to the government, Manning was convicted of felony murder in the death of Trooper LaMonaco, in a New Jersey state trial. Also according to the government, that jury was unable to reach a verdict as to Williams. In February 1987, the government moved to delete Predicate Act 26 from the federal indictment. The motion was prompted by communication received from New Jersey prosecuting authorities which indicated that the State of New Jersey wished to retry Williams on the murder charge and that a conviction or acquittal in the federal prosecution likely would prejudice New Jersey’s attempted retrial. The motion to delete was granted.

In April 1987, the case was reassigned to a different federal judge after a change of venue had been granted. In June 1987, King’s trial was severed from the trial of the seven other defendants. In July 1987, the government gave notice of its intention to offer evidence of the homicide of Trooper LaMonaco in King’s trial. The defendant objected on the ground that the government’s attempted action was an unconstitutional amendment of the grand jury indictment.

At the hearing, the court ruled: “Predicate Act 26 is out. It’s out on two grounds. One, it’s out because the government deleted it. And whatever their reasons, it is deleted, and I adopt the argument. But if they want to put it back in, they’ll have to seek a superseding indictment.
“Wholly apart from that ... I read Rule 403 as sufficiently broad to give me the authority ... at this stage, given the fact that I have now been responsible for this case for some months, I have steeped myself in the documents of the case and the pleadings of the case, ... and on that basis I think that, given this record, the probative value of this evidence is substantially outweighed by confusion of the issues, and given the fact that the government itself was willing to forgo this proof, issues of undue delay, waste of time and needless presentation of cumulative evidence. Therefore, I’m not going to permit that evidence and I’m not going to allow the government to list those witnesses who would testify as to that.”

It is this ruling which the government has appealed.

*866 DISCUSSION

Before we proceed to the merits of this appeal, we address defendant’s challenge to the appealability of the court order and thus to our jurisdiction. The defendant contends, as he did before the district court, that, by offering evidence of Predicate Act 26 at his trial, the government would be amending the indictment in violation of his right to be tried only for a crime charged in the grand jury indictment. See United States v. Miller, 471 U.S. 130, 142-43, 105 S.Ct. 1811, 1818-19, 85 L.Ed.2d 99 (1985) (stating that the proposition that a defendant cannot be convicted of an offense different from that which was included in the indictment, which was set out in Ex parte Bain, 121 U.S. 1, 7 S.Ct. 781, 30 L.Ed. 849 (1887), has been reaffirmed in a number of subsequent cases). The district court order prohibiting the admission of evidence of Predicate Act 26 is, according to the defendant, an order denying the right to amend the indictment. Such an order, the defendant’s argument goes, is an interlocutory matter and not within the scope of 18 U.S.C. § 3731, which sets the statutory authorization for appeals by the government in criminal cases.

The district court, it appears, gave some credence to the defendant’s contention that the government was seeking an amendment to the indictment because the court stated that the government would have to seek a superseding indictment. The government vigorously contends that offering evidence of Predicate Act 26 would not constitute an impermissible amendment of the indictment. The government argues that the defendant remains charged with the same crimes and that the inclusion or deletion of Predicate Act 26 would have no impact upon the elements of those crimes, but merely impact upon the proof that the government would be allowed to bring on the RICO, RICO conspiracy and seditious conspiracy charges. The government suggests that, indeed, if Predicate Act 26 had impacted on the elements of the crimes charged in the indictment, the prior deletion of Predicate Act 26, approved by the district court, would have been an improper amendment of the indictment. The government argues that offering evidence of Predicate Act 26 is offering evidence of an overt act committed by a coconspirator and, as such, is perfectly appropriate. United States v. Morales, 677 F.2d 1, 2 (1st Cir.1982) (the government may ordinarily succeed in its conspiracy case by proving overt acts not mentioned in the indictment.)

The government also points out that the harms sought to be avoided by the prohibition against a constructive amendment, i.e., trial on a charge different from that found by the grand jury, the failure to inform the defendant of the nature and cause of the accusation, and a potential double jeopardy violation, are not implicated in this case. United States v. Kelly, 722 F.2d 873, 876 (1st Cir.1983), cert. denied, 465 U.S. 1070, 104 S.Ct. 1425, 79 L.Ed.2d 749 (1984). Including evidence of Predicate Act 26 would not result in admitting evidence of an offense not charged by the grand jury since Predicate Act 26 was, in fact, part of the indictment returned by the grand jury. Similarly, the original indictment gave the defendant notice of the government’s intent to include evidence of the incident described as Predicate Act 26, although it must be conceded that the preparation of a defense may suffer when subjected to the uncertainties which resulted from the government’s action in this case, whatever its precipating cause, of including, deleting, and then seeking to re-include this matter.

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Bluebook (online)
827 F.2d 864, 1987 U.S. App. LEXIS 11730, 23 Fed. R. Serv. 1250, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-christopher-e-king-ca1-1987.