United States v. Chong Won Tai

994 F.2d 1204, 37 Fed. R. Serv. 1314, 1993 U.S. App. LEXIS 9841, 1993 WL 132132
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 28, 1993
Docket92-1850
StatusPublished
Cited by36 cases

This text of 994 F.2d 1204 (United States v. Chong Won Tai) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Chong Won Tai, 994 F.2d 1204, 37 Fed. R. Serv. 1314, 1993 U.S. App. LEXIS 9841, 1993 WL 132132 (7th Cir. 1993).

Opinion

REYNOLDS, Senior District Judge.

Defendant-appellant Chong Won Tai (“Tai”) was found guilty of collecting loans by extortionate means in violation of 18 U.S.C. § 894 and of conspiring to commit the same offense. He was sentenced to 204 months of imprisonment and fined $175,000. Tai appeals the conviction on the ground that the district court improperly admitted certain testimony concerning Tai’s activities and improperly permitted the government to display certain exhibits during its closing ar*gument. In addition, Tai challenges the district court’s sentencing determination.

We affirm the judgment of conviction but conclude that the district court erred with respect to its sentencing determination by *1207 failing to articulate the grounds for an offense-level increase under Guideline § 3B1.1 and by failing to justify the extent of an upward departure under Guideline § 4A1.3. For those reasons, we vacate the sentence and remand the case for resentencing.

I. Trial Record

A. Evidence Presented at Trial.

Tai operated a pawn shop in a Korean community in Chicago. Part of his business involved extending loans at exorbitant interest rates to other members of the community. In December 1989, Tai loaned $20,000 to Suk Kyong Lee (“Suk Lee”), who in turn gave the money to her friend, Jung Hwan Lee (“Jung Lee”), to enable him to purchase a house. When Suk Lee failed to make payments on the loan, Tai, carrying a gun and handcuffs, made threatening statements to her. Subsequently, Tai deposited cheeks that Suk Lee had given him as collateral; the checks were dishonored. Suk Lee was arrested as a result and spent a night in jail, but the charges against her were dismissed the next day.

In August 1991, Tai attempted to collect payments on Suk Lee’s loan from Jung Lee, but he refused to accept responsibility for the loan. As Jung Lee and Tai spoke on this matter, an unidentified man photographed them. In early September 1991, Tai spoke with Steven Song Bak Rim (“Rim”), the advertising director at the newspaper for which Jung Lee worked, about a debt Jung Lee owed Tai. When Rim asked Jung Lee about the debt, Jung Lee denied owing Tai any money. Rim conveyed that response to Tai.

On September 10,1991, a person who identified himself as David Kim telephoned Jung Lee and expressed an interest in placing advertising in the newspaper. The caller and Jung Lee arranged to meet that evening at a motel. When Jung Lee arrived at the motel, two men bound him and repeatedly stabbed him in the leg with knives. The men eventually left and Jung Lee was able to get help. Jung Lee later identified Jong Kwang Tae (“Tae”) as one of the men who attacked him.

On September 11 and 12, in telephone calls recorded by federal authorities, Tai demanded that Jung Lee pay him $20,000, repeatedly threatened to “beat up” or “kill” Jung Lee for not paying, and, according to the government, intimated that he, Tai, was responsible for the attack on September 10. Tai also referred to the fact that he had more than one “follower-guy” who could “teach [Jung Lee] a lesson.” On September 12, Rim spoke to Tai about the stabbing when Tai came to the newspaper offices looking for Jung Lee. According to Rim, Tai at first denied any involvement in the stabbing but then acknowledged that it may have been done on his behalf.

Tai introduced expert testimony that the Korean language permits less subtlety in the expression of emotion than does the English language and that, as a result, the English translation of Tai’s recorded statements to Jung Lee made them sound much more threatening than they sounded in the original Korean.

Over the objection of Tai’s counsel, three government witnesses were permitted to testify as to their own experiences in dealing with Tai, and a fourth was permitted to testify as to Tai’s association with certain shady characters. The court ruled that such testimony would serve purposes other than showing Tai’s propensity to commit crime, and therefore was not barred by Fed.R.Evid. 404(b).

The first extrinsic act witness, David Kim, testified that in August 1991, Tai came to his store in Michigan and demanded $17,800 to cover the principal, interest, and “penalty” on a $5,000 loan. Tai photographed David Kim at the time and told him that if a payment was not made he would send his “gangs” to collect the money. At Tai’s instruction, David Kim was searched by a man later identified as Tae (the person Jung Lee identified as one of the participants in the attack on him). A second extrinsic act witness, Tae Hwan Kim (“Tae Kim”), testified that in August 1991, Tai demanded full payment on a $3,000 loan, threatening to send the two men accompanying him to collect the money. One of those men, later identified as Tae, took from Tae Kim a picture of him and his *1208 wife. Jae B. Lee, a third extrinsic act witness, testified that in August 1989 he went to Tai’s office to demand payment for electric work he had performed but was put off by Tai and beaten by one of Tai’s associates, later identified as Tae. A few days later, Tai threatened to “send somebody” to Jae Lee’s house if he did not finish the work he had started.

The final extrinsic act witness, Wang Gon Hong, testified that on two separate occasions he observed Tai with two fairly intimidating, unfriendly people, one of whom was later identified as Tae.

At the end of the trial, the district court instructed the jury that the testimony of these four witnesses could be used to establish the existence of a conspiracy or association between Tai and Tae. The court further instructed:

You may consider this evidence ... only on the questions of the defendant’s state of mind; motive and intent in committing the charged offenses; the defendant’s opportunity, mode or method of operation, and planning in committing the offenses charged; and that the defendant acted knowingly and intentionally and not because of some mistake or accident. This evidence is to be considered by you only for these limited purposes.
The evidence may not be considered by you as proof of the defendant’s character and that he acted in conformity therewith. That is, you may not consider this evidence of similar conduct to conclude that because the defendant committed other act or acts he must also have committed the acts charged in the indictment.

(72-6 Tr. at 603-04.) A similar instruction had been given prior to the testimony of one of the extrinsic act witnesses.

On September 27, 1991, two weeks after Tai’s arrest, two large guns were found during a search of Tai’s shop. At the end of the trial, but prior to closing arguments, the guns were admitted into evidence outside the presence of the jury, along with a stipulation as to where the guns had been found. Tai’s counsel did not object to admission of the guns at that point, although he did object, unsuccessfully, to admission of other items found during the search of Tai’s shop.

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Bluebook (online)
994 F.2d 1204, 37 Fed. R. Serv. 1314, 1993 U.S. App. LEXIS 9841, 1993 WL 132132, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-chong-won-tai-ca7-1993.