United States v. Charles Wesley Arlt, Cross-Appellee

41 F.3d 516, 94 Daily Journal DAR 16927, 94 Cal. Daily Op. Serv. 9103, 1994 U.S. App. LEXIS 33647, 1994 WL 668234
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 1, 1994
Docket92-50467, 92-50517
StatusPublished
Cited by131 cases

This text of 41 F.3d 516 (United States v. Charles Wesley Arlt, Cross-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Charles Wesley Arlt, Cross-Appellee, 41 F.3d 516, 94 Daily Journal DAR 16927, 94 Cal. Daily Op. Serv. 9103, 1994 U.S. App. LEXIS 33647, 1994 WL 668234 (9th Cir. 1994).

Opinion

REINHARDT, Circuit Judge:

BACKGROUND

Charley Wesley Arlt was convicted of conspiring to manufacture methamphetamine and money laundering. He appeals his conviction on various grounds. Here we address only Arlt’s self-representation claim. In a memorandum disposition accompanying this opinion, we deal with Arlt’s other claims, as well as those of his codefendants.

During a pretrial hearing, Arlt requested that he be permitted to represent himself at trial. After the district judge extensively discussed the disadvantages of self-representation, Arlt repeated his request. Before ruling on the motion, the district judge required Arlt to consult with a court-appointed attorney. After the consultation, Arlt again stated that he wished to proceed pro se. Despite the clarity and persistence with which Arlt made his request, the district judge denied Arlt’s motion on the ground that a poorly formulated petition filed by Arlt indicated that he was not competent to represent himself. Over Arlt’s objection, the judge then appointed an attorney to represent him.

Even after the judge appointed counsel, Arlt renewed his request. Indeed, Arlt stated that he was demanding to represent himself. The judge brushed aside the demand, saying, “[y]ou can demand anything you want, but ... I find that you’re incompetent to represent yourself.”

Two months later, Arlt made a motion to substitute counsel to replace the attorney appointed by the judge over his objections with an attorney of his own choosing. The *518 district judge held a hearing and granted the motion. At the beginning of the hearing, the judge again stated that the petition Arlt had previously filed demonstrated that he was not competent to represent himself. Later in the same hearing, the government attorney asked the judge to inquire of Arlt whether, by asking for a different counsel, Arlt was withdrawing his request for self-representation. The judge refused. Instead, he ruled that Arlt had already “rendered moot” his earlier request. When the government repeated the request, the district judge again refused to make the inquiry. In explaining his refusal, the district judge stated for the fourth time in two pretrial hearings that he would not allow Arlt to proceed pro se. He further explained that no inquiry was necessary because Arlt had already waived his right to represent himself merely by filing the motion to substitute counsel. Neither Arlt nor his attorney took part in the discussion.

Arlt appeals, claiming that the district judge erred in denying his request for self-representation and in finding that he had waived his request by making a motion for substitution of counsel. We agree.

ANALYSIS

A. Competency to Elect Self-Representation

The district judge found that Arlt was not competent to choose to proceed pro se because he believed that Arlt’s filing of a rambling and illogical petition that was without legal basis or merit demonstrated that Arlt could not represent himself competently. In denying Arlt’s request that he be permitted to represent himself on this ground, the district judge erred as a matter of law. See Godinez v. Moran, — U.S. —, 113 S.Ct. 2680, 125 L.Ed.2d 321 (1993).

In Godinez, the Supreme Court rejected “the notion that competence ... to waive the right to counsel must be measured by a standard that is higher than (or even different from) the Dusky standard.” Godinez, — U.S. at —, 113 S.Ct. at 2686. The Dusky standard for measuring a defendant’s competency to stand trial focuses upon whether “the defendant has a ‘rational understanding’ of the proceedings.” Id. at —, 113 S.Ct. at 2686; see also Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) (per curiam).

Indeed, the Supreme Court’s decision in Godinez explicitly forbids any attempt to measure a defendant’s competency to waive the right to counsel by evaluating his ability to represent himself. The Court notes that “the competence that is required of a defendant seeking to waive his right to counsel is the competence to waive the right, not the competence to represent himself.” Godinez, — U.S. at —, 113 S.Ct. at 2687. It adds that “ ‘technical legal knowledge’ is ‘not relevant’ to the determination whether [a defendant] is competent to waive his right to counsel.” Id. (quoting Faretta v. California, 422 U.S. 806, 835, 95 S.Ct. 2525, 2541, 45 L.Ed.2d 562 (1975)); see also Peters v. Gunn, 33 F.3d 1190, 1192 (9th Cir.1994).

If Arlt was competent to stand trial, he was competent to choose to proceed pro se. The filing of meritless motions without a logical or legal foundation does not in itself justify the denial of a defendant’s Sixth Amendment right to represent himself. We have previously noted that “the defendant[’s] constitutional right of self-representation may not be abrogated because [he] ... ma[de] vague and poorly formulated motions.” United States v. Flewitt, 874 F.2d 669, 673 (9th Cir.1989). Here, as in Flewitt, the motion demonstrated only a lack of legal competence, not an impairment of the defendant’s ability to comprehend the nature of the proceedings. Thus, the record does not support the district court’s finding that Arlt was not competent to represent himself. 1

*519 B. The Validity of Arlt’s Waiver

Given that Arlt was competent to represent himself, his decision to waive his right to counsel was valid if his request was timely, not for the purposes of delay, unequivocal, and knowing and intelligent. United States v. Schaff, 948 F.2d 501, 503 (9th Cir.1991).

1. The Request Was Timely and Not for the Purposes of Delay

Arlt’s request, filed six months before trial, was clearly timely. “A motion to proceed pro se is timely if made before the jury is impaneled, unless it is shown to be a tactic to secure delay.” Flewitt, 874 F.2d at 679; see also Schaff, 948 F.2d at 503.

Arlt’s request was not made for the purpose of delay. Nothing in the record suggests the contrary. Indeed, Arlt stated that he would accept a court-appointed attorney as an advisor to assist him with his motions and instructions even though such a concession was not required of him; in doing so, Arlt indicated a 'willingness to facilitate the trial process. 2

2. Arlt’s Request Was Unequivocal

In addition, Arlt’s request to proceed without counsel was unequivocal.

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41 F.3d 516, 94 Daily Journal DAR 16927, 94 Cal. Daily Op. Serv. 9103, 1994 U.S. App. LEXIS 33647, 1994 WL 668234, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-charles-wesley-arlt-cross-appellee-ca9-1994.