United States v. Cesar A. Ortega and Richard L. Ventola. Appeal of Richard L. Ventola

517 F.2d 1006, 31 A.L.R. Fed. 909, 1975 U.S. App. LEXIS 14244
CourtCourt of Appeals for the Third Circuit
DecidedJune 12, 1975
Docket74-2249
StatusPublished
Cited by7 cases

This text of 517 F.2d 1006 (United States v. Cesar A. Ortega and Richard L. Ventola. Appeal of Richard L. Ventola) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Cesar A. Ortega and Richard L. Ventola. Appeal of Richard L. Ventola, 517 F.2d 1006, 31 A.L.R. Fed. 909, 1975 U.S. App. LEXIS 14244 (3d Cir. 1975).

Opinion

OPINION OF THE COURT

WEIS, Circuit Judge.

In the jurisprudence of childhood, “finders keepers, losers weepers” is accepted as dogma. The federal kidnapping act, however, takes a somewhat different approach and makes the possession of money with knowledge that it was delivered as ransom a criminal offense. In this appeal we sustain defendant’s conviction under that Act despite his contention that, since he intercepted the money before it reached the kidnappers, the ransom had not been “delivered” as the statute requires.

After seizing eight-year old John Calzadilla on March 6, 1974, the boy’s kidnappers demanded $50,000 in ransom money from his father. Mr. Calzadilla borrowed the money and drove his car from New York to New Jersey- where he threw a bag containing the cash from a small bridge. He thought that this was the location designated by the kidnappers in a series of telephone calls, but it turned out to be the wrong bridge. When the father returned home, he was surprised to receive another call from the kidnappers complaining that they could not find the ransom. Calzadilla went back to the bridge, but his attempts to retrieve the package were unsuccessful. The boy was released unharmed on March 8, 1974, but when the kidnappers were captured a short time thereafter, they did not have the ransom.

Ultimately, it was learned that defendant Ventola and a co-employee named Ortega were working in a railroad yard under the bridge and that they had found the bag which Calzadilla had tossed. The two men divided the money and maintained secrecy about their find.

*1008 In an effort to locate the ransom money, the F.B.I. questioned defendant Ventola and the other defendant, Ortega, in addition to six other railroad employees who had been near the bridge on the night the money disappeared. The agents disclosed to all of the men that they were seeking the ransom, and thus the identity of the owner and the events preceding the find became known to Ventola. Later, each workman appeared before a grand jury which was also investigating the incident. Ventola had earlier denied any knowledge of the whereabouts of the money in response to the F.B.I. inquiry, and he continued to do so when he appeared before the grand jury on March 19, 1974.

On April 9, 1974, a friend of Ventola told the F.B.I. that the defendant, some days previously, had said that he had the money. When confronted with this statement, Ventola admitted his complicity and named Ortega as a participant in the affair.

In due course, defendant was convicted of possession of ransom money (18 U.S.C. § 1202) and of making false statements before a grand jury (18 U.S.C. § 1623). He was sentenced to two concurrent terms of six months. 1

Ventola contends that his testimony before the grand jury should have been suppressed because he was not given the complete Miranda warnings. He asserts that, since he and the other seven workmen were the targets of the grand jury investigation, due process required that he be given the appropriate notification of his rights.

Before the testimony commenced, the assistant United States Attorney had advised Ventola that:

1. he had the right to remain silent;
2. he did not have to say anything to the grand jury;
3. he had the right to an attorney who could be consulted outside the grand jury room;
4. he had the right to stop answering questions at any time during the proceedings; and
5. anything he said could be used against him.

The defendant contends that he should also have been told that an attorney would be furnished if he could not afford to retain one.

The district court held an evidentiary hearing before trial and found that the inquiry had not yet focused on Ventola when he testified before the grand jury. Accordingly, the defendant’s motion to suppress his testimony was denied.

There is no constitutional requirement that a witness before a grand jury, at least one who is not a putative defendant, be advised of his constitutional rights. DiMichele v. United States, 375 F.2d 959 (3d Cir.), cert. denied, 389 U.S. 838, 88 S.Ct. 54, 19 L.Ed.2d 100 (1967). While that doctrine has been criticized, 2 it remains the law in this circuit. See United States v. Lardieri, 506 F.2d 319 (3d Cir. 1974).

Based, as it was, upon conflicting oral testimony, the trial court’s factual finding that Ventola was not a putative defendant is not clearly erroneous and, hence, is binding upon us. See United States v. Delerme, 457 F.2d 156, 160 (3d Cir. 1972). Accordingly, we do not reach the question of whether prosecutorial unfairness would require suppression of perjurious testimony when a target defendant is not given adequate warning before his grand jury appearance. Compare United States v. Mandujano, 496 F.2d 1050 (5th Cir. 1974), cert. granted, 420 U.S. 989, 95 S.Ct. 1422, 43 L.Ed.2d 669 (U.S. Mar. 24, 1975), with United States v. Winter, 348 F.2d 204 (2d Cir.), cert. denied, 382 U.S. 955, 86 *1009 S.Ct. 429, 15 L.Ed.2d 360 (1965). See also United States v. Lardieri, 506 F.2d at 324. We conclude that on the state of this record the trial court did not err in refusing to suppress the defendant’s testimony before the grand jury.

The defendant also attacks his conviction for possession of ransom money on the basis that the statute is inapplicable. He argues that, while he may have been guilty of common law larceny, the federal offense consists of possession of money “which has at any time been delivered as ransom” and no “delivery” has been shown here. 3 Defendant’s contention is simply that “delivery” requires transfer of possession of the ransom from the payer to the kidnappers — i. e., it is the two-step process of giving up possession by one and receiving it by the other.

We are mindful of the general admonition that criminal statutes are to be strictly construed and that ambiguities are to be resolved in the defendant’s favor. United States v. Maze, 414 U.S. 395, 94 S.Ct. 645, 38 L.Ed.2d 603 (1974); United States v. Bass,

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Bluebook (online)
517 F.2d 1006, 31 A.L.R. Fed. 909, 1975 U.S. App. LEXIS 14244, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-cesar-a-ortega-and-richard-l-ventola-appeal-of-richard-ca3-1975.