United States v. Ceballos

605 F.3d 468, 82 Fed. R. Serv. 739, 2010 U.S. App. LEXIS 9758, 2010 WL 1904819
Court of Appeals for the Eighth Circuit·Decided May 13, 2010·No. 09-3457·Published·Cited by 5 cases

Opinion

MURPHY, Circuit Judge.

Heather Maria Ceballos was charged with two counts of aiding and abetting the distribution of methamphetamine. She was convicted on both counts and sentenced to five years on one count and one year to run concurrently on the other. Ceballos appeals, arguing that the district court 1 abused its discretion in admitting evidence of her prior uncharged drug transactions and erred in denying her motion for judgment of acquittal and her requests for safety valve credit, acceptance of responsibility, and a mitigating role. We affirm.

Ceballos had a long, abusive relationship with Jesus Gomez San Juan, a methamphetamine user and dealer. On two occa *470 sions in October 2007, law enforcement officers used a confidential informant to purchase methamphetamine from Gomez San Juan at the apartment he shared with Ceballos and their children. Ceballos acted as a translator during these transactions. She was initially charged, along with Gomez San Juan and other codefendants, with conspiracy to distribute methamphetamine. A superseding indictment subsequently charged Ceballos with aiding and abetting the distribution of methamphetamine, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(C), and aiding and abetting the distribution of 50 grams or more of a substance containing methamphetamine, in violation of id. § 841(a)(1) and (b)(1)(B).

At trial Ceballos admitted having committed the offenses but set up a coercion defense. She claimed that the two charged transactions were her only entanglement in Gomez San Juan’s drug dealing and that she had only participated out of fear that he would harm her or their children. The jury rejected the defense and Ceballos was convicted of both counts.

Ceballos’s presentence investigation report recommended a guideline sentence range of 63 to 78 months, based on a criminal history category I and offense level of 26. At sentencing Ceballos sought safety valve relief under 18 U.S.C. § 3553(f), as well as guideline adjustments for a mitigating role and acceptance of responsibility. The district court concluded that Ceballos was not entitled to the safety valve because she had not provided the government with complete information about the underlying conspiracy and her involvement in it. Since Ceballos did not qualify for the safety valve, the district court was compelled to impose the mandatory minimum sentence of five years under 21 U.S.C. § 841(b)(1)(B). It imposed a concurrent one year sentence under § 841(b)(1)(C). Ceballos timely appealed.

Ceballos first argues that the district court abused its discretion by admitting testimony concerning prior drug sales in which she had allegedly translated for Gomez San Juan and others. This testimony was offered under Fed.R.Evid. 404(b) for the purpose of rebutting Ceballos’s coercion defense. The district court is afforded “broad discretion” to admit such evidence, and we review its decision for abuse of discretion. United States v. Anthony, 537 F.3d 863, 865 (8th Cir.2008).

In order for evidence of prior acts to be admissible under Rule 404(b), it must be “(1) relevant to a material issue; (2) proved by a preponderance of the evidence; (3) higher in probative value than in prejudicial effect; and (4) similar in kind and close in time to the crime charged.” Id. The prior sales in this case were similar in kind and close in time to the charged transactions, and they were supported by sufficient proof. Cf. Llach v. United States, 739 F.2d 1322, 1327 (8th Cir.1984) (“Direct testimony ... is sufficient to meet the clear and convincing standard.”).

The 404(b) evidence was also relevant to Ceballos’s defense. Numerous courts have found that “404(b) evidence may be admitted to refute a duress defense.” United States v. Verduzco, 373 F.3d 1022, 1029 (9th Cir.2004) (citing decisions of 5th, 10th, and 11th Circuits); see also United States v. Dunkin, 438 F.3d 778, 780 (7th Cir. 2006). Ceballos nevertheless argues that the 404(b) evidence was irrelevant. She maintains that the only issue for the jury was whether Gomez San Juan had, as Ceballos claimed, subjected her to systematic abuse and control, and that the only appropriate evidence to rebut her defense would therefore be evidence showing she was not in fact abused. This argument misconstrues the nature of the defense.

*471 In order to make out her duress defense, Ceballos had to prove that she had a “a well-grounded fear of immediate death or serious bodily harm if the criminal act[s were] not done and no reasonable opportunity to avoid performing the act[s] without facing that danger.” United States v. Swanson, 9 F.3d 1354, 1359 (8th Cir.1993) (internal quotation marks omitted). The 404(b) evidence in this case bears on both elements. Ceballos is correct that her involvement in prior drug sales is not necessarily inconsistent with her claim of coercion but that does not mean it is irrelevant, for the evidence is susceptible to more than one interpretation. A reasonable juror could find that Ceballos’s participation in multiple sales over time rendered less credible her claim to have acted only because of threats of force. Moreover, even if Ceballos’s participation in earlier transactions had been coerced, a juror could infer that she had had reasonable opportunity in the intervening period to extricate herself from the control of Gomez San Juan before participating in the charged offenses. Such opportunity would defeat her coercion defense. See, e.g., United States v. Harper, 466 F.3d 634, 648 (8th Cir.2006) (“A defendant cannot invoke the defense of coercion if there existed an opportunity to avoid the act without threat of harm or a reasonable and legal alternative to the commission of the crime.”).

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United States v. Ceballos, 605 F.3d 468, 82 Fed. R. Serv. 739, 2010 U.S. App. LEXIS 9758, 2010 WL 1904819 (8th Cir. 2010).

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