United States v. Castellanos

349 F. Supp. 720, 1972 U.S. Dist. LEXIS 11808
CourtDistrict Court, E.D. New York
DecidedSeptember 28, 1972
Docket72 CR 37
StatusPublished
Cited by5 cases

This text of 349 F. Supp. 720 (United States v. Castellanos) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Castellanos, 349 F. Supp. 720, 1972 U.S. Dist. LEXIS 11808 (E.D.N.Y. 1972).

Opinion

MEMORANDUM and ORDER

DOOLING, District Judge.

The indictment in this case was twice tried, the first trial starting on March 27, 1972, and the second on August 9, 1972. Both trials ended in the jury’s disagreeing and being discharged. In each trial when the jury first reported an inability to agree, a very much modified form of the “Allen Charge” was read to the jury. In both trials the jury entered on its deliberation on one day was excused overnight and resumed deliberations on the following day.

In each trial the discharge of the jury occurred only after it had become plain that the jury would not agree on the verdict and that the Court’s insistence on protraction of deliberation would have created a substantial risk that a verdict would be the result of judicial coercion rather than of the jury’s own deliberations. Neither party objected to the discharge of the jury in either instance.

Defendant now moves for a judgment of acquittal under Rule 29(c), in renewal of the motions for judgment of acquittal made during the second trial when the Government rested and at the close of the whole case. The motions include the conventional prayer for other relief.

Review of the trial notes makes it evident that the renewed motion for judgment of acquittal must be denied. The evidence presented a clear issue of credibility which was unmistakably an issue for the jury to resolve.

There remains only the question whether in such a case as the present one a third trial may and should be embarked upon. To put it another way, is a defendant who has been twice in jeopardy — in one sense of the word — entitled as a matter of law to have the indictment dismissed rather than tried a third time. Is there a discretion to grant a motion to dismiss the indictment where *722 there have been two disagreements and nothing of record indicates that the disagreements were the product of special circumstances unlikely of recurrence.

Oddly enough, only one reported federal case has been found in which after two disagreements a third trial was ordered. See United States v. Berniker, 9th Cir. 1971, 439 F.2d 686, cert. den., 1972, 404 U.S. 938, 92 S.Ct. 277, 30 L.Ed.2d 250. Two state cases have allowed more than two trials where there have been disagreements. Hyde v. State, 1943, 196 Ga. 475, 26 S.E.2d 744 and Hoskins v. Commonwealth, 1913, 152 Ky. 805, 154 S.W. 919.

The language of the constitutional clause involved — ‘ “. . . nor shall any person be subject [for the same offense] to be twice put in jeopardy of life or limb . . . ” ’ — has long been interpreted as including, in addition to the protection against being twice convicted and punished for the same offense, or from being tried and convicted after earlier having been tried and acquitted for the same offense, something quite outside the ideas of double punishment and res judicata. It also “. . . relates to a potential, i. e., the risk that an accused for a second time will be convicted of the ‘same offense’ for which he was initially tried.” Price v. Georgia, 1970, 398 U.S. 323, 326, 90 S.Ct. 1757, 1759, 26 L.Ed.2d 300. “Harassment of an accused by successive prosecutions” is recognized as within the protection of the constitutional language. See Downum v. United States, 1963, 372 U.S. 734, 736, 83 S.Ct. 1033, 1034, 10 L.Ed.2d 100. The late Mr. Justice Harlan speaking for four members of the Court put it that, “A power in government to subject the individual to repeated prosecutions for the same offense would cut deeply into the framework of procedural protections which the Constitution establishes for the conduct of a criminal trial. And society’s awareness of the heavy personal strain which a criminal trial represents for the individual defendant is manifested in the willingness to limit the Government to a single criminal proceeding to vindicate its very vital interest in enforcement of criminal laws.” United States v. Jorn, 1971, 400 U.S. 470, 479, 91 S.Ct. 547, 554, 27 L.Ed.2d 543. See also Green v. United States, 1957, 355 U.S. 184, 187-188, 78 S.Ct. 221, 2 L.Ed.2d 199; Howard v. United States, 9th Cir. 1967, 372 F.2d 294, 299.

It has, however, been solidly settled since United States v. Perez, 1824, 22 U.S. (9 Wheat.) 579, 6 L.Ed. 165 that, where a jury is discharged upon its failure to agree upon a verdict, the defendant may be tried a second time even though he did not consent to the discharge of the jury. The Court considered that courts have the power to discharge juries before verdict without putting the defendant in jeopardy where “there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated.” The power was one to be used, said the Court, “with the greatest caution, under urgent circumstances, and for very plain and obvious causes.”

In the present case, the discharge of the jury was in each instance manifestly in the interest of justice. Since it was evident that the jury was in genuine disagreement in each instance and neither party had an interest in maneuvering for a discharge in order to secure some ulterior advantage on a re-trial, the disagreements can be regarded as purely disagreements. The difference in the body of evidence presented in the two trials was not substantial. Indeed the Government’s evidence was all but identical. The defendant’s evidence differed only in the identity of tfr- witnesses to defendant’s reputation as a man of good character.

To put defendant to a third trial in which no real difference in the evidence is anticipated imposes a strain on the words of the Constitutional Amendment, as they have been interpreted, that the words cannot bear. The defendant has already been twice put in jeopardy in the strict sense that he has *723 twice been exposed undeniably and completely to the risk of conviction after a completed trial at which, as the substantial identity of the two trial records indicates, there was no defect in the evidence presented on either side brought about by adventitious circumstance, pressure of time, absence or illness of witnesses, or any other circumstance. At each trial each side presented the case that it wished to present as it wished to present it. Twice the juries were unable to reach agreement after being exhorted to renew the effort to agree despite the jury’s announcement of disagreement after initial deliberation. Twice the defendant was exposed to the risk of conviction as completely as it was possible for him to be exposed.

The public interest in seeing that a crime does not go unpunished is not an interest without limitation. To express that interest more accurately, there is a public interest in seeing to it that evidence of a crime is fully presented at a fair trial to a fairly selected jury against a person whom a Grand Jury has indicted. There the public interest ends, for that interest does not equate conviction with justice.

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Related

State v. Williams
277 S.E.2d 546 (Court of Appeals of North Carolina, 1981)
State v. White
209 N.W.2d 15 (Supreme Court of Iowa, 1973)
Plard Fagundo v. Tribunal Superior
101 P.R. Dec. 444 (Supreme Court of Puerto Rico, 1973)
United States v. Luis Castellanos
478 F.2d 749 (Second Circuit, 1973)
People of State of New York v. Baker
354 F. Supp. 162 (S.D. New York, 1973)

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Bluebook (online)
349 F. Supp. 720, 1972 U.S. Dist. LEXIS 11808, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-castellanos-nyed-1972.