United States v. Cassity Jones

60 F.4th 230
Court of Appeals for the Fourth Circuit·Decided February 21, 2023·No. 21-4605·Published·Cited by 7 cases

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 21-4605

UNITED STATES OF AMERICA, Plaintiff – Appellant,

v.

CASSITY DANIELLE JONES, Defendant – Appellee.

Appeal from the United States District Court for the Western District of North Carolina, at Charlotte. Max O. Cogburn, Jr., District Judge. (3:20-cr-00207-MOC-DCK-1)

Argued: December 9, 2022 Decided: February 21, 2023

Before AGEE, DIAZ and HARRIS, Circuit Judges.

Affirmed by published opinion. Judge Agee wrote the opinion, in which Judge Diaz and Judge Harris joined.

ARGUED: Amy Elizabeth Ray, OFFICE OF THE UNITED STATES ATTORNEY, Asheville, North Carolina, for Appellant. Joshua B. Carpenter, FEDERAL PUBLIC DEFENDERS OF WESTERN NORTH CAROLINA, INC., Asheville, North Carolina, for Appellee. ON BRIEF: Dena J. King, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Charlotte, North Carolina, for Appellant. John G. Baker, Federal Public Defender, FEDERAL DEFENDERS OF WESTERN NORTH CAROLINA, INC., Charlotte, North Carolina, for Appellee.

AGEE, Circuit Judge:

The safety valve provision found in the First Step Act allows a district court to impose a sentence without regard to a mandatory minimum if certain criteria are met. Relevant here, the court must find that the defendant “does not have . . . more than 4 criminal history points, . . . a prior 3-point offense, . . . and a prior 2-point violent offense” (the “criminal history characteristics”). 18 U.S.C. § 3553(f)(1) (emphasis added). Cassity Jones has more than four criminal history points but does not have a prior three-point offense or two-point violent offense. The district court concluded that a defendant must have all three criminal history characteristics to be ineligible for relief and applied the safety valve in sentencing Jones. The sole issue on appeal is whether the word “and” in § 3553(f)(1) connecting the criminal history characteristics applies conjunctively or disjunctively. We conclude that “and” is conjunctive and affirm the district court’s decision.

I.

In October 2020, Jones pled guilty to possession with intent to distribute fifty or more grams of methamphetamine in violation of 21 U.S.C. § 841. The offense carried a ten-year mandatory minimum sentence of imprisonment. At sentencing, Jones argued that she was eligible for relief from that mandatory minimum under the First Step Act’s safety valve provision.

In relevant part, that statute provides that a sentencing court may impose a sentence without regard to the applicable mandatory minimum if it finds that:

(1) the defendant does not have—

(A) more than 4 criminal history points, excluding any criminal history points resulting from a 1-point offense, as determined under the sentencing guidelines;

(B) a prior 3-point offense, as determined under the sentencing guidelines; and

(C) a prior 2-point violent offense, as determined under the sentencing guidelines[.]

18 U.S.C. § 3553(f)(1) (emphasis added).

Jones acknowledged that she had more than four criminal history points—failing subsection (A) of § 3553(f)(1)—but argued that because she did not also have a prior three- point offense or a prior two-point violent offense, she was still eligible for safety valve relief. According to Jones, only defendants who had all of the listed criminal history characteristics were ineligible for safety valve relief. The Government disagreed, asserting that having any one of the characteristics disqualified a defendant from utilizing the safety valve. The district court adopted Jones’ interpretation, applied the safety valve, and sentenced her to 100 months’ imprisonment. 1 The Government noted a timely appeal. We have jurisdiction under 28 U.S.C.

§ 1291.

1

Jones’ original sentencing guideline range was 140 to 175 months in prison. With the application of the safety valve and a further downward variance in consideration of Jones’ assistance, Jones’ new range was 100 to 125 months.

II.

The Court reviews questions of statutory interpretation de novo. United States v.

Wood, 378 F.3d 342, 351 (4th Cir. 2004).

III.

The sole issue before the Court is whether a defendant is eligible for safety valve relief if she has fewer than all of § 3553(f)(1)’s listed criminal history characteristics. Jones argues that because the “and” in § 3553(f)(1) is purely conjunctive, a defendant must have all three characteristics to be disqualified. Although the Government ostensibly agrees that “and” is conjunctive, it asserts that having any one of the criminal history characteristics renders a defendant ineligible for relief. As will be discussed, the Government’s argument is nothing more than an exaggerated way of saying “and” means “or,” an interpretation we must reject.

Our discussion proceeds in two parts. We first explain why Jones’ interpretation of § 3553(f)(1) is correct and then why the Government’s interpretation is incorrect. As many of our sister circuits have recently grappled with this issue, we analyze much of their reasoning throughout our decision. 2

2

The circuits are split on this issue. Compare United States v. Garcon, 54 F.4th 1274 (11th Cir. 2022) (en banc) (concluding that only a defendant with all three criminal history characteristics is ineligible under § 3553(f)(1)), and United States v. Lopez, 998 F.3d 431 (9th Cir. 2021) (same), with United States v. Palomares, 52 F.4th 640 (5th Cir. 2022) (concluding that having any one of the criminal history characteristics renders a defendant ineligible under § 3553(f)(1)), United States v. Pace, 48 F.4th 741 (7th Cir. 2022) (same), United States v. Pulsifer, 39 F.4th 1018 (8th Cir. 2022) (same), and United (Continued)

A.

1.

Turning first to the text of § 3553(f)(1), we consider “whether the language at issue has a plain and unambiguous meaning with regard to the particular dispute.” Ignacio v. United States, 674 F.3d 252, 254 (4th Cir. 2012) (citation omitted). We make this determination “by reference to the language itself, the specific context in which that language is used, and the broader context of the statute as a whole.” Id. (citation omitted).

We conclude that § 3553(f)(1)’s plain language is unambiguous. The statute provides that a defendant is eligible for safety valve relief so long as she does not have three criminal history characteristics joined by the word “and,” which means “along with or together with.” Webster’s New International Dictionary 80 (3d ed. 1961). “For the past fifty years, dictionaries and statutory-construction treatises have instructed that when the term ‘and’ joins a list of conditions, it requires not one or the other, but all of the conditions.” United States v. Lopez, 998 F.3d 431, 436 (9th Cir. 2021).

The meaning of “and” does not change simply because it is preceded by a negative marker. See Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 119 (2012) (“After a negative, the conjunctive and is still conjunctive.”). When a conjunctive list is used to explain a prohibition, “the listed things are individually permitted but cumulatively prohibited.” Id. For example, if someone says, “Don’t drink and drive,”

States v. Haynes, 55 F.4th 1075 (6th Cir. 2022) (same). We find the Eleventh and Ninth Circuits’ decisions convincing and join those circuits.

she doesn’t mean that you shouldn’t drink and that you shouldn’t drive, but only that you shouldn’t do both at the same time.

The same logic applies to a conjunctive negative proof such as § 3553(f)(1). 3 If a statute states that “[t]o be eligible, you must prove that you have not A, B, and C,” a person can do one (or even two) of the listed items and not transgress the prohibition. Id. at 120 (emphasis added). Only by doing all three things is a person rendered ineligible. See id. (“With the conjunctive negative proof, you must prove that you did not do all three.”). On the other hand, if a statute states that “[t]o be eligible, you must prove that you have not A, B, or C,” a person “must have done none” of the listed things. Id. (emphasis added).

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United States v. Cassity Jones, 60 F.4th 230 (4th Cir. 2023).

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