United States v. Carstens

747 F. Supp. 528, 1989 U.S. Dist. LEXIS 17162, 1989 WL 225417
CourtDistrict Court, N.D. Iowa
DecidedDecember 27, 1989
DocketCR 89-4014
StatusPublished
Cited by2 cases

This text of 747 F. Supp. 528 (United States v. Carstens) is published on Counsel Stack Legal Research, covering District Court, N.D. Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carstens, 747 F. Supp. 528, 1989 U.S. Dist. LEXIS 17162, 1989 WL 225417 (N.D. Iowa 1989).

Opinion

ORDER

DONALD E. O’BRIEN, Chief Judge.

This matter comes before the court pursuant to the defendants’ motions to dismiss filed pursuant to the Speedy Trial Act, defendant Solomon’s October 4, 1989 motion to suppress statement and his October 10, 1989 motion to suppress physical evidence, and the defendants’ motion to dismiss for prosecutorial vindictiveness.

No violation of defendant Solomon’s right to a speedy trial occurred. He was arraigned on July 19, 1989 and the government’s motion to consolidate was filed on July 25, 1989. Solomon filed motions on August 2, 1989 that were resolved on September 27, 1989. The government filed a motion to continue on September 29, 1989 due to the unavailability of an essential witness and Solomon filed motions on October 3 and October 4, 1989 that were the subject of hearings on October 10,1989 and December 8, 1989. The most recent of these motions is resolved herein.

No violation of Carstens’ right to a speedy trial occurred. Carstens was arraigned on June 19, 1989 and filed a motion for continuance on July 6, 1989 requesting that his trial be delayed until Solomon could be found. Solomon’s August 2, 1989 motions together with Carstens’ motion filed August 9, 1989 tolled the speedy trial deadline until Solomon’s trial was severed on September 27, 1989. The government moved to continue Carstens’ case on September 29, 1989 to secure an essential witness. Carstens then filed a motion to dismiss on November 14, 1989. This final motion to dismiss is resolved herein. Together with motions filed on behalf of Solomon prior to severance and the motions of the government, no Speedy Trial Act violation occurred.

There is no violation of DeCora’s right to speedy trial. She was arraigned on June 20, 1989. DeCora filed no motions prior to *530 November 2, 1989 when she filed her Speedy Trial Act motion. However, the motions filed on behalf of Solomon (prior to severance), Carstens, and the government tolled the speedy trial period. Pursuant to 18 U.S.C. § 3161(h)(1)(F); (h)(l)(J); (h)(3); (h)(7), and Henderson v. United States, 476 U.S. 321, 106 S.Ct. 1871, 90 L.Ed.2d 299 (1986), the motions to dismiss are denied. The court has also weighed the factors set forth in Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1971), and finds no violation of the defendants’ Sixth Amendment right to a speedy trial.

PROSECUTORIAL VINDICTIVENESS

The defendants contend that the superseding indictment adding a weapons charge against the defendants should be dismissed for prosecutorial vindictiveness. Specifically, the defendants contend that the government added this additional charge to punish them for their refusal to plead guilty and for demanding a jury trial. In North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), the United States Supreme Court held that a court is without the right to put a price on the defendant’s exercise of his right to appeal an adverse decision. However, in Blackledge v. Perry, 417 U.S. 21, 94 S.Ct. 2098, 40 L.Ed.2d 628 (1974), the Court held that the due process clause is not offended by all possibilities of increased punishment after the defendant exercises a constitutional right but only those that pose a “realistic likelihood of vindictiveness.” It is clear that not every exercise of a constitutional right followed by a threat of more serious charges will give rise to a presumption of vindictiveness. In Bordenkircher v. Hayes, 434 U.S. 357, 98 S.Ct. 663, 54 L.Ed.2d 604 (1978), the Supreme Court held that in the context of pre-trial plea bargaining, there is no reasonable likelihood of punishment or retaliation by the prosecutor so long as the accused is free to accept or reject the prosecution’s offer. Finally, in United States v. Goodwin, 457 U.S. 368, 102 S.Ct. 2485, 73 L.Ed.2d 74 (1982), the Court discussed several procedural rights commonly invoked by defendants prior to trial that do not possess a reasonable likelihood of a vindictive response. These include the filing of suppression motions, challenging the sufficiency of an indictment, pleading affirmative defenses, requesting psychiatric services, obtaining access to government files, and demanding trial by a jury. With respect to the assertion of these rights, the Court stated, “It is unrealistic to assume that a prosecutor’s probable response to such motions is to seek to penalize and to deter.” Goodwin, supra, 457 U.S. at 381, 102 S.Ct. at 2493. Goodwin makes it clear that the mere opportunity for vindictiveness is insufficient to justify the imposition of the presumption of vindictiveness.

The Circuit Courts of Appeals have consistently found that the presumption of vindictiveness does not arise where the government has chosen to file additional charges against the defendant prior to his invocation of a right to appeal. United States v. Whaley, 830 F.2d 1469 (7th Cir.1987); United States v. Khan, 787 F.2d 28 (2d Cir.1986); United States v. Ruppel, 724 F.2d 507 (5th Cir.1984); United States v. Mays, 738 F.2d 1188 (11th Cir.1984).

The defendants rely heavily on the case of United States v. Motley, 655 F.2d 186 (9th Cir.1981). In this case, the defendant was reindicted on charges carrying ten additional years of potential incarceration as well as $30,000 more in fines after his initial indictment resulted in a mistrial due to a hung jury. The mistrial was declared at the request of the defendant and over the objection of the government. The Ninth Circuit Court of Appeals held that the new indictment increasing the severity of the charges following the exercise of a procedural right created the “appearance” of vindictiveness which, if not dispelled by the government, constituted a due process violation.

The Motley case is distinguishable. First, the defendant in the Motley case had already been through a trial when he invoked his right to move for a mistrial. Second, the authorities noted above from the other circuit courts of appeals show that the greater weight of authority rejects the Motley holding. Finally, the Motley *531 decision applied the “appearance of vindictiveness” standard. Since then, the Goodwin

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Related

United States v. Carstens (Wayne Alan)
938 F.2d 185 (Eighth Circuit, 1991)
United States v. Brian Keith Solomon
914 F.2d 131 (Eighth Circuit, 1990)

Cite This Page — Counsel Stack

Bluebook (online)
747 F. Supp. 528, 1989 U.S. Dist. LEXIS 17162, 1989 WL 225417, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carstens-iand-1989.