United States v. Carlson

67 M.J. 693, 2009 CCA LEXIS 112, 2009 WL 1164552
Navy-Marine Corps Court of Criminal Appeals·Decided April 30, 2009·No. NMCCA 200100209·Published

Opinion

O’TOOLE, Chief Judge:

A general court-martial, composed of officer and enlisted members, convicted the appellant, contrary to his pleas, of seven specifications of violating a lawful general regulation, violating a lawful order, two specifications of cruelty to subordinates, two specifications of making a false official statement, two specifications of forcible sodomy, six specifications of indecent assault, two specifications of false swearing, indecent exposure, three specifications of indecent language, two specifications of soliciting another to commit an offense, and breaking restriction, in violation of Articles 92, 93, 107, 125, and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 892, 893, 907, 925, and 934. The members sentenced the appellant to confinement for 15 years, total forfeiture of pay and allowances, reduction to pay grade E-l, and a dishonorable discharge. The convening authority approved the sentence as adjudged and, except for the dishonorable discharge, ordered the sentence executed.

[694] In our prior review, this court set aside the findings of guilty to Charge II and its two supporting specifications (maltreatment of a subordinate), and to Specification 1 (indecent assault), and Specifications 7 and 8 (false swearing) of Charge Y, on the basis of multiplicity and unreasonable multiplication of charges. United States v. Carlson, No. 200100209, 2006 WL 416238, 2006 CCA LEXIS 27, unpublished op. (N.M.Ct.Crim.App. 14 Feb. 2006). We thereafter reassessed the sentence and found that it remained appropriate, in part because the facts essential to establish the dismissed specifications would still have been relevant to the remaining charges of forcible sodomy and false official statements. As such, those facts would still have been before the members for consideration on sentencing. We affirmed the remaining findings of guilty, and the sentence, as reassessed and approved by the convening authority.

This case is again before the court on the appellant’s motion to reconsider, alleging that new evidence shows misconduct by Mr. Phillip Mills, a U.S. Army Criminal Investigation Laboratory (USACIL) chemist who conducted serological testing of evidence in the appellant’s case. Prior to considering the substantive merit of the appellant’s allegations, we ordered a DuBay1 hearing to inquire into the conduct of Mr. Mills and its relationship to the appellant’s case. During this first DuBay hearing, a witness from USACIL indicated that the agency was conducting a review of all of Mr. Mills’ forensic work.2 We thereafter directed a second Du-Bay hearing to inquire into the status of the USACIL review, or to make findings based upon it.3 We have now considered the record of trial, the results of both DuBay hearings, the appellant’s Brief on Supplemental Issue, the Government’s Answer, and the appellant’s Reply Brief on Supplemental Issue. We have also considered the final USA-OIL report regarding Mr. Mills’ case work, obtained by order of this court.4

We conclude that the findings and sentence are correct in law and fact, and that no error materially prejudicial to the substantial rights of the appellant was committed. Arts. 59(a) and 66(c), UCMJ, 10 U.S.C. §§ 859(a) and 866(c).

Background

The appellant was convicted of the forcible sodomy of two fellow Marines in separate incidents in 1997 and 1998. The supplemental error concerns only Charge IV, Specification 2. Those charges relate to Lance Corporal (LCpl) M, who testified at trial and directly implicated the appellant. To corroborate the testimony of LCpl M, the Government introduced forensic evidence that DNA consistent with the appellant was found on LCpl M’s underwear and on a swab sample taken from his penis. The underwear had first been examined by Mr. Mills, who conducted serology testing by which he identified amylase, a substance commonly associated with saliva. Mr. Mills cut swatches of the stain and forwarded the evidence to Mr. Delmer Price, also of USA-CIL, who conducted the testing that revealed the DNA. In addition, Mr. Price requested the penile swabs, even though Mr. Mills had not reported finding any amylase on them. Upon testing the swabs, Mr. Price discovered DNA from which he could not exclude the appellant. Both scientists testified at trial about their respective tests.

Following the appellant’s conviction in 1999, Mr. Mills advanced within USACIL to become a DNA examiner. In 2005, USACIL published two memoranda providing notice of deficiencies in DNA testing and outlining problems related to Mr. Mills’ work as a USACIL Forensic DNA Examiner, including, inter alia, cross-contamination of samples and false data entry. First DuBay [695] Hearing Record at 2, Finding of Fact 8. Based on the resulting internal USACIL inquiry, Mr. Mills was removed from his position as a Forensic DNA Examiner, and he resigned in December 2005. First DuBay Hearing Record at 3, Finding of Fact 19. These USACIL disclosures served as the basis for the appellant’s motion to reconsider. The evidence was then more fully developed at the two DuBay hearings ordered by this court, the second of which presented and examined the draft results of an extensive review of Mr. Mill’s DNA and serological work from 1995 until his removal.

Discussion

Standards of Review

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Carlson, 67 M.J. 693, 2009 CCA LEXIS 112, 2009 WL 1164552 (N.M. 2009).

67 M.J. 693 (United States v. Carlson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Mesarosh v. United States
352 U.S. 1 (Supreme Court, 1956)
United States v. Gallagher
66 M.J. 250 (Court of Appeals for the Armed Forces, 2008)
United States v. Allende
66 M.J. 142 (Court of Appeals for the Armed Forces, 2008)
United States v. Allison
63 M.J. 365 (Court of Appeals for the Armed Forces, 2006)
United States v. James
63 M.J. 217 (Court of Appeals for the Armed Forces, 2006)
United States v. Luke
63 M.J. 60 (Court of Appeals for the Armed Forces, 2006)
Toohey v. United States
60 M.J. 100 (Court of Appeals for the Armed Forces, 2004)
United States v. Chisholm
59 M.J. 151 (Court of Appeals for the Armed Forces, 2003)
United States v. Harris
61 M.J. 391 (Court of Appeals for the Armed Forces, 2005)
United States v. Walters
58 M.J. 391 (Court of Appeals for the Armed Forces, 2003)
United States v. Tardif
57 M.J. 219 (Court of Appeals for the Armed Forces, 2002)
United States v. Reed
54 M.J. 37 (Court of Appeals for the Armed Forces, 2000)
United States v. Kerr
51 M.J. 401 (Court of Appeals for the Armed Forces, 1999)
United States v. Murphy
50 M.J. 4 (Court of Appeals for the Armed Forces, 1998)
United States v. Loving
41 M.J. 213 (Court of Appeals for the Armed Forces, 1994)
United States v. Johnson
45 M.J. 88 (Court of Appeals for the Armed Forces, 1996)
United States v. Brooks
49 M.J. 64 (Court of Appeals for the Armed Forces, 1998)
United States v. Brown
62 M.J. 602 (Air Force Court of Criminal Appeals, 2005)
United States v. Reed
51 M.J. 559 (Navy-Marine Corps Court of Criminal Appeals, 1999)
United States v. Diaz
61 M.J. 594 (Navy-Marine Corps Court of Criminal Appeals, 2005)