United States v. Carlson

67 M.J. 693, 2009 CCA LEXIS 112, 2009 WL 1164552
CourtNavy-Marine Corps Court of Criminal Appeals
DecidedApril 30, 2009
DocketNMCCA 200100209
StatusPublished

This text of 67 M.J. 693 (United States v. Carlson) is published on Counsel Stack Legal Research, covering Navy-Marine Corps Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carlson, 67 M.J. 693, 2009 CCA LEXIS 112, 2009 WL 1164552 (N.M. 2009).

Opinion

O’TOOLE, Chief Judge:

A general court-martial, composed of officer and enlisted members, convicted the appellant, contrary to his pleas, of seven specifications of violating a lawful general regulation, violating a lawful order, two specifications of cruelty to subordinates, two specifications of making a false official statement, two specifications of forcible sodomy, six specifications of indecent assault, two specifications of false swearing, indecent exposure, three specifications of indecent language, two specifications of soliciting another to commit an offense, and breaking restriction, in violation of Articles 92, 93, 107, 125, and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 892, 893, 907, 925, and 934. The members sentenced the appellant to confinement for 15 years, total forfeiture of pay and allowances, reduction to pay grade E-l, and a dishonorable discharge. The convening authority approved the sentence as adjudged and, except for the dishonorable discharge, ordered the sentence executed.

[694]*694In our prior review, this court set aside the findings of guilty to Charge II and its two supporting specifications (maltreatment of a subordinate), and to Specification 1 (indecent assault), and Specifications 7 and 8 (false swearing) of Charge Y, on the basis of multiplicity and unreasonable multiplication of charges. United States v. Carlson, No. 200100209, 2006 WL 416238, 2006 CCA LEXIS 27, unpublished op. (N.M.Ct.Crim.App. 14 Feb. 2006). We thereafter reassessed the sentence and found that it remained appropriate, in part because the facts essential to establish the dismissed specifications would still have been relevant to the remaining charges of forcible sodomy and false official statements. As such, those facts would still have been before the members for consideration on sentencing. We affirmed the remaining findings of guilty, and the sentence, as reassessed and approved by the convening authority.

This case is again before the court on the appellant’s motion to reconsider, alleging that new evidence shows misconduct by Mr. Phillip Mills, a U.S. Army Criminal Investigation Laboratory (USACIL) chemist who conducted serological testing of evidence in the appellant’s case. Prior to considering the substantive merit of the appellant’s allegations, we ordered a DuBay1 hearing to inquire into the conduct of Mr. Mills and its relationship to the appellant’s case. During this first DuBay hearing, a witness from USACIL indicated that the agency was conducting a review of all of Mr. Mills’ forensic work.2 We thereafter directed a second Du-Bay hearing to inquire into the status of the USACIL review, or to make findings based upon it.3 We have now considered the record of trial, the results of both DuBay hearings, the appellant’s Brief on Supplemental Issue, the Government’s Answer, and the appellant’s Reply Brief on Supplemental Issue. We have also considered the final USA-OIL report regarding Mr. Mills’ case work, obtained by order of this court.4

We conclude that the findings and sentence are correct in law and fact, and that no error materially prejudicial to the substantial rights of the appellant was committed. Arts. 59(a) and 66(c), UCMJ, 10 U.S.C. §§ 859(a) and 866(c).

Background

The appellant was convicted of the forcible sodomy of two fellow Marines in separate incidents in 1997 and 1998. The supplemental error concerns only Charge IV, Specification 2. Those charges relate to Lance Corporal (LCpl) M, who testified at trial and directly implicated the appellant. To corroborate the testimony of LCpl M, the Government introduced forensic evidence that DNA consistent with the appellant was found on LCpl M’s underwear and on a swab sample taken from his penis. The underwear had first been examined by Mr. Mills, who conducted serology testing by which he identified amylase, a substance commonly associated with saliva. Mr. Mills cut swatches of the stain and forwarded the evidence to Mr. Delmer Price, also of USA-CIL, who conducted the testing that revealed the DNA. In addition, Mr. Price requested the penile swabs, even though Mr. Mills had not reported finding any amylase on them. Upon testing the swabs, Mr. Price discovered DNA from which he could not exclude the appellant. Both scientists testified at trial about their respective tests.

Following the appellant’s conviction in 1999, Mr. Mills advanced within USACIL to become a DNA examiner. In 2005, USACIL published two memoranda providing notice of deficiencies in DNA testing and outlining problems related to Mr. Mills’ work as a USACIL Forensic DNA Examiner, including, inter alia, cross-contamination of samples and false data entry. First DuBay [695]*695Hearing Record at 2, Finding of Fact 8. Based on the resulting internal USACIL inquiry, Mr. Mills was removed from his position as a Forensic DNA Examiner, and he resigned in December 2005. First DuBay Hearing Record at 3, Finding of Fact 19. These USACIL disclosures served as the basis for the appellant’s motion to reconsider. The evidence was then more fully developed at the two DuBay hearings ordered by this court, the second of which presented and examined the draft results of an extensive review of Mr. Mill’s DNA and serological work from 1995 until his removal.

Discussion

Standards of Review

As already noted, the appellant seeks to have his conviction set aside based on newly discovered evidence of subsequent misconduct by Mr. Mills, the chemist who conducted the serology testing of certain evidence in his case.5 The procedural mechanism by which the appellant petitioned this court was a motion to reconsider our initial review under Article 66, UCMJ.6 Once such appellate jurisdiction attaches, a “case moves along a ‘time-line’ or statutory track, forward but sometimes backward ... until, at some point, a decision becomes final, and no further appeal is available or necessary.” United States v. Johnson, 45 M.J. 88, 89 (C.A.A.F. 1996) (citation omitted). The appellant’s motion was filed within the time permitted for petitioning the Court of Appeals for the Armed Forces (CAAF). Having granted the appellant’s motion to reconsider, this case did not advance to consideration by the CAAF, but remained on the statutory track with this court for our further consideration under our Article 66, UCMJ, jurisdiction. As a result, our jurisdiction is not derived from Rule FOR Courts-Martial 1210, Manual for Courts-Martial, United States (2005 ed.). It follows that neither the absence of a petition for a new trial under this rule, nor the expiration of the two-year period for filing such a petition, bar completing our review of this case under Article 66. United States v. Luke, 63 M.J. 60, 63 (C.A.A.F.2006)(citing

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Cite This Page — Counsel Stack

Bluebook (online)
67 M.J. 693, 2009 CCA LEXIS 112, 2009 WL 1164552, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carlson-nmcca-2009.