United States v. Carl Jennings and John Stepp

945 F.2d 129, 1991 U.S. App. LEXIS 21726
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 16, 1991
Docket90-3503, 90-3504
StatusPublished
Cited by105 cases

This text of 945 F.2d 129 (United States v. Carl Jennings and John Stepp) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carl Jennings and John Stepp, 945 F.2d 129, 1991 U.S. App. LEXIS 21726 (6th Cir. 1991).

Opinion

BOYCE F. MARTIN, Jr., Circuit Judge.

In these two cases, consolidated for appeal, defendants Carl Jennings and John Stepp appeal their jury convictions on charges stemming from the illegal manufacture of methamphetamine, a schedule II controlled substance. On October 12, 1989, a federal grand jury indicted Jennings and Stepp for (1) conspiracy to manufacture over 100 grams of methamphetamine, in violation of 21 U.S.C. § 846; (2) possession with intent to distribute over 100 grams of methamphetamine, in violation of 21 U.S.C. § 841(a)(1); (3) maintaining a place for the purpose of unlawfully manufacturing and using methamphetamine, in violation of 21 U.S.C. § 856(a)(1); and (4) creating a substantial risk of harm to human life while manufacturing a controlled substance, in violation of 21 U.S.C. § 858. Jennings was further charged with distribution of cocaine, in violation of 21 U.S.C. § 841(a)(1) and distribution of methamphetamine, in violation of 21 U.S.C. § 841(a)(1).

After an eight day trial, the jury returned guilty verdicts against Jennings on all charges in the indictment and against Stepp on all charges in the indictment except for the charge of maintaining a place for the purpose of unlawfully manufacturing and using methamphetamine for which he was acquitted. On May 31, 1990, the district court sentenced Jennings to a little under 24 and a half years imprisonment followed by 5 years of supervised release and assessed a $300 fine. The court-sentenced Stepp to a little over 19 and a half years of imprisonment followed by 5 years *132 of supervised release and assessed a $150 fine. This appeal ensued.

Both defendants raise a plethora of issues on appeal. First, defendants argue that the district court abused its discretion by denying their motions for substitution of counsel without adequate inquiry into the underlying merits. On the day before the trial was scheduled to begin, both Jennings and Stepp submitted letters to the court in which they indicated their dissatisfaction with their respective counsel. Although the record indicates that the district court addressed each defendant as to the underlying reasons for their dissatisfaction with counsel, defendants argue that the district court interrupted them before they had the opportunity to explain his reasons for requesting substitute counsel.

A review of the record does indicate that the district court did not permit the defendants to explain fully their reasons for dissatisfaction with counsel in open court. Instead, the court instructed each defendant to submit his letter to the clerk and indicated it would consider the letters later. Unfortunately, the record does not reveal if the district court did, in fact, consider the letters or whether the district court ever formally made a ruling as to each defendant’s request for new counsel. We cannot begin to determine whether the defendant’s dissatisfaction with their appointed counsel was justified because neither defendant’s letter was made part of the record.

As this court recently stated in United States v. Iles, 906 F.2d 1122, 1130 (6th Cir.1990):

It is hornbook law that “[w]hen an indigent defendant makes a timely and good faith motion requesting that appointed counsel be discharged and new counsel appointed, the trial court clearly has a responsibility to determine the reasons for defendant’s dissatisfaction with his current counsel.” LaFave and Israel, Criminal Procedure, § 11.4 at 36 (1984).

(citations omitted). Based upon the record before us we are unable to determine whether the district court discharged its responsibility of ascertaining the reasons underlying the defendant’s dissatisfaction with counsel. We therefore feel that remand is necessary for the purpose of allowing the district court to personally inquire from each defendant his reasons for dissatisfaction with counsel. If the district court finds that their reasons do not constitute “good cause,” see, e.g., United States v. Gallop, 838 F.2d 105, 108 (4th Cir.), cert. denied, 487 U.S. 1211, 108 S.Ct. 2858, 101 L.Ed.2d 895 (1988); Wilson v. Mintzes, 761 F.2d 275 (6th Cir.1985); United States v. Brown, 744 F.2d 905, 908 n. 2 (2d Cir.), cert. denied, 469 U.S. 1089, 105 S.Ct. 599, 83 L.Ed.2d 708 (1984), the court would not be required to conduct a new trial. If, on the other hand, the court finds that the defendants did possess “good cause,” each would be entitled to new appointed counsel for re-trial. It would be helpful if the two letters submitted by the defendants could be located and made part of the record.

Defendants next argue that the district court erred in not granting their respective motions for acquittal on the theory that the government’s conduct in its investigation was so outrageous as to violate due process. In support of this argument, defendants contend that the government’s conduct in this case is identical to that which led to reversal in United States v. Twigg, 588 F.2d 373 (3d Cir.1978). In Twigg, the Third Circuit found the government’s conduct so overreaching as to violate the defendant’s due process rights. The court concluded that:

[ujsing [the informant], and actively participating with him, the DEA agents deceptively implanted the criminal design in [the defendant’s] mind. They set him up, encouraged him, provided the essential supplies and technical expertise, and when he and [the informant] encountered difficulties in consummating the crime, they assisted in finding solutions. This egregious conduct on the part of government agents generated new crimes by the defendant merely for the sake of pressing criminal charges against him when, as far as the record reveals, he was lawfully and peacefully minding his own affairs.

*133 Id. at 381. A review of the record in this case shows significant factual differences from those found in Twigg. One critical distinction is that evidence adduced at trial indicated that Jennings was involved in the distribution of methamphetamine and had indicated his intent to manufacture it in the Columbus area prior to any government involvement.

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Bluebook (online)
945 F.2d 129, 1991 U.S. App. LEXIS 21726, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carl-jennings-and-john-stepp-ca6-1991.