United States v. Calvin

20 F. App'x 452
Court of Appeals for the Sixth Circuit·Decided September 26, 2001·No. No. 00-1929·Published·Cited by 6 cases

Opinion

Michael Lee Calvin appeals from his judgment of conviction and sentence. Both parties have waived oral argument, and this panel unanimously agrees that oral argument is not needed. Fed. R.App. P. 34(a).

In 2000, Calvin pleaded guilty to robbery of a financial institution in violation of 18 U.S.C. § 2113. The district court sentenced Calvin to 151 months of imprisonment and three years of supervised release, and the court imposed a $100 special assessment. In this timely appeal, Calvin argues that: 1) he was not competent and did not knowingly and voluntarily enter his guilty plea; and 2) the district court improperly refused to depart downward from Calvin’s Sentencing Guidelines range.

Upon review, we conclude that Calvin’s argument that he was not competent and did not knowingly and voluntarily enter his guilty plea is without merit. We initially note that Calvin never raised this argument in the district court. Claims that were not raised during the plea proceedings or sentencing are considered forfeited and are not cognizable on appeal. United States v. Barajas-Nunez, 91 F.3d 826, 830 (6th Cir.1996). Nevertheless, we review the voluntariness of a plea de novo. See United States v. Rubio, 231 F.3d 709, 712 (10th Cir.2000).

A defendant’s guilty plea must be competent, knowing, and voluntary. Godinez v. Moran, 509 U.S. 389, 396, 113 S.Ct. 2680,125 L.Ed.2d 321 (1993). The district court must determine that the defendant has the sufficient present ability to consult his lawyer with a reasonable degree of rational understanding, as well as having a rational and factual understanding of the proceedings against him. Id. Calvin argues that he was not competent because he was under the influence of alcohol and drugs during the plea hearing. At the hearing, Calvin advised the court that he had been drinking within the past 24 hours. Additionally, Calvin later disclosed to a probation officer that he had ingested cocaine two days before the hearing. Upon learning of Calvin’s alcohol intake, the district court inquired whether he currently was sober, and Calvin replied in the affirmative. Calvin also assured the court that he understood what was occurring. The court then engaged Calvin in an extensive colloquy regarding the waiver of his rights, the crime to which he was pleading guilty, and the potential sentence he faced. Calvin never expressed any hesitation or doubt in addressing the court; indeed, he described the applicable maximum statutory sentence and fine, as well as the maximum possible sentence under the plea agreement. Further, Calvin described with specificity the conduct underlying his guilty plea. Calvin was lucid and articulate at the plea hearing, and no evidence exists in the record that Calvin was not in possession of his faculties. Therefore, his “after-the-fact” claim of incompetency must fail. See United States v. McNeely, 20 F.3d 886, 888 (8th Cir.1994).

In addition to satisfying the standard for competence, a trial court, in ac[454] cepting a guilty plea, must determine that the defendant’s waiver of his constitutional rights is knowing and voluntary. Godinez, 509 U.S. at 400,113 S.Ct. 2680. The guilty plea is knowing and voluntary if the defendant understands the significance and consequences of this particular decision and if the decision is uncoerced. Id. at 401 n. 12, 113 S.Ct. 2680. Calvin argues that he did not knowingly and voluntarily enter his plea because a severe hearing problem rendered him incapable of properly understanding the court. However, no evidence exists in the record that Calvin could not hear the district court during the plea proceedings. At the beginning of the hearing, counsel advised the court that Calvin had a hearing problem, and the court then verified that Calvin could hear the proceedings. The court told Calvin to inform the court if he could not hear at any time. When Calvin later could not hear a question, he advised the court, and the question was repeated. No other evidence exists in the record that Calvin experienced difficulty hearing during the plea colloquy. Therefore, Calvin has not demonstrated that his plea was made involuntarily.

This court lacks jurisdiction to consider Calvin’s argument that the district court improperly refused to depart downward from Calvin’s Sentencing Guidelines range. The district court’s discretionary refusal to depart downward generally is not appeal-able, unless the court mistakenly believed that it did not have the legal authority to depart downward. United States v. Harris, 237 F.3d 585, 590-91 (6th Cir.2001); United States v. Moore, 225 F.3d 637, 643 (6th Cir.2000). Calvin moved for a downward departure, arguing that his criminal history score relied on dated convictions, that he had continued to work while released on bond, and that his drug addiction and depression had adversely affected his judgment. The district court denied the motion for the departure. Calvin now argues that the court wrongly believed it did not have the authority to depart downward.

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United States v. Calvin, 20 F. App'x 452 (6th Cir. 2001).

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