United States v. Caldwell

11 C.M.A. 257, 11 USCMA 257, 29 C.M.R. 73, 1960 CMA LEXIS 331, 1960 WL 4462
CourtUnited States Court of Military Appeals
DecidedFebruary 19, 1960
DocketNo. 13,446
StatusPublished
Cited by7 cases

This text of 11 C.M.A. 257 (United States v. Caldwell) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Caldwell, 11 C.M.A. 257, 11 USCMA 257, 29 C.M.R. 73, 1960 CMA LEXIS 331, 1960 WL 4462 (cma 1960).

Opinion

Opinion of the Court

GEORGE W. LatimeR, Judge:

This record reflects many unfortunate trial incidents which indicate a throwback to the time when presidents of courts-martial were in charge of the court proceedings and ran them without brooking interference by other court personnel. Furthermore, it shows a display of irritation by a senior officer who made ill-timed remarks and openly expressed his disgust with the law and the method .of procedure directed by the law officer. Unfortunately, when the courtroom atmosphere is contaminated with that perversity, there is no chance for a fair and just hearing and this case is adequate proof of that point.

We need not go into details as to the various in-court events, for one alone requires that we reverse the findings and sentence. The facts relevant to this occurrence are these. Both sides had concluded their final arguments when the president suggested to the law officer that it would be a convenient time to recess for supper. It was then 7:28 o’clock on a Saturday evening, and the members were to reassemble at 8:15 p. m. When the court reconvened at the appointed time, the law officer commenced his instructions to the court, but he was forthwith interrupted by the president, who wanted to know if the court members were to be furnished the instructions in written form to be used during the secret deliberations. When informed in the negative, the president stated, “Then we better take it [the charge] down verbatim.” As the law officer continued on with his instructions, he was continually interrupted by questions interposed by the court members and directions to read more slowly. After he had completed his preliminary instruction on two specifications and was stating the elements of the offense charged in a third specification, a colloquy occurred over the meaning of some of the terms used by him and to research the law he announced a short recess. When the court [259]*259reassembled, the president made the following announcement:

“PRES: It seems now, to preclude unnecessary opening and closing of the court that all of these specifications or elements of proof should be written down verbatim. It is a question of who is the fastest writer of the five. It is needless to have five separate notes on something that might prove conflicting.
“Anybody have an idea who is the fastest writer of the five of us? I see no sense in five of us taking all of this verbatim. One man can take it down and we then have an authority. If we don’t do that I don’t see anything but to open the court again and get these from the law officer as to what constitutes elements of proof.
“(No response)
“I will then decide. Ernie, will you take each instruction as he gives it verbatim.
“CAPT GEISENDORFF: That is starting with specification 3.
“PRES: By ‘verbatim’ I mean word for word.”

As a result of this direction, which resulted in a number or interruptions, the law officer required two hours and sixteen minutes to give his charge. Consequently, and because the court interrupted its deliberations in order to have certain testimony repeated, it was after 2:00 o’clock Sunday morning when the court returned with the findings of guilt, and it was after 5:00 a. m. the same morning when sentence was announced. While counsel for the accused willingly consented to go on, we look with a jaundiced eye upon the judgment of a presiding officer who subjects court members, counsel, and witnesses to such punishment.

The Government points to a statement by the president that he was actuated by his genuine interest in protecting the rights of the accused,' but we conclude that his self-asserted paternalism had the opposite effect and denied the accused a fair trial and an adequate appellate review. While perhaps not anticipated, as a result of his direction, the members had with them in their closed session the writings of Captain Geisendorff, but they were not retained and attached to the transcript of the testimony or otherwise made part of the record. Accordingly, we are unable to ascertain the contents of a writing used by the court members in a secret session. That omission becomes significant, for the record shows uncertainty over the principles announced by the law officer in some of his instructions and the questions asked in connection with their meaning leads us to believe that a person attempting to record the instructions accurately in longhand, as they were modified by explanations, would be faced with well nigh insurmountable difficulties. But more important, Article 54(a) of the Code, 10 USC § 854, requires that a general court-martial keep a separate record of the trial of each ease before it, and the Manual directs that the record reflects all proceedings which occur in open court. Paragraph 82b (1), Manual for Courts-Martial, United States, 1951. See also Article 39, Uniform Code of Military Justice, 10 USC § 839. One of the essentials of trial which must be recorded are the instructions given by the law officer. Here those read by the law officer were in fact recorded, but those penned by the court member have not been saved. We are, therefore, confronted with a situation where an unrecorded communication was used by the court members in secret session. The rule governing that situation is expressed in United States v Lowry, 4 USCMA 448, 16 CMR 22. In that case the law officer furnished the court members with certain citations of cases to be read by them, if desired. The record did not show what authorities were cited to the court members, and that omission required a reversal of the findings and sentence. Part of the reason for that disposition is found in the following language quoted from the opinion:

“If the accused objected to the submission of the cases to the court, he should, of course, be entitled to have an appellate tribunal pass on the legal correctness of the contents of those cases in relation to the facts of this [260]*260case. See: United States v Chaput, supra. Here, he is deprived of that substantial right by the deficiencies in the record. On the other hand, if the accused was unaware of the reference, the submission of the cases would be tantamount to a private communication between the law officer and the court. A communication of that nature is presumed to be prejudicial. United States v Adamiak, 4 USCMA 412, 15 CMR 412. The presumption may be overcome by a ‘clear and positive showing’ that the improper communication did not, in any way, influence the decision. However, there is no indication of this. Not one of the cases has been made known to us. It may well be that the facts recited in them had considerable influence upon the court. But, we are not required to speculate. The presumption of improper influence has not been overcome. Cf. United States v Walker, 3 USCMA 355, 12 CMR 111.”

Here, as there, the accused was deprived of his right to have the board of review or this Court pass on the propriety of the information actually considered by the court members. Naturally, the Government would like us to conclude that they used the identical instructions which are transcribed in the present record, but we are not disposed to go that far. To do so would require us to speculate on the capabilities of the Captain to fill the role of a court reporter.

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Cite This Page — Counsel Stack

Bluebook (online)
11 C.M.A. 257, 11 USCMA 257, 29 C.M.R. 73, 1960 CMA LEXIS 331, 1960 WL 4462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-caldwell-cma-1960.