United States v. Brown

12 M.J. 728, 1981 CMR LEXIS 591
U.S. Navy-Marine Corps Court of Military Review·Decided November 30, 1981·No. NMCM 80 2438·Published·Cited by 2 cases

Opinion

BAUM, Senior Judge:

Appellant, over objection by his defense counsel, was tried in absentia by a general court-martial composed of officer members. The military judge entered a plea of not guilty on appellant’s behalf to the Charge and specification alleging desertion and appellant was convicted of that offense. The Court then sentenced appellant to a bad-conduct discharge, total forfeitures and reduction to pay grade E-l, which has been approved by the convening authority. Before this Court, appellant has assigned two errors. We need address only the first one which challenges the judge’s decision to proceed with the trial in appellant’s absence.

The facts giving rise to the assignment of error are not complex. Appellant initially pled guilty to the offense of unauthorized absence, which was included within the allegation of desertion. During the inquiry into the providence of that plea, pursuant to United States v. Care, 18 U.S.C.M.A. 535, 40 C.M.R. 247 (1969), the military judge became concerned about the question of appellant’s mental responsibility at the time of the offense and recessed the court. Pri- or to that recess he made the following statement:

MJ: Under the circumstances, I think there is some evidence that casts doubt upon the accused’s mental condition at the time of the commission of this offense and I am going to suggest or recommend to the convening authority that a 121 Board 1 be convened. I will issue a written order, have it marked as an appellate exhibit and entered into the record and have both counsel given a copy of it. So, I will defer any further consideration of the providency of the accused’s plea pending the disposition of this particular matter by the convening authority.
The court will recess.
(The court recessed at 1447 hours, 30 April 1979.)
[729] (The military judge directed that the “Summary of Conclusions” portion of the psychiatric evaluation be marked and attached as Appellate Exhibit IV — A and that the complete psychiatric evaluation report be sealed, marked and attached as Appellate Exhibit IV-B.)

The order in its entirety as issued by the judge in furtherance of his comments is attached as Appendix A to this opinion.

As can be seen from the judge’s statement and his order, he did not set a specific date for the court to reconvene. In fact, the statement and the order can be interpreted as leaving open the possibility that the court would never meet again if the convening authority decided to dispose of the matter in some other manner. It is not clear from the order exactly what was required of the convening authority to reconvene the court once the medical board had completed action, but it is clear that the findings of the board were to be provided to the convening authority and presumably action of some sort was to be taken by that officer depending on the board’s report. In any event, when the court recessed on 30 April 1979 nothing was said to appellant about when the next session would be held or whether there was a requirement that he be present. Moreover, the judge did not advise appellant that if he voluntarily absented himself without authority, the trial could proceed in his absence. While this Court has held that an accused can be tried in absentia, despite not being informed by the judge that the trial could continue in his absence, United States v. Bystrzycki, 8 M.J. 540 (N.C.M.R.1979), we have not addressed the question of the effect of failure to inform an accused of the next trial date or even that another trial date is certain to be set at some future time. Here, not only did the judge fail to explain to appellant that the trial could continue without him, he also neglected to inform the appellant that the trial would definitely proceed to completion at some future date. In fact, as indicated, the judge left open the distinct possibility that the trial might be terminated depending on the results of appellant’s mental examination. Furthermore, there is no showing in the record that appellant was ever informed by anyone after the recess that the trial would reconvene.

The court recessed on 30 April 1979, the judge’s order was signed later that day, and the “Sanity Board” report was issued 24 May 1979. On 30 May 1979, appellant absented himself without authority. The court next met 8V2 months later on 13 February 1980, without appellant’s presence. After evidence was received on the issue of appellant’s voluntary and unauthorized absence the trial proceeded, over defense’s objection, to completion on 14 February 1980. The judge ruled that appellant’s absence was both voluntary and unauthorized based on the evidence presented. That evidence, however, did not reflect that appellant was ever informed of the medical board findings or that trial would recommence. Moreover, there was no showing that the summary and conclusions of the “Sanity Board” were ever provided to the convening authority pursuant to the judge’s order or that any action was taken by him after the board issued its report. Granted,, the medical board found that appellant met the tests of mental responsibility and capacity to stand trial and presumably the convening authority, if informed of these findings, would have ordered that the trial continue, but there is no showing that the matter was ever presented to him for decision, nor is there evidence of what action was taken after the medical report was first issued. We are left to speculate on the reasons for the 8V2 month delay in proceeding with the trial. The only thing bearing on this matter is the following statement by the judge: •

During that providency inquiry, there appeared that there may have been some question, by the statements that [the accused] made, as to the possibility of a defense to that Charge, which is why I ordered a psychiatric examination.
Following that, after I had received the psychiatric examination, or about the same time I received the psychiatric examination report, I was informally advised that the accused was not available [730] for trial. Accordingly, I have not reconvened the court based upon that information. I have reconvened this court, at the request of the trial counsel to continue with the trial and I note that the accused is not present in court.

The record leaves us with unanswered questions as to whether appellant knew, or had reason to know, the trial would continue. This gap in the record prevents a finding of voluntary absence from trial. In this regard, we find this aspect of the case to be similar enough to United States v. Peebles, 3 M.J. 177 (C.M.A.1977), to preclude trying the appellant in his absence.2

Accordingly, the findings and sentence are set aside and the record is returned to the convening authority, who may order a rehearing upon appellant’s return.

Judge ABERNATHY and Judge KERCHEVAL concur.

APPENDIX A

FINDINGS, RECOMMENDATIONS AND ORDER REGARDING PSYCHIATRIC EXAMINATION

I

FINDINGS

THIS COURT FINDS THAT evidence has been presented which reasonably tends to place in issue the mental responsibility of the accused at the time of the commission of the offenses charged.

II

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United States v. Brown, 12 M.J. 728, 1981 CMR LEXIS 591 (usnmcmilrev 1981).

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