United States v. Brooks

41 M.J. 792, 1995 CCA LEXIS 54, 1995 WL 69031
CourtArmy Court of Criminal Appeals
DecidedFebruary 17, 1995
DocketArmy Misc 9401905
StatusPublished
Cited by3 cases

This text of 41 M.J. 792 (United States v. Brooks) is published on Counsel Stack Legal Research, covering Army Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Brooks, 41 M.J. 792, 1995 CCA LEXIS 54, 1995 WL 69031 (acca 1995).

Opinion

OPINION OF THE COURT

GRAVELLE, Senior Judge:

This ease involves a government appeal filed with this court pursuant to Article 62, Uniform Code of Military Justice, 10 U.S.C. § 862 (1988) [hereinafter UCMJ]. The government appeals the decision of a military judge in a general court-martial to set aside the court members’ announced finding of guilty, and his entry of a finding of not guilty instead. We must decide initially whether this court has jurisdiction to hear the government’s appeal, and, if so, we must decide whether the military judge erred. We hold that we have jurisdiction to hear this appeal and that the military judge abused his discretion in this case by questioning the court members.

I. Facts

On 21 October 1994, a general court-martial composed of officer and enlisted members announced that they had found Sergeant First Class Brooks guilty of one specification of assault and battery and one specification of aggravated assault, in violation of Article 128, UCMJ. What occurred during and following the announcement of the findings by the court-martial president is the subject of the government’s appeal.

Following deliberations on findings, the court-martial reopened for announcement of findings. The following transpired:

MJ: And, Major Dudley, I take it you have indeed arrived at findings?
PRES: Yes sir, we have come to an absolute majority on both charges — both specifications.
MJ: All right. Not a “majority,” but by a two-thirds vote?
PRES: Yes, sir.
MJ: And it’s reflected on the findings worksheet?
PRES: Yes, sir.

Following Major Dudley’s announcement of findings of guilty of the Charge and both Specifications, the court recessed for two weeks before proceeding with the sentencing phase of trial. When the court reconvened, the following transpired:

MJ: Defense counsel, I understand you have a request of the court?
DC: Yes, Your Honor. The defense would request that the judge voir dire the panel president concerning the panel voting procedures that were applied during their deliberations. The defense is concerned about a comment made at the time the panel president reported his findings. And that comment was that ‘We have come to an absolute majority.” The defense’s concern is that perhaps there was an earlier vote with less than the required number, and that they subsequently took another vote to reach that, and we would like that clarified, Your Honor.
MJ: ... I believe you’ve correctly stated that there is an additional issue beyond whether there was a two-thirds vote, but whether there was an earlier vote, and based upon that, I will indeed, per your [794]*794request, voir dire Major Dudley, the president, on that point.

When the military judge questioned Major Dudley about the voting procedure, the president related how the members had voted by secret written ballot more than once as to each specification. Major Dudley testified that the members had agreed to conduct an initial informal vote prior to discussions “to find out where the panel members stood before discussions started, and to make sure that we would not go in circles, but to concentrate" on where we needed to put our efforts.” In this initial “straw” vote, at least two-thirds of the members voted to convict as to Specification 1, assault and battery, and less than two-thirds voted to convict as to Specification 2, aggravated assault. As a result of this “straw vote,” the members engaged in extensive discussion regarding the second (aggravated assault) specification and “took several votes on Specification 2, until we finally came to the conclusion of guilty on Specification 2.”

Because of Major Dudley’s revelations, the military judge also questioned the remaining five members. All acknowledged that there had been a non-binding secret written “straw vote” as to both specifications, an additional and binding secret written vote of guilty as to Specification 1, and “five or six” secret written ballots as to Specification 2. No member testified that he felt pressured in voting on findings.

After questioning the members and hearing arguments of counsel, the military judge made findings of fact and conclusions of law, and took action as follows:

I do not have to address the issue of whether a straw ballot is appropriate or not in this case because the straw ballot with respect to Specification 1 of the Charge and what the members believed to be their ultimate finding was the same, a finding of guilty.
I also do not have to address [the appropriateness of a straw ballot] with respect to Specification 2 of the Charge because I find that the first real ballot of the members with respect to that specification of the charge was also consistent with their straw ballot, a finding of not guilty. It’s clear to the court that the panel members believed that they had to arrive — as Major Dudley’s findings would indicate — at “an absolute majority.” And an absolute majority in this case could only be achieved by four or more votes. When the panel members voted with respect to Specification 2 of the Charge, their vote was three-three. They did not follow the court’s instruction that that amounted to a finding of not guilty, thus they continued to vote, and they continued to vote without requesting an instruction on reconsideration from the court. As such, the court has no option other than to grant a finding of not guilty. With that in mind, I find: Sergeant First Class Brooks, please rise.
(Accused, DC, and ADC stood) Sergeant First Class Brooks, this court finds you, not withstanding the announced verdict of the members, that you are:
FINDINGS
Not guilty of Specification 2 of the Charge.
I find that the members’ findings with respect to Specification 1 of the Charge and the Charge was correctly announced; that finding is a finding of guilty of Specification 1 of the Charge.
Please be seated. [Parties complied]
Defense, your motion for a mistrial for sentencing purposes is granted. Trial counsel, I note that it is 11:50, on [Friday] 4 November. We will reconvene in this courtroom on or before 11:50 on this coming Monday, and if you’ve not advised me in writing by that time, I will assume there is no government appeal.

At an Article 39(a), UCMJ, session conducted on Tuesday, 8 November, the military judge acknowledged timely receipt the previous day of the government’s written Request for Reconsideration and Notice of Intent to Appeal. After hearing the arguments of counsel, he denied the request for reconsideration. At that session, the military judge also emphasized that he had found that each of the subsequent votes following the initial “straw vote” was not intended by the mem[795]*795bers to be a straw vote but was intended to be a “final vote.”

Subsequently, the government filed its appeal pursuant to Article 62, UCMJ.

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United States v. Specialist BENJAMIN C. HILL
71 M.J. 678 (Army Court of Criminal Appeals, 2012)
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42 M.J. 484 (Court of Appeals for the Armed Forces, 1995)
United States v. Knight
41 M.J. 867 (Army Court of Criminal Appeals, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
41 M.J. 792, 1995 CCA LEXIS 54, 1995 WL 69031, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-brooks-acca-1995.