United States v. Brock

58 F. App'x 642
CourtCourt of Appeals for the Seventh Circuit
DecidedJanuary 15, 2003
DocketNo. 01-3960
StatusPublished

This text of 58 F. App'x 642 (United States v. Brock) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Brock, 58 F. App'x 642 (7th Cir. 2003).

Opinion

[643]*643 ORDER

Rodney Brock appeals the ten-year sentence imposed after he was found guilty of bank robbery under 18 U.S.C. § 2113(a). Brock challenges the district court’s findings that he failed to accept responsibility and that he used a firearm during the commission of the bank robbery. We affirm.

I. Background

On May 15, 2001, Brock entered the Associated Bank in Belleville, Illinois while armed with a brown-handled gun in the waistband of his pants. He walked up to the teller and handed her a note reading: “This is a bank robbery. No sudden moves. Place all 100’s, 20’s, 50’s, on the counter and no dye packs.” After reading the note, the bank teller, Ms. Marshaun Johnson, placed the money on the counter as directed. While she was emptying the cash register drawer, Johnson observed Brock unzip his jacket to the waist and she saw what she believed to be a brown-handled gun tucked by his stomach area. When she finished handing over $7,945.00, Brock picked up the cash and exited the bank.

Ten days later, on May 25, 2001, Brock was indicted for bank robbery under 18 U.S.C. § 2113(a). He appeared in court with his attorney on June 8, 2001 and entered a plea of guilty. At that time, the trial judge questioned Brock about his knowledge of and participation in the crime, the potential maximum sentence for the offense, as well as the voluntariness of his plea. After questioning the defendant, fully advising him, and making the appropriate findings pursuant to Fed. Rules Crim. Proc. Rule 11, he accepted the plea and referred the matter to the probation department for a pre-sentence investigation report (PSR). In a report dated August 16, 2001, the probation officer stated that he believed that, “based upon the statement by the victim bank teller, it appears that the defendant possessed a firearm during the commission of this offense.” He also concluded that, “based upon the defendant’s denial that he possessed a weapon during the robbery, which is relevant conduct, it does not appear that a reduction for acceptance of responsibility is appropriate at this time.”

The PSR was received by all parties and filed with the court, and on August 20, 2001 the government, after reading the report, filed a letter with the court stating that it had no objections. On August 28, 2001 the defendant filed pro se objections to the PSR, and his attorney also filed objections on September 12, 2001 and on September 17, 2001. Both the defendant and counsel argued that the possession of a firearm should not have been used as a sentencing factor. They challenged the reliability of Ms. Johnson’s trial testimony regarding her observation of the brown-handled gun in his waistband. Defense counsel also asserted that Brock did in fact accept responsibility for the offense, and that it would violate Brock’s Fifth and Sixth Amendment rights to due process to increase his sentence with a firearm enhancement pursuant to U.S.S.G. 2B3.1(b)(2)(C). Counsel relied on Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), arguing that the possession of the firearm should have been charged in the indictment and proven as an element of the offense beyond a reasonable doubt.

At the November 5, 2001 sentencing hearing, the judge heard the testimony of several witnesses summoned by both the defense and the prosecution. Brock brought three witnesses to testify that although they were personal friends of his, they never discussed a firearm with him or saw one in his possession. However, the [644]*644sentencing judge gave him a five-level enhancement for possessing a firearm, ruling that Ms. Johnson’s testimony was the more credible. We hasten to point out that the court made this specific finding by a preponderance of the evidence. Johnson testified that when Brock stretched out his hands on the counter in front of her, she saw the brown handle of a gun by his stomach area. The district judge also noted that Brock had previously been convicted of two felonies involving weapons, stating that “there was a lot to be gained” by Brock’s denying the possession of a firearm because of the related sentencing enhancement. He further found that Ms. Johnson “had nothing to gain and nothing to lose by testifying” in this case. The judge also said that he “watched extremely closely” during Ms. Johnson’s testimony, and that she was composed, extremely observant, and deliberative in her answers. The court believed that her detailed explanation of the way in which the defendant opened his jacket, spread his arms apart, and allowed the weapon to be seen was very convincing.

As to the defendant’s request for a two-level downward departure for accepting responsibility, the court stated that it would be illogical to give the defendant credit for his guilty plea because Brock was less than truthful when recounting his activity; i.e., that he said he was not armed at the time of the robbery. The judge refused to find that Brock accepted responsibility, in light of the fact that he denied the firearm to the FBI, the probation officer, and the court itself. Considering this conduct, the district court also imposed a two-level enhancement for the obstruction of justice.

II.

A. Issues

Brock argues that his Fifth and Sixth Amendment rights were violated because the trial court treated his possession of a firearm during the bank robbery as relevant conduct. He alleges that, under Apprendi, a sentencing factor that exposes a defendant to a sentence potentially higher than the maximum for the convicted offense must be both charged in the indictment and proved beyond a reasonable doubt. He asks that we remand this case for re-sentencing and the court from allowing the inclusion of the firearm enhancement.

B. Discussion

We are not persuaded that Apprendi is applicable in this case. Although Apprendi stands for the general proposition that facts which increase the penalty for a crime must be charged in the indictment and established beyond a reasonable doubt, this rule does not apply to situations, like this one, where the actual sentence imposed is less severe than the statutory maximum authorized for the convicting offense. See Talbott v. Indiana, 226 F.3d 866, 869 (7th Cir.2000). Thus, the case law recites that, “Apprendi does not affect the application of the relevant-conduct rules under the Sentencing Guidelines to sentences that fall within a statutory cap.” Talbott v. Indiana, 226 F.3d 866, 869 (7th Cir.2000). See also United States v. Williams, 238 F.3d 871, 877 (7th Cir.2001); See also United States v. Watts, 256 F.3d 630, 635 (7th Cir.2001).

Brock was sentenced to a prison term of ten years pursuant to 18 U.S.C. § 2113

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Related

McMillan v. Pennsylvania
477 U.S. 79 (Supreme Court, 1986)
Apprendi v. New Jersey
530 U.S. 466 (Supreme Court, 2000)
United States v. Oliver S. Carter
999 F.2d 182 (Seventh Circuit, 1993)
United States v. Mark A. Chevalier
1 F.3d 581 (Seventh Circuit, 1993)
United States v. Nitza Anaya
32 F.3d 308 (Seventh Circuit, 1994)
Richard Dale Talbott, Applicant v. State of Indiana
226 F.3d 866 (Seventh Circuit, 2000)
United States v. Reginald Williams
238 F.3d 871 (Seventh Circuit, 2001)

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Bluebook (online)
58 F. App'x 642, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-brock-ca7-2003.