United States v. Brock

46 M.J. 11, 1997 CAAF LEXIS 2, 1997 WL 134057
CourtCourt of Appeals for the Armed Forces
DecidedFebruary 19, 1997
DocketNo. 96-0673; Crim.App. No. 31301
StatusPublished
Cited by8 cases

This text of 46 M.J. 11 (United States v. Brock) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Brock, 46 M.J. 11, 1997 CAAF LEXIS 2, 1997 WL 134057 (Ark. 1997).

Opinions

Opinion of the Court

CRAWFORD, Judge:

Appellant was tried by a judge sitting alone at Royal Air Force Chicksands, United Kingdom. Pursuant to his pleas, he was convicted of wrongful use of lysergic acid diethylamide (LSD) “on divers occasions between on or about 20 February 1992 and on or about 7 December 1993,” wrongful use of marihuana “on divers occasions between on or about 20 February 1992 and on or about 7 December 1993,” wrongful distribution of marihuana “on divers occasions between on [12]*12or about 16 October 1993 and on or about 7 December 1993,” and wrongful distribution of “some amount of amphetamine” on or about October 28, 1993, in violation of Article 112a, Uniform Code of Military Justice, 10 USC § 912a. The convening authority approved the adjudged sentence of a bad-conduct discharge, confinement for 2 years and 6 months, and total forfeitures. The Court of Criminal Appeals affirmed the findings and sentence in an unpublished opinion. We granted review of the following issues:

I
WHETHER THE LOWER COURT ERRED BY HOLDING THAT VACATION OF APPELLANT’S SUSPENDED PUNISHMENT UNDER ARTICLE 15 FOR SOME OF THE SAME OFFENSES FOR WHICH HE WAS COURT-MARTIALED WAS NOT PUNISHMENT UNDER ARTICLE 15 THAT ENTITLED APPELLANT TO RELIEF.
II
WHETHER THE LOWER COURT’S DETERMINATION THAT APPELLANT’S SENTENCE WAS NOT INAPPROPRIATELY SEVERE IS ERRONEOUS IN LIGHT OF:
A. THAT COURT’S FAILURE TO FOLLOW THE PRECEDENT OF THIS COURT AND ITS OWN PRECEDENT BY REFUSING TO ADMIT EVIDENCE OF THE SENTENCE OF A CO-ACTOR FOR PURPOSES OF SENTENCE COMPARISON;
and
B. THAT COURT’S REJECTION OF APPELLANT’S SENTENCE COMPARISON ARGUMENT ON THE BASIS THAT APPELLANT HAD NOT INTRODUCED EVIDENCE OF THE CO-ACTOR’S SENTENCE, EVEN THOUGH THAT COURT REFUSED TO ADMIT SUCH EVIDENCE.

As to Issue I, we hold adversely to appellant based upon United States v. Zamberlan, 45 MJ 491 (1997). As to Issue II, we hold that the Court of Criminal Appeals erred in refusing to admit the evidence concerning Airman First Class James Thomas’ [hereafter Thomas] trial.

FACTS

Appellant made an unsworn statement that his life went into “a tailspin” after Thomas introduced him to drugs. He claimed that Thomas made the use of drugs sound exciting and interesting and that drug use helped appellant gain acceptance by other people.

As a part of the guilty-plea procedures, appellant entered into a Stipulation of Fact which is attached hereto as the Appendix. Appellant’s involvement with Thomas is set forth in that document.

While appellant’s case was pending before the Court of Criminal Appeals, he moved for that court to take judicial notice of a map of Bedford County in England and the promulgating order of the court-martial of Thomas, “a co-actor in a number of appellant’s offenses and the mentor of appellant’s involvement in illegal drugs in the Air Force.” Thomas was convicted of various offenses at Royal Air Force Chicksands, United Kingdom, committed between on or about October 15, 1992, and on or about December 7, 1993. The defense also sought to introduce Thomas’ service record. The court below denied the defense motion to admit the documents.

Appellant argues that Thomas’ sentence should be considered when determining an appropriate sentence for appellant. Thomas was convicted of possessing and distributing LSD, and possessing, using, and distributing marihuana. Thomas was sentenced to a bad-conduct discharge, 13 months’ confinement, and forfeiture of $500 pay per month for 13 months. Appellant argues that it is “crystal clear” that a “closely-related” case must be [13]*13considered when determining sentence appropriateness, citing United States v. Ballard, 20 MJ 282 (CMA 1985), and United States v. Olinger, 12 MJ 458 (CMA 1982).

The court below stated, “We have no evidence before us on which to make a comparison of sentences between appellant and Airman Thomas____ We do not know whether the two cases are closely related, or whether the sentences are highly disparate.” Unpub. op. at 4,1996 WL 76153.

DISCUSSION

Depending on the sentence, there are three levels of appellate review: the Court of Criminal Appeals, pursuant to Article 66(c), UCMJ, 10 USC § 866(c) (1994); this Court, pursuant to Article 67, UCMJ, 10 USC § 867 (1994); and the Supreme Court, pursuant to Article 67a, UCMJ, 10 USC § 867a. An additional level of review is by the convening authority. See United States v. Mamaluy, 10 USCMA 102, 27 CMR 176 (1959). The latter review is important because the convening authority has the discretion to set aside the findings or sentence. Art. 60(c)(2) and (3), UCMJ, 10 USC § 860(e)(2) and (3) (1983).

This Court does not have the authority to pass on factual questions concerning the appropriateness of a sentence. See Olinger, 12 MJ at 461. However, we may examine the Court of Criminal Appeals’ decision on sentence appropriateness for an abuse of discretion. United States v. Jones, 39 MJ 315, 316-17 (CMA 1994). Review by the Court of Criminal Appeals is important because that court is one of the few appellate courts in the United States with factfinding powers. It has “carte blanche to do justice.” United States v. Claxton, 32 MJ 159, 162 (CMA 1991). This authority includes making findings as to whether the cases are closely related and modifying the sentences of co-conspirators or aiders and abettors. See United States v. Smith, 44 MJ 720, 723-25 (Army Ct.Crim.App.1996); United States v. Kelly, 40 MJ 558, 570-71 (NMCMR 1994).

In United States v. Ballard, 20 MJ 282, 283 (1985), this Court quoted the lower court in that case as follows:

It is well settled that, except in those rare instances in which sentence appropriateness can be fairly determined only by reference to disparate sentences adjudged in closely related cases, such as those of accomplices, sentence appropriateness should be determined without reference to or comparison with the sentences received by other offenders.

In this case, however, the door was closed to appellant from the start because the court below refused to admit the evidence relating to Thomas’ sentence even though there was evidence in the record of appellant’s involvement with Thomas. This Court does not have factfinding powers, but we do have the power to determine, as a matter of law, whether the court below was obligated to consider evidence relevant to the exercise of its factfinding powers. Under the circumstances of this case, we hold that the court below erred in not admitting this evidence in order to consider (1) whether appellant’s case was closely related to Thomas’ and, if so, (2) whether the sentences were highly disparate.

The decision of the Air Force Court of Criminal Appeals as to sentence is reversed. The sentence is set aside, and the record of trial is returned to the Judge Advocate General of the Air Force for remand to the Court of Criminal Appeals for further review.

Chief Judge COX and Judges GIERKE and EFFRON concur.

[14]*14APPENDIX

AIR FORCE LEGAL SERVICES AGENCY EUROPEAN CIRCUIT

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Cite This Page — Counsel Stack

Bluebook (online)
46 M.J. 11, 1997 CAAF LEXIS 2, 1997 WL 134057, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-brock-armfor-1997.