United States v. Booker

25 M.J. 114, 1987 CMA LEXIS 3980
CourtUnited States Court of Military Appeals
DecidedSeptember 28, 1987
DocketNo. 54,468; NMCM 85 2143
StatusPublished
Cited by21 cases

This text of 25 M.J. 114 (United States v. Booker) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Booker, 25 M.J. 114, 1987 CMA LEXIS 3980 (cma 1987).

Opinions

Opinion of the Court

COX, Judge:

Appellant was tried by general court-martial for conspiracy to commit rape; conspiracy to commit indecent acts; rape; housebreaking; and committing indecent, lewd, and lascivious acts, in violation of Articles 81, 120, 130, and 134, Uniform Code of Military Justice, 10 U.S.C. §§ 881, 920, 930, and 934, respectively. He was found guilty of rape, but not guilty of the remaining offenses. He was sentenced to total forfeitures, reduction to pay grade E-l, confinement for 2 years, and a dishonorable discharge. The convening authority approved, and the Court of Military Review affirmed, the findings and sentence.

We specified the following issue for review:

WHETHER APPELLANT WAS PREJUDICED BY THE MILITARY JUDGE’S ANSWERS TO THE COURT MEMBERS’ QUESTIONS ABOUT RAPE BY FRAUD AND IMPLIED CONSENT.

Appellant and several of his shipmates rented some rooms at a Navy Lodge1 for the purpose of celebrating his birthday. During the night, the victim and one of appellant’s friends went to one of the rooms, where they engaged in consensual sexual intercourse. The Government’s evidence was that the victim fell asleep as a result of alcoholic intoxication and lack of sleep (extreme fatigue). As she slept, some members of the party took photographs of her lying naked on the bed. Subsequently, other members of the group, including appellant, engaged in sexual intercourse with her.

The Government’s theory of rape was based on the fact that the victim was incapable of consenting to appellant’s acts of sexual intercourse with her because of her extreme intoxication and fatigue. As proof of her condition, the Government points to evidence that, during appellant’s encounter with the victim, she uttered the name of the individual with whom she had initially engaged in consensual intercourse, thus suggesting that she lacked the capacity to consent to appellant’s acts.

Appellant admitted having intercourse with the victim on the night in question. He also confirmed that she had called out the name of her original companion, but he asserted that this occurred after he had finished. He testified that he believed she consented to intercourse with him, and he did not realize until afterward that she may have thought he was her original partner. He contends that he was reasonable in his belief and that, in any event, the victim’s conduct was such that it indicated consent regardless of who she thought her partner was.

Prior to findings, the military judge instructed the members on the elements of rape. He explained the issue of consent or lack of consent in these terms: “If there is actual consent, although obtained by fraud, the act is not rape.” He further instructed the members on the issue of mistake of fact as a defense. See United States v. Baran, 22 M.J. 265 (C.M.A.1986). These instructions were submitted to the court members without objection.

During deliberations, the members requested clarification of the instructions, and a lengthy colloquy ensued between the president of the court-martial, the military judge, and counsel. See Appendix. It is from these supplementary instructions that the specified issue arises. We must decide whether these instructions were erroneous and, if so, whether they constitute reversible error.

Before passing judgment on the instructions, we first turn our attention to the law of rape. Article 120 of the UCMJ provides:

(a) Any person subject to this chapter who commits an act of sexual intercourse with a female not his wife, by force and without her consent, is guilty of rape.

[116]*116(Emphasis added.) Paragraph 199a of the Manual for Courts-Martial, United States, 1969 (Revised edition), adds:

If there is actual consent, although obtained by fraud, the act is not rape.

(Emphasis added.) The question is — what sort of fraud is consistent with “actual consent?” It is a question of first impression for this Court.

There are differences of opinion as to whether “consent” relates only to the act or also to the actor. Compare Lewis v. State, 30 Ala. 54 (1857), with State v. Atkins, 292 S.W. 422 (Mo.1926). See also R. Perkins, Criminal Law (hereinafter Perkins) 214-16 (3d ed. 1982); Annot., 91 A.L.R.2d 591 (1963). Perkins observes:

The general rule is that if deception causes a misunderstanding as to the fact itself (fraud in the factum) there is no legally-recognized consent because what has happened is not that for which consent was given; whereas consent induced by fraud is as effective as any other consent, so far as direct and immediate legal consequences are concerned, if the deception related not to the thing done but merely to some collateral matter (fraud in the inducement).

Perkins, supra at 215 (footnote omitted).

Clearly, fraud in the inducement includes such general knavery as: “No, I’m not married”; “Of course I’ll respect you in the morning”; “We’ll get married as soon as ...”; “I’ll pay you_dollars”; and so on. Whatever else such tactics amount to, they are not rape.

The question is — what is fraud in the factum in the context of consensual intercourse? The better view is that the “factum ” involves both the nature of the act and some knowledge of the identity of the participant. Thus in the “doctor” cases, consent would not be present unless the patient realized that the “procedure” being employed was not medical, but sexual. See Perkins, supra at 214. Further, while it is arguable that there may be people who are willing to hop into bed with absolutely anyone, we take it that even the most uninhibited people ordinarily make some assessment of a potential sex partner and exercise some modicum of discretion before consenting to sexual intercourse. Thus, consent to the act is based on the identity of the prospective partner.2

This is not to suggest that knowing the partner’s true name or anything about him or her is necessary to consent. The use of a false name may well amount to fraud in the inducement, but it does not alone vitiate consent. This is consistent with the view expressed in the Manual that the act is not rape if consent was obtained by fraud. Para. 199a, Manual, supra. Where there is fraud in the factum, there is no actual consent.

We now turn to the military judge’s instructions to determine whether they accurately stated the law. In this regard, we note that no objections were made to the judge’s instructions at trial, and no additional instructions were requested. The record of trial demonstrates, however, that the court members needed some clarifications. The president inquired whether it would be “fraud” if “[s]he did consent, but it was a different person who took advantage of it[?]” The judge replied:

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Bluebook (online)
25 M.J. 114, 1987 CMA LEXIS 3980, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-booker-cma-1987.