United States v. Blythe Lynn Vigo and Ariel Nicholas Arenado

435 F.2d 1347
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 3, 1971
Docket28404_1
StatusPublished
Cited by21 cases

This text of 435 F.2d 1347 (United States v. Blythe Lynn Vigo and Ariel Nicholas Arenado) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Blythe Lynn Vigo and Ariel Nicholas Arenado, 435 F.2d 1347 (5th Cir. 1971).

Opinion

TUTTLE, Circuit Judge:

These two cases represent appeals from .separate trials and judgments of conviction and sentences following a joint indictment of the two parties. Not only were the cases tried separately, but the points on appeal differ in such degree that the court will treat them separately here.

THE VIGO CASE

There was very thin evidence connecting the appellant Vigo with a sale that was made, according to the indictment and proof in a separate case, by one Ariel Arenado to a government undercover agent of a quantity of cocaine. We do not reach the question of the sufficiency of the evidence, because we conclude that on the basis of cross examination of the appellant as to the conviction of her husband on a narcotics charge in a manner that was not truly impeaching of her testimony the judgment of conviction and her sentence must be reversed. Evidence at the trial revealed that appellant had driven a vehicle for a person who was proved' to have made a sale to a government undercover agent. She claimed that she had no knowledge of the purpose of the trip or that she had any involvement in it. On cross examination, she claimed that she not only had no knowledge of narcotics but that she did not know of anyone who had been convicted of violating narcotic laws and who “dealt” with Mr. Arenado. The trial court permitted cross examination which elicited the fact that her husband had been convicted “of one count on possession and one count of illegal importation of heroin,” and that he was a close friend of Mr. Alienado. 1

*1349 After the case had been submitted to the jury and after the jury has been deliberating for approximately forty-five minutes, they advised the court that they could not arrive at a verdict. The court then stated to them as follows:

“THE COURT: Gentlemen, I have received a note signed by the foreman of the jury, which reads as follows:
‘Your Honor, we cannot reach a verdict.’
“Ladies and gentlemen of the jury, you have actually been deliberating about forty-five minutes and you have not possibly had time to comply with my instructions that you discuss with each other and listen to the views of each other with a disposition to accept the views of the others if the reasons that they advance are persuasive, based upon the evidence and not contrary to the Court’s instructions on the law. It is impossible at this point, after such a short deliberation, for any juror, I believe, to be adamant in his opinion.
“As I told you, it is the essence of the jury system that each of you consider all of the evidence that is recalled, discuss it among yourselves and try to come to some opinion.
“I don’t believe, frankly, that you have done it, because I don’t think you have had time to do it.
“I am going to excuse you now. I am going to let you go home. But I am going to excuse you with the instructions I have given you, which are still in force and effect. I direct you to return here at nine o’clock tomorrow morning and commence your deliberations again. I just will not accept, within forty-five minutes, a statement from the jury that they can’t arrive at a verdict in a case. You may be excused until nine o’clock tomorrow morning, at which time you will report here. “And just as an additional caution to you, you may well be advised to bring with you tomorrow morning some night clothes and your toilet articles because, in my opinion, if I do not believe that there is an impossibility of reaching a verdict, I am going to send you to a hotel tomorrow night.”

The jury returned on the following day and after resuming deliberations, at about nine o’clock returned a verdict of guilty at ten fifty-four A.M.

We deal first with the supplemental charge to the jury. The issue in this case, although it took some time to try it, was not really complicated. The question was whether the appellant was really a party to the conspiracy by her association with others who were convicted or pleaded guilty in other proceedings. It may well have been possible for the jurors to give adequate consideration within forty-five minutes to this rather narrow issue. However, we do not find that there was anything inherently wrong in the trial judge’s charge to the effect that the jurors had not really had time enough to have arrived at adamant viewpoints that were not subject to modification. However, the rest of the charge raises a substantial question under the decisions of this court dealing with variations of the Allen charge.

*1350 This court, consistent with many others, has quite properly, we think, made a determined effort to impress upon the trial courts of this circuit the grave responsibilities resting upon a trial court when it seeks to use all or any part of the Allen charge. This court stated in Powell v. United States, 5 Cir., 1961, 297 F.2d 318:

“It is implicit in the decisions of the Supreme Court dealing with the Allen case, e. g. Burton v. United States, 196 U.S. 283, 25 S.Ct. 243, 49 L.Ed. 482 and Brasfield v. United States, (1926) 272 U.S. 448, 47 S.Ct. 135, 71 L.Ed. 345, that the Fourth Circuit was correct in its recent holding [United States v. Rogers (1961), [4th Cir.,] 289 F.2d 433, 435, 437] ‘that the Allen charge, itself, approaches ultimate permissible limits * * * ’ in handling situations similar to that facing the court below.”

In his dissenting opinion in Huffman v. United States (5th Cir., 1962), 297 F.2d 754, 755, Chief Judge Brown, who had been a member of the court, together with the writer of this opinion in the Powell case, supra, expressed the view that the Allen charge was no longer proper for use in a criminal prosecution. His discussion is enlightening and has been persuasive to other judges of this court. See, for instance, the comments by Judge Wisdom as the author of the opinion in Green v. United States (5 Cir., 1962), 309 F.2d 852, fn. 3, page 854. However, in light of the decisions of this court, the Allen charge cannot be ruled out, except upon a hearing by the court en banc, for to do so would involve the overruling of many prior decisions of the court, including Huffman, supra.

Viewing the language used by the trial court in this particular instance, we conclude that it borders on the forbidden. However, we need not decide whether it falls on the near or far side of the line, in light of our decision on the other issue, which requires a reversal of the judgment of conviction. It is not likely that a similar charge will be occasioned in the event of a new trial.

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Bluebook (online)
435 F.2d 1347, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-blythe-lynn-vigo-and-ariel-nicholas-arenado-ca5-1971.