United States v. Bivins

104 F. App'x 892
Court of Appeals for the Fourth Circuit·Decided July 26, 2004·No. 03-4743·Unpublished·Cited by 3 cases

Opinion

Affirmed by unpublished PER CURIAM opinion.

Unpublished opinions are not binding precedent in this circuit. See Local Rule 36(c).

OPINION

PER CURIAM.

Alton F. Bivins, Jr. was convicted on federal charges of conspiracy to commit money laundering, engaging in monetary transactions in property derived from criminal activity, and wire fraud. Bivins appeals, arguing that his convictions should be. overturned because his indictment was defective and because the evidence was insufficient. In the alternative, he argues that he is entitled to a new trial because of various evidentiary errors and faulty jury instructions. We affirm.

I.

The indictment, returned on December 20, 2000, charged Bivins with one count of conspiracy to commit money laundering in violation of 18 U.S.C. § 1956(h); four counts of engaging in monetary transactions in property derived from criminal *895 activity in violation of 18 U.S.C. § 1957(a); and six counts of wire fraud in violation of 18 U.S.C. § 1343.

Trial began on February 3, 2003, and the government presented the following evidence. Donald Osorio (Osorio) and Karen Bivins (Karen) were involved in a conspiracy to import and distribute cocaine and heroin. Karen was the sister of Alton Bivins (Bivins), the defendant in this case. During the height of the conspiracy, Oso-rio was buying and selling fifteen kilograms of cocaine a week and turning a profit of approximately $11,000 on each kilogram. Karen was Osorio’s “right hand person.” J.A. 101. She stored drugs in her home and helped organize drug pickups and deliveries. Karen was also responsible for managing and investing the money Osorio acquired through his drug dealing operation. Around 1995 Karen advised Osorio that he should invest his drug proceeds in real estate. Soon thereafter, Karen used drug funds to buy a neighborhood grocery store that served as a front for Osorio’s drug dealing activities. A law enforcement officer described the store as “bare,” “without a lot of product in it.” S.J.A. 7-8. Karen also used Osorio’s drug funds to set up a loan corporation called the Mortgage Corporation of Maryland (MCM). Osorio’s drug proceeds were used to pay for MCM’s office space, furniture, phone lines, and advertising. According to Osorio, “Karen and her brother were going to do the loans of that office.” J.A. 154. From 1995-1997 Osorio used MCM to obtain loans in several real estate transactions.

During the time of Osorio and Karen’s ongoing drug distribution conspiracy, Bivins was employed as a mortgage loan officer at MCM. In this role Bivins was responsible for soliciting loans from lenders and completing loan applications. The applications required him to submit information regarding an applicant’s wages, residence, and employment status. Between 1995 and 1997 Bivins served as the loan officer in six real estate transactions involving the purchase or sale of property by Osorio. In each of these transactions, Bivins falsified portions of Osorio’s loan application. Specifically, Bivins provided lenders with false information about Oso-rio, including false W-2 forms, false pay stubs, and false information about his place of employment and current residence. In two of the transactions, Bivins used the alias “Jose Soto” to hide the fact that Osorio was involved in the purchase or sale of property. All of these real estate transactions were consummated by the use of proceeds derived from Osorio’s drug operation.

Bivins testified in his own defense. He admitted that he knowingly and willfully submitted false loan applications and false documentation for Osorio. However, he claimed to have no knowledge that either Osorio or Karen were engaged in drug distribution or that the funds used to buy the real estate were derived from drug dealing. According to Bivins, he “didn’t know [Osorio] did not have any legitimate source of income.... [He] only knew that it was not derived from the source stated on the application.” S.J.A. 151. Bivins said he believed Osorio would repay all of the mortgage loans with proceeds from the grocery store, which Bivins had visited “a couple of times.” J.A. 405. Bivins admitted, however, that he had never requested to see any financial statements from the store.

At the close of the evidence, Bivins moved for a judgment of acquittal, arguing that the government had not introduced any evidence showing that he knew that Osorio was a drug dealer or that he knew Osorio was using money derived from criminal activity. The motion was denied, *896 and the case was submitted to the jury. On February 13, 2003, the jury convicted Bivins on all counts. Bivins now appeals.

II.

Bivens raises five issues: (1) that the indictment failed to adequately describe his alleged illegal conduct; (2) that the government relied on an improper theory of knowledge in its effort to convict him of conspiracy to commit money laundering; (3) that there was insufficient evidence to support a finding of willful blindness; (4) that certain evidence was admitted in error; and (5) that there were certain errors in the jury instructions.

A.

Bivins first argues that counts two through five of the indictment failed to adequately describe the specific conduct with which Bivins was charged. These counts charged Bivins with violating 18 U.S.C. § 1957(a), which makes it illegal for an individual to “knowingly engage [ ] ... in a monetary transaction in criminally derived property of a value greater than $10,000.” Section 1957(f)(1) defines “monetary transaction” as “the deposit, withdrawal, transfer, or exchange ... of funds ... by, through, or to a financial institution ... including any transaction that would be a financial transaction under section 1956(c)(4)(B) of this title.” Bivins argues that the indictment was insufficient because it failed to inform him of the specific type of monetary transaction in which he participated, that is, whether his acts were a “deposit, withdrawal, transfer, or exchange.”

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United States v. Bivins, 104 F. App'x 892 (4th Cir. 2004).

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