United States v. Bevel

558 F. Supp. 95, 1983 U.S. Dist. LEXIS 18935
District Court, N.D. Georgia·Decided February 28, 1983·No. Crim. No. CR-82-229-A·Published

Opinion

MEMORANDUM OPINION

O’KELLEY, District Judge.

Defendant and Emmett Alan Nethery were indicted as co-defendants for the crime of theft of a 1974 AMC jeep in violation of 18 U.S.C. § 641.1 On January 10, [97]*971983, Nethery entered a guilty plea before the magistrate.2 During the arraignment the United States Attorney stipulated that the value of the jeep, the only property allegedly stolen, was less than $100.00. After finding a factual basis for accepting Nethery’s plea of guilty to conversion of government property valued less than $100.00, the magistrate sentenced Nethery.

In this criminal action the defendant was indicted on three counts. The first count charged defendant with committing the crime of stealing government property valued in excess of $100.00. See 18 U.S.C. § 641. Prior to trial, defendant’s attorney moved to dismiss this count based on the doctrine of collateral estoppel.

Traditionally applied in civil cases, the doctrine of collateral estoppel precludes litigation of an issue previously litigated if the issue in the subsequent proceeding is identical to the one contained in the prior action, the issue was actually litigated, and the determination of the issue was necessary in the prior action. Williams v. Bennett, 689 F.2d 1370, 1381 (11th Cir.1982); Stovall v. Price Waterhouse Co., 652 F.2d 537, 540 (5th Cir.1981). In a landmark decision, the Supreme Court of the United States sanctioned the use of collateral es-toppel in criminal cases. See Ashe v. Swenson, 397 U.S. 436, 445, 90 S.Ct. 1189, 1195, 25 L.Ed.2d 469 (1970). Holding that collateral estoppel is embodied in the fifth amendment protection against double jeopardy, the Court determined that relitigation of an issue on which the same defendant was acquitted was fundamentally unfair and violated the protection against multiple prosecutions for the same offense. Id. at 446, 90 S.Ct. at 1195.

Writing for the majority in Ashe, Justice Stewart explained the doctrine’s purpose in criminal cases as follows; “When an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot be litigated by the same parties in any future lawsuit.” Id. at 443, 90 S.Ct. at 1194. Furthermore, “the rule of collateral estoppel in criminal cases is not to be applied with the hypertechnical and archaic approach of a 19th century pleading book, but with realism and rationality.” Id. at 444, 90 S.Ct. at 1194.

Of course, the applicability of collateral estoppel depends on the facts and circumstances of each case. Id.; United States v. Griggs, 651 F.2d 396, 399 (5th Cir.1981) (Unit B). In analyzing a claim of collateral estoppel, the court first must determine what facts were decided in the first lawsuit and whether the prosecutor in a second trial has attempted to relitigate those facts. United States v. Henry, 661 F.2d 894, 897 (5th Cir.1981) (Unit B); United States v. Griggs, 651 F.2d 396, 399 (5th Cir.1981); United States v. Mock, 604 F.2d 341, 343 (5th Cir.1979).

In the instant case, defendant’s attorney seeks to invoke the doctrine because the issue of the value of the converted jeep was purportedly litigated during the arraignment of Nethery. Therefore, this assertion is a nonmutual use of collateral es-toppel. At common law, mutuality of the parties was a prerequisite to the application of the doctrine of collateral estoppel. Standefer v. United States, 447 U.S. 10, 21 & n. 15, 100 S.Ct. 1999, 2006 & n. 15, 64 L.Ed.2d 689 (1980); see Bigelow v. Old Dominion Copper Mining and Smelting Co., 225 U.S. [98]*98111, 127, 32 S.Ct. 641, 642, 56 L.Ed. 1009 (1912) (“It is a principle of general elementary law that estoppel of a judgment must be mutual.”). Recently, however, courts have permitted nonmutual collateral estop-pel in civil actions when the judicial economy would be promoted and private resources would be conserved without unfairness to the litigant against whom estoppel was invoked. See Allen v. McCurry, 449 U.S. 90, 105, 101 S.Ct. 411, 420, 66 L.Ed.2d 308 (1980) (permitting collateral estoppel in 42 U.S.C. § 1983 actions); Parklane Hosiery Co. v. Shore, 439 U.S. 322, 337, 99 S.Ct. 645, 654, 58 L.Ed.2d 552 (1979) (upholding offensive use of nonmutual collateral estop-pel); Blonder-Tongue Laboratories, Inc. v. University of Illinois Foundation, 402 U.S. 313, 350, 91 S.Ct. 1434, 1453-54, 28 L.Ed.2d 788 (1971) (patent infringement action).

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United States v. Bevel, 558 F. Supp. 95, 1983 U.S. Dist. LEXIS 18935 (N.D. Ga. 1983).

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Related

United States v. Ball
163 U.S. 662 (Supreme Court, 1896)
Ashe v. Swenson
397 U.S. 436 (Supreme Court, 1970)
Parklane Hosiery Co. v. Shore
439 U.S. 322 (Supreme Court, 1979)
Montana v. United States
440 U.S. 147 (Supreme Court, 1979)
Standefer v. United States
447 U.S. 10 (Supreme Court, 1980)
Allen v. McCurry
449 U.S. 90 (Supreme Court, 1980)
United States v. Leonard Peltier
585 F.2d 314 (Eighth Circuit, 1978)
United States v. Lawton Scott Mock
604 F.2d 341 (Fifth Circuit, 1979)
United States v. Joe Sanchez
609 F.2d 761 (Fifth Circuit, 1980)
United States v. Alberto Espinosa-Cerpa
630 F.2d 328 (Fifth Circuit, 1980)
United States v. Charles D. Griggs
651 F.2d 396 (Fifth Circuit, 1981)
Robert C. Stovall, Jr. v. Price Waterhouse Co.
652 F.2d 537 (Fifth Circuit, 1981)
United States v. James Malcolm Henry
661 F.2d 894 (Fifth Circuit, 1981)
Bobby Williams v. Larry Bennett
689 F.2d 1370 (Eleventh Circuit, 1982)