United States v. Bergen

6 C.M.A. 601, 6 USCMA 601, 20 C.M.R. 317, 1956 CMA LEXIS 321, 1956 WL 4520
CourtUnited States Court of Military Appeals
DecidedJanuary 27, 1956
DocketNo. 6642
StatusPublished
Cited by11 cases

This text of 6 C.M.A. 601 (United States v. Bergen) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bergen, 6 C.M.A. 601, 6 USCMA 601, 20 C.M.R. 317, 1956 CMA LEXIS 321, 1956 WL 4520 (cma 1956).

Opinions

Opinion of the Court

Robert E. Quinn, Chief Judge:

The accused was convicted of a violation of a general order prohibiting the use of a central nervous system stimulant, such as ephedrine and its related compounds. His conviction and sentence which includes a dishonorable discharge was affirmed by intermediate authorities. The accused appeals to this Court. Two errors are assigned for our consideration. The first concerns the admissibility of certain answers by a witness testifying by written deposition. The second relates to the law officer’s instructions on ignorance of fact as a defense.

_ About the sixteenth or seventeenth of September 1954, the accused was observed in the orderly room by his detachment commander. His gait was unsteady and his eyes were glazed. Examining the accused, the commander discovered “old and new needle marks” on both arms. The accused was taken to the hospital where he was again examined by a Dr. Pegg. Dr. Pegg was reasonably certain that a needle was the instrument which produced the punctures on the accused’s arms because its marks are “fairly characteristic.” A urine specimen was voluntarily provided by the accused. Subsequent analysis of the urine indicated that it contained methamphetamine, which was described by First Lieutenant IT. J. Antonides, Chief of the Toxicology Section, 406th Medical General Laboratory, as a central nervous system stimulant of the same compound group as ephedrine. Lieutenant Antonides’ qualifications as an expert include the award by Purdue University of a Doctor of Philosophy degree, with studies in pharmaceutical chemistry, organic chemistry and bio[605]*605chemistry, plus fifty-four months experience as a university instructor in pharmacy and pharmaceutical chemistry.

Lieutenant Antonides’ testimony was presented by the prosecution in the form of a written deposition. Defense counsel objected to the admission in evidence of certain of his answers which related to the urine analysis. It appears from the Lieutenant’s testimony that a single analysis of the urine specimen was made. Some parts of the analysis were performed by members of the staff and others by himself. However, he had “no individual recollection” of any of the tests performed in the analysis. His testimony as to the efforts of the staff personnel, his own work, and of the final result was predicated entirely upon “the laboratory data.” Looking at the records themselves “recall [ed] no specific memory to . . . [his] mind relative to this . . . specific individual ... or the specimen T-3934.” Replying to a direct question as to whether he could testify from memory and without reference to laboratory records in regard to the accused’s urine specimen, Lieutenant Antonides said, “I will never testify as to any laboratory results or data concerning any case or specimen without reference to laboratory data.” Asked to seal the records that were used in connection with his answers and to forward them to counsel representing the Government, the witness replied, “Direct orders from the Commanding Officer of the 406th Medical General Laboratory and army regulations prohibit my complying with your request.”

The laboratory records were not forwarded, and consequently were not presented with the deposition when offered in evidence by trial counsel. Defense counsel objected to the answers regarding the analysis because the laboratory data was not included and because some of the answers were based upon information obtained from other persons.

At the outset, it is appropriate to consider whether the laboratory records were privileged. No regulation is cited which would preclude forwarding of an authenticated copy of- the data for use-with the deposition. The army regulation, SR 345-250-60, referred to by Lieutenant Antonides in answering the interrogatories regarding the record-keeping requirements of the Toxicology Section, does not prohibit the transmission of records for use in a court-martial. Certainly, the laboratory records were not confidential or classified. See AR 345-20, paragraph 8. Lieutenant Antonides did not refuse to testify to their contents. As a matter of fact, disclosure of the result is essential to the purpose for which the analysis is requested. It would appear, therefore, that the commanding officer’s order restricting release of the laboratory data applied only to the original records, and did not prohibit the making and submission of copies. Hence, no cogent reason exists to justify withholding the laboratory records. Cf. United States v Hawkins, 6 USCMA 135, 19 CMR 261. The question then is whether the records constitute an integral part of the deposition.

To aid him in testifying, a witness may use a written memorandum or other writing. There are generally two occasions for such use. The first occurs when the witness’s present recollection of the subject matter is uncertain and he needs to have his memory revived. Use of the memorandum in this instance is called refreshing or reviving the present recollection of the witness. The second situation arises when even after an inspection of a writing in which he has recorded the facts of his observation, the memory of the witness still cannot independently supply the testimony he is called upon to give. This is called a memorandum of past recollection recorded. Although the legal effects incident to each use are substantially different, they are “often confused.” Wigmore, Evidence, 3d ed, §725.

In the case of a memorandum to refresh the present recollection of the witness, only the testimony of the witness is admitted in evidence. The writing is not used evidentially, and it is normally not shown to the triers of fact, [606]*606although it may be used to test the credibility of the witness. People v Gezzo, 307 NY 385, 121 NE2d 380. In past recollection recorded, the memorandum itself is admitted in evidence. Halsey v Sinsebaugh, 15 NY 485, cited with approval in Parsons v Wilkinson, 113 US 656, 5 S Ct 691, 28 L ed 1037. See also: Wigmore, Evidence, 3d ed, § 738. Moreover, a material difference exists as to the predicate that must be established to justify use of the memorandum in each instance. The memorandum to refresh or revive the memory of the witness need not be one made personally by the witness. Goodfriend v United States, 294 Fed 148 (CA 9th Cir) (1923), rehearing denied February 11, 1924. And, since it is not itself admissible in evidence, a copy of the memorandum may be used without violating the best evidence rule. Goodfriend v United States, supra; Olmstead v United States, 19 F2d 842 (CA 9th Cir) (1927), rehearing denied July 18, 1927, aff'd 277 US 438.

On the other hand, unless made in the regular course of business and independently entitled to admission on that ground, a memorandum of past recollection recorded must be based on the entrant’s personal knowledge of the correctness of the facts. United States v Keppler, 1 F2d 315 (CA 3d Cir) (1924). Otherwise it requires identification by the informant, as well as the entrant, before it may be admitted as a memorandum of past recollection recorded. City of New York v Second Ave. R. Co., 102 NY 572, 7 NE 905; Annotation, 125 ALR 19, at page 150.

A memorandum of past recollection recorded is also subject to the best evidence rule, and the original of the writing must be produced, unless it is shown to be unavailable. Wigmore, -Evidence, 3d ed, § 749. Other differences exist but we need not catalogue them. See: 58 Am Jur, Witnesses, §§ 584-593.

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Cite This Page — Counsel Stack

Bluebook (online)
6 C.M.A. 601, 6 USCMA 601, 20 C.M.R. 317, 1956 CMA LEXIS 321, 1956 WL 4520, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bergen-cma-1956.