United States v. Bent

654 F. App'x 11
CourtCourt of Appeals for the Second Circuit
DecidedJune 16, 2016
Docket14-4740-cr
StatusPublished
Cited by6 cases

This text of 654 F. App'x 11 (United States v. Bent) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bent, 654 F. App'x 11 (2d Cir. 2016).

Opinion

SUMMARY ORDER

Randy Washington appeals from a judgment of conviction entered on December 19, 2014, in the United States District Court for the Southern District of New York (Sullivan, J.), following a one-week jury trial. Washington was convicted of various robbery, drug, and gun crimes and sentenced principally to 27 years’ imprisonment. Before sentencing, the district court denied Washington’s post-trial motion, which alleged that he was incompetent to engage in plea negotiations and had received ineffective assistance of counsel. We assume the parties’ familiarity with the underlying facts, procedural history, and specification of issues for review.

On appeal, Washington first argues that the district court, in denying his post-trial motion, erred in failing to find that Washington was incompetent to engage in plea negotiations. “We will uphold a district court’s [competency] finding unless clearly erroneous.” United States v. Nichols, 56 F.3d 403, 411 (2d Cir. 1995).

The Due Process Clause requires that a defendant be competent to stand trial. United States v. Arenburg, 605 F.3d 164, 168 (2d Cir. 2010). The test for determining whether a defendant is competent is “whether he has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding— and whether he has a rational as well as factual understanding of the proceedings against him.” Dusky v. United States, 362 U.S. 402, 402, 80 S.Ct. 788, 4 L.Ed.2d 824 [12]*12(1960). This standard applies both to a defendant’s competency to stand trial and to his competency to plead guilty. Godinez v. Moran, 509 U.S. 389, 399, 113 S.Ct. 2680, 125 L.Ed.2d 321 (1993). The court determines competency by a preponderance of the evidence. Nichols, 56 F.3d at 410.

The district court did not clearly err in concluding that Washington was competent to engage in plea negotiations. Neither of the two psychologists who examined Washington concluded that he was incompetent to engage in plea negotiations. To the contrary, Dr. Sanford Drob concluded that Washington was “competent to proceed to sentencing” and had “no indication that he was not competent to proceed at the time of his trial.” App’x at 65, 71. As noted, the standards for competence To stand trial and competence to plead guilty are the same. Godinez, 509 U.S. at 399, 113 S.Ct. 2680. Dr. Drob also concluded that Washington was capable of “cooperating with counsel,” App’x at 65, and Dr. William Barr explained how Washington was “able to describe the concept of plea bargaining,” including “the advantages received by both the defendant and the prosecutors in a hypothetical plea situation,” App’x at 77. Although both psychologists expressed a concern that Washington may have had an “unrealistic view of the evidence against him, his chances of prevailing at trial, and the consequences he would face if convicted,” App’x at 71, 81, this is not the same as finding Washington incompetent. See Dusky, 362 U.S. at 402, 80 S.Ct. 788. Moreover, the district court stated that its own observations of Washington—at his arraignment, during the six-day trial, and at various court proceedings before and after trial—“mirror[ed] Dr. Drob’s and Dr. Barr’s findings as to [Washington’s] competence to engage in plea negotiations and stand trial.” App’x at 144. In view of these facts, the district court did not clearly err in determining that Washington was competent to engage in plea negotiations.

Washington further contends that, at a minimum, the district court should have held an evidentiary hearing on the issue. We review a district court’s decision whether to hold an evidentiary hearing on the issue of competency for abuse of discretion. Arenburg, 605 F.3d at 169.

“At any time after the commencement of a prosecution for an offense and prior to ⅛⅞ sentencing of the defendant ... the deipidant ... may file a motion for a hearing to determine the mental competency of the defendant.” 18 U.S.C. § 4241(a). The district court “shall grant the motion ... if there is reasonable cause to believe that the defendant may presently be suffering from a mental disease or defect rendering him mentally incompetent to the extent that he is unable to understand the nature and consequences of the proceedings against him or to assist properly in his defense.” Id. “Neither the federal statute governing competency determinations, 18 U.S.C. § 4241, nor the Due Process Clause requires a hearing in every instance; a hearing is required only if the court has ‘reasonable cause’ to believe that the defendant has a mental defect rendering him incompetent.” Nichols, 56 F.3d at 414. In deciding that an evidentiary hearing is necessary, a court may rely on “many factors,” Arenburg, 605 F.3d at 169 (internal quotation marks omitted), including reports from psychologists and the court’s own observations, see Nichols, 56 F.3d at 414.

The district court did not abuse its discretion in declining to hold an evidentiary hearing on the competency issue. The district court ordered the psychological evaluations “out of an abundance of caution” despite its “own observations suggesting that [Washington] was and remained competent.” App’x at 146. Because the evaluations “only confirmed [Washing[13]*13ton’s] competence,” the court concluded that an evidentiary hearing was unnecessary. App’x at 146.

Washington next argues that the district court erred in rejecting his ineffective assistance of counsel claim. See Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). He contends that his trial counsel was constitutionally ineffective in failing to show him a draft plea agreement and advise him that, under the proposed plea agreement, Washington could be sentenced to as little as seven years’ imprisonment and that he would have the right to appeal any sentence that exceeded the Guidelines range. We review a district court’s findings of fact in connection with ineffective assistance claims for clear error. Chhabra v. United States, 720 F.3d 395, 407 (2d Cir. 2013). We review de novo the district court’s “ultimate rulings as to Strickland’s components[] and its ultimate decision as to whether counsel’s performance violated the defendant’s Sixth Amendment rights.” Id.

The Sixth Amendment guarantees criminal defendants the right to effective assistance of counsel. Strickland, 466 U.S. at 686, 104 S.Ct. 2052. This right extends to the plea-bargaining process. Lafler v. Cooper, — U.S. —, 132 S.Ct. 1376, 1384, 182 L.Ed.2d 398 (2012). To be entitled to relief on a claim of ineffective assistance, a “defendant must show that counsel’s performance was deficient” and “that the deficient performance prejudiced the defense.” Strickland, 466 U.S. at 687, 104 S.Ct. 2052.

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Bluebook (online)
654 F. App'x 11, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bent-ca2-2016.