United States v. Banks

36 M.J. 1003, 1993 CMR LEXIS 116, 1993 WL 74308
CourtU.S. Army Court of Military Review
DecidedMarch 11, 1993
DocketACMR 9100631
StatusPublished
Cited by3 cases

This text of 36 M.J. 1003 (United States v. Banks) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Banks, 36 M.J. 1003, 1993 CMR LEXIS 116, 1993 WL 74308 (usarmymilrev 1993).

Opinion

[1004]*1004OPINION OP THE COURT

JOHNSON, Senior Judge:

Pursuant to mixed pleas, the appellant was convicted by a military judge sitting as a general court-martial of twelve specifications of disobeying an order of a commissioned officer and six specifications of aggravated assault, in violation of Articles 90 and 128, Uniform Code of Military Justice, 10 U.S.C. §§ 890 and 928 (1982) [hereinafter UCMJ]. His approved sentence consists of a dishonorable discharge, confinement for ten years, and forfeiture of $600.00 pay per month for 120 months.

Shortly after he entered active duty, the appellant was diagnosed as being positive for the Human Immunodeficiency Virus (HIV). He was medically evaluated at Fort Sill, Oklahoma, and, in accordance with Army Reg. 600-110, Personnel-General: Identification, Surveillance, and Administration of Personnel Infected with Human Immunodeficiency Virus (HIV) (11 Mar. 1988), counseled by the Fort Sill HIV Program Coordinator. On 26 November 1990, the appellant was ordered by his commander that if he could not abstain from sex he must use a condom or other form of barrier protection and that he must advise any prospective sexual partner of his medical condition. Between 29 November 1990 and 12 January 1991, the appellant engaged in sexual intercourse with three different women. The appellant did not inform any of his sexual partners of his medical condition nor did he wear a condom during sexual intercourse.

The appellant has assigned three errors: first, that his plea of guilty to Charge I (aggravated assault) is improvident; second, that the evidence was insufficient to support the findings of guilty of Additional Charge I (aggravated assault) and Additional Charge II (disobeying an officer); and third, that he was denied effective post-trial assistance of counsel.

The appellant contends that his plea of guilty to Charge I was improvident because it lacked the factual predicate to support the plea. He asserts that his admissions during the providence inquiry did not prove that having unprotected sexual intercourse while infected with the HIV virus would “likely inflict death or grievous bodily harm” on his sexual partner. Specifically, the appellant argues that he was unaware at the time he pled guilty of the statistical probabilities involved in the transmittal of the HIV virus to another through sexual intercourse. Therefore, his admission that his acts of unprotected sexual intercourse constituted an aggravated assault is of no effect. We disagree and find his plea provident.

It is now axiomatic that an HIV positive soldier can be convicted of assault for having unwarned and unprotected sexual intercourse. United States v. Johnson, 30 M.J. 53, 56 (C.M.A.), cert. denied, 498 U.S. 919, 111 S.Ct. 294, 112 L.Ed.2d 248 (1990); United States v. Schoolfield, 36 M.J. 545 (A.C.M.R.1992); United States v. Joseph, 33 M.J. 960 (N.M.C.M.R.1991). But see United States v. Perez, 33 M.J. 1050, 1053 (A.C.M.R.1991) (evidence of record was that Perez had a vasectomy and was not able to transmit the HIV virus). The Court of Military Appeals has specifically held that an accused’s semen containing the HIV virus is a means likely to produce death or grievous bodily harm. Johnson, 30 M.J. at 57. Furthermore, “[wjhether the conduct of the accused involves a ‘means ... used in a manner likely to produce death or grievous bodily harm’ is a question to be determined by the fact-finder.” Id.

The evidence need not establish that death or grievous bodily harm was highly probable or even more likely than not, and no required statistical probability can be found in decisional law. It is for the fact finder to consider all the evidence and determine beyond a reasonable doubt whether the risk of harm meets the general statutory requirement, although the law clearly does require that the risk amount to more than “merely a fanciful, speculative, or remote possibility” of harm.

Joseph, 33 M.J. at 964 (footnote omitted).

Here, the evidence came in the form of testimony by the appellant during the prov[1005]*1005idence inquiry and through a stipulation of fact entered into by the appellant. During the guilty plea inquiry, the military judge correctly stated the elements of the offenses in question and correctly defined “grievous harm” and “means or force.” After being advised of the elements of the offenses, the appellant acknowledged that he understood that his plea admitted that each of the elements of the offenses accurately described what he did. The appellant then admitted that the elements correctly described his conduct.

We find that the military judge’s providence inquiry sufficiently complies with the provisions of Manual for Courts-Martial, United States, 1984, R.C.M. 910(e) [hereinafter R.C.M.] and United States v. Care, 18 U.S.C.M.A. 535, 40 C.M.R. 247 (C.M.A. 1969).

In his second assignment of error, the appellant argues that the military judge erred in finding him guilty of the two additional contested charges, because he improperly used the stipulation of fact, entered into in connection with the pleas of guilty, to prove the elements of the two additional charges without obtaining the appellant’s consent to do so. The government disagrees, arguing that the stipulation of fact was admitted into evidence after a complete and thorough inquiry of the appellant as required by United States v. Bertelson, 3 M.J. 314 (C.M.A.1977) and therefore, was properly considered by the military judge; and that even if the military judge did err, there was sufficient additional evidence presented to support his findings of guilty of the additional charges. We disagree with the government and find that, absent the factual admissions contained in the stipulation of fact, the government failed to provide sufficient evidence to support the military judge’s findings on the two additional charges.

Pursuant to the terms of his pretrial agreement with the convening authority, the appellant entered into a stipulation “of the facts and circumstances surrounding the offense” and agreed that the stipulation could “be used to inform the ... military judge ... of matters pertinent to an appropriate finding and/or sentence.” The pretrial agreement provided that if the appellant’s plea was not accepted, the stipulation would be “null and void.” The agreement is silent as to whether the stipulation could be considered on the merits as to the elements of the contested charges.

In the stipulation, the appellant admitted, inter alia,

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Bluebook (online)
36 M.J. 1003, 1993 CMR LEXIS 116, 1993 WL 74308, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-banks-usarmymilrev-1993.