United States v. Baas

CourtCourt of Appeals for the Armed Forces
DecidedMay 28, 2020
Docket19-0377/MC
StatusPublished

This text of United States v. Baas (United States v. Baas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Baas, (Ark. 2020).

Opinion

This opinion is subject to revision before publication

UNITED STATES COURT OF APPEALS FOR THE ARMED FORCES _______________

UNITED STATES Appellee v. Nicholas S. BAAS, Corporal United States Marine Corps, Appellant No. 19-0377 Crim. App. No. 201700318 Argued March 17, 2020—Decided May 28, 2020 Military Judges: Forrest W. Hoover and Peter S. Rubin For Appellant: Lieutenant Daniel E. Rosinski, JAGC, USN (argued). For Appellee: Lieutenant Joshua C. Fiveson, JAGC, USN (argued); Lieutenant Colonel Nicholas L. Gannon, USMC, Lieutenant Commander Timothy C. Ceder, JAGC, USN, and Brian K. Keller, Esq. (on brief); Colonel Mark K. Jamison, USMC. Judge RYAN delivered the opinion of the Court, in which Chief Judge STUCKY and Judges OHLSON, SPARKS, and MAGGS (except as to Part II.B), joined. Judge MAGGS filed a separate opinion, concurring in part and in the judgment. _______________

Judge RYAN delivered the opinion of the Court. A general court-martial convicted Appellant, contrary to his pleas, of two specifications of conspiracy,1 one specifica- tion of false official statement, two specifications of raping a child, two specifications of producing child pornography with intent to distribute, and two specifications of distribution of child pornography in violation of Articles 81, 107, 120b, and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C.

1 Following findings, the military judge consolidated the two conspiracy specifications into one. United States v. Baas, No. NMCCA 201700318, 2019 CCA LEXIS 173, at *1 n.1, 2019 WL 1601912, at *1 n.1 (N-M. Ct. Crim. App. Apr. 15, 2019). United States v. Baas, No. 19-0377/MC Opinion of the Court

§§ 881, 907, 920b, 934 (2012). In accordance with his pleas, he was acquitted of one specification of raping a child, one specification of producing child pornography, and one speci- fication of distributing child pornography. Appellant was sentenced to forfeiture of all pay and allowances, reduction to grade E-1, confinement for fifteen years, and a dishonora- ble discharge. The convening authority approved the sen- tence as adjudged and the United States Navy-Marine Corps Court of Criminal Appeals (NMCCA) affirmed the findings and sentence. Baas, 2019 CCA LEXIS 173, at *55, 2019 WL 1601912, at *19. We granted review of two issues: I. Did admission of an allegedly positive Diatherix Laboratories test for gonorrhea, without testimony at trial of any witness from Diatherix,2 violate the Sixth Amendment Confrontation Clause? II. Did the lower court abuse its discretion in ad- mitting an alleged positive Diatherix test result for gonorrhea in a child’s rectal swab—where Dia- therix failed to follow its own procedures and the result was of near zero probative value? The first question we answer in the negative. As to the sec- ond question, even assuming error, we find no prejudice. We therefore affirm the lower court. I. Background The charges arose out of Appellant’s abuse of his son, GB. In June 2016, Appellant’s girlfriend, KM, searched through his cellphone for evidence of infidelity and discov- ered messages in the Skype application between him and “Hailey Burtnett”3 from August 2015 to June 2016. In these

2 Although the executive vice president of Diatherix was a witness at an Article 39(a), UCMJ, 10 U.S.C. § 839(a) (2012), ses- sion, neither he nor any Diatherix employee who administered the test at issue testified at trial. 3 Hailey Burtnett was never located or identified. While Appel- lant claimed to have known her from his high school in Alabama, he never saw her since the Skype feed was one-way, and law en- forcement was unable to find any record of such a person at the school or in that town. “Hailey’s” internet protocol (IP) address did not originate from Florida—where she told Appellant she lived—

2 United States v. Baas, No. 19-0377/MC Opinion of the Court

messages—exchanged simultaneously but with a one-way video in which Hailey could view Appellant though he could not view her—Hailey directed Appellant to perform sexual acts on his infant son. The messages indicated that Appel- lant complied. KM gave Appellant’s phone to his chain of command, who then alerted the Naval Criminal Investigative Service (NCIS). NCIS apprehended and interrogated Appellant. During his NCIS interview, Appellant admitted performing the acts Hailey directed him to do but insisted that the ob- ject of those acts was a green teddy bear belonging to his son, and not GB himself. When the NCIS agents expressed disbelief at this defense given the obscene specifics and the inability to commit the acts described with a teddy bear, Ap- pellant explained that all the graphic descriptions and direc- tions were the stuff of imagination. Then, attempting to demonstrate his innocence, Appellant admitted that he had chlamydia and gonorrhea, and insisted that should NCIS test GB for the infections, the tests would come back nega- tive. The day after Appellant’s NCIS interview, GB’s mother, who had separated from Appellant in 2015, took the child to Coastal Children’s Clinic for an appointment with Dr. Lisa Kafer, who performed a physical examination on GB. Find- ing no visible signs of abuse, Dr. Kafer obtained a rectal swab of GB and ordered a test from Diatherix—a diagnostic service—to check for chlamydia and gonorrhea. Diatherix ran a nucleic acid amplification test (NAAT), which came back positive for gonorrhea. Dr. Kafer then referred GB to another medical center for a confirmatory culture test and treatment. That facility ran the wrong test, contaminated the sample by refrigerating it, and treated GB with an anti- biotic, which foreclosed the possibility of further confirmato- ry testing.

but resolved back to Spain, France, Iceland, and Germany. Though we don’t know who Appellant skyped with, or if it was even a woman, for purposes of the opinion we will use the name and sex of the person Appellant believed he was communicating with.

3 United States v. Baas, No. 19-0377/MC Opinion of the Court

Before trial, defense counsel moved to exclude the Dia- therix test result under both the Confrontation Clause and Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579 (1993). The military judge admitted the test result, finding no Con- frontation Clause violation because the result was not testi- monial: It was “not made with an eye toward litigation” but was part of GB’s medical treatment. As to the Daubert challenge, both parties submitted vo- luminous documentary evidence, and the military judge heard expert testimony from each party in a lengthy Article 39(a), UCMJ, hearing. The defense called Dr. Ham- merschlag, a pediatrician and certified expert in the field of sexually transmitted infection (STI) diagnostics, who testi- fied that the particular NAAT Diatherix used had not been reviewed by the Food and Drug Administration (FDA), and the Centers for Disease Control and Prevention (CDC) does not recommend the use of NAATs generally on prepubescent boys because the low prevalence of gonorrhea in that popu- lation creates a high probability of false positives. This probability, the expert claimed, made it unlikely that GB’s test result was a true positive. The Government proffered two experts: Drs. Stalons and Hobbs. Dr. Stalons, Diatherix’s executive vice president and clinical director, explained the company is accredited by the American College of Pathologists (CAP) and certified for testing bacteria like gonorrhea. He added that portions of the NAAT Diatherix uses are proprietary, which meant that the test had not been reviewed by the FDA.

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