OPINION AND ORDER
JAMES E. DOYLE, District Judge.
Defendants have been indicted on three counts under 18 U.S.C. § 1462.
The indictment charges that on three separate occasions in the fall of 1969 defendants “did knowingly and unlawfully transport and cause to be transported in interstate commerce by means of a common carrier from New York, State of New York to Wausau, Marathon County in the Western District of Wisconsin, certain obscene, lewd, lascivious and filthy magazines.”
In an earlier order in this case, dated September 14, 1.972, I held that § 1462 forbids one to carry obscene books for one’s own use while traveling interstate in a common carrier, and by reason of this overbreadth, violates the First Amendment. The indictment was dismissed. On direct appeal to the United States Supreme Court, the judgment of this court was vacated and the case remanded for further consideration in light of Miller v. California, 413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973); Paris Adult Theatre I v. Slaton, 413 U.S. 49, 93 S.Ct. 2628, 37 L.Ed.2d 446 (1973); Kaplan v. California, 413 U.S. 115, 93 S.Ct. 2680, 37 L.Ed.2d 492 (1973); United States v. 12 200-ft. Reels of Super 8mm Film, 413 U.S. 123, 93 S.Ct. 2665, 37 L.Ed.2d 500 (1973); United States v. Orito, 413 U.S. 139, 93 S.Ct. 2674, 37 L.Ed.2d 513 (1973); Heller v. New York, 413 U.S. 483, 93 S.Ct. 2789, 37 L.Ed.2d 745 (1973); Roaden v. Kentucky, 413 U.S. 496, 93 S.Ct. 2796, 37 L.Ed.2d 757 (1973); and Alexander v. Virginia, 413 U.S. 836, 93 S.Ct. 2803, 37 L.Ed.2d 993 (1973). United States v. Orito,
supra,
raised the identical constitutional issue decided in my previous opinion in this case.
Orito
upheld the proscription against carrying an obscene book for one’s private, non-commercial use from one state to another in a common carrier. Thus, the present indictment cannot be dismissed for the reason for which I had earlier dismissed it.
Defendants have now moved to dismiss the indictment on the grounds (1) that § 1462 is unconstitutionally vague because it does not specifically describe sexual conduct as required by Miller v. California,
supra,
and that no federal court has authority to give a new, saving construction to the statute, and (2) that application to defendants of the more limited First Amendment protection for sexually oriented materials enunciated in
Miller
would violate the fair notice requirement of the Due Process Clause of the Fifth Amendment.
Vagueness
Defendants contend that § 1462 is void for vagueness in light of the revised constitutional limits on regulation of obscenity set forth in
Miller. Miller
held:
“We acknowledge, however, the inherent dangers of undertaking to regulate any form of expression. State statutes designed to regulate obscene materials must be carefully limited, [citation omitted] As a result, we now confine the permissible scope of such regulation to works which depict or describe sexual conduct. That conduct must be specifically defined by' the applicable state law, as written or
authoritatively construed [footnote omitted].” 413 U.S. at 23-24, 93 S. Ct. at 2614.
Miller
gave examples to illustrate the degree of specificity called for by the new standards.
In a companion case to
Miller,
the Court ruled that the new standards apply equally to federal statutes.
12 200-ft. Reels, supra,
413 U.S. at 139, 93 S.Ct. 2665.
On its face, § 1462 contains no description of specific conduct as called for by
Miller.
Nor has it been authoritatively construed to include such description. In the
Miller
group of cases, however, the Supreme Court anticipated a vagueness challenge to § 1462 (413 U.S. at 24 n. 6, 93 S.Ct. at 2615) :
“We do not hold . . . that all States other than Oregon must now enact new obscenity statutes. Other existing state statutes as construed heretofore or hereafter, may well be adequate. See United States v. 12 200-ft. Reels of Film,
post,
413 U.S. at 130 n. 7, 93 S.Ct. 2665.”
In the footnote in
12 200-ft. Reels of Film
referred to, the Court stated:
“We further note that, while we must leave to state courts the construction of state legislation, we do have a duty to authoritatively construe federal statutes where ‘a serious doubt of constitutionality is raised . . .’ and ‘a construction of the statute is fairly possible by which the question may be avoided.’ [citations omitted] If and when such a ‘serious doubt’ is raised as to the vagueness of the words ‘obscene,’ ‘lewd,’ ‘lascivious,’ ‘filthy,’ ‘indecent,’ or ‘immoral’ as used to describe regulated material in 19 U.S.C. § 1305(a) and 18 U.S.C. § 1462, see United States v. Orito,
post,
413 U.S. at 140 no. 1, 93 S.Ct. 2674, 2676, we are prepared to construe such terms as limiting regulated material to patently offensive representations or descriptions of that specific ‘hard-core’ sexual conduct given as examples in Miller v. California,
ante,
413 U.S. at 25, 93 S.Ct. 2607. [citation omitted].
The intention of the Supreme Court has been expressed so forcefully that I feel bound so to construe § 1462. Therefore, § 1462 reaches dissemination of material only if the material depicts or describes:
(a) Patently offensive representations or descriptions of ultimate sexual acts, normal or perverted, actual or simulated.
(b) Patently offensive representations or descriptions of masturbation, excretory functions, and lewd exhibition of the genitals.
§ 1462 remains subject to widely varying interpretations of such phrases as “patently offensive,” “ultimate sexual acts,” and “lewd exhibition of the genitals.” But such vagueness is constitutionally permissible. Roth v. United States, 354 U.S. 476, 491, 77 S.Ct. 1304, 1 L.Ed.2d 1498 (1957).
Defendants contend that neither this court nor the Supreme Court has authority to reconstrue § 1462 to satisfy the
Miller
standards. They argue that the definition of obscenity established in
Roth
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OPINION AND ORDER
JAMES E. DOYLE, District Judge.
Defendants have been indicted on three counts under 18 U.S.C. § 1462.
The indictment charges that on three separate occasions in the fall of 1969 defendants “did knowingly and unlawfully transport and cause to be transported in interstate commerce by means of a common carrier from New York, State of New York to Wausau, Marathon County in the Western District of Wisconsin, certain obscene, lewd, lascivious and filthy magazines.”
In an earlier order in this case, dated September 14, 1.972, I held that § 1462 forbids one to carry obscene books for one’s own use while traveling interstate in a common carrier, and by reason of this overbreadth, violates the First Amendment. The indictment was dismissed. On direct appeal to the United States Supreme Court, the judgment of this court was vacated and the case remanded for further consideration in light of Miller v. California, 413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419 (1973); Paris Adult Theatre I v. Slaton, 413 U.S. 49, 93 S.Ct. 2628, 37 L.Ed.2d 446 (1973); Kaplan v. California, 413 U.S. 115, 93 S.Ct. 2680, 37 L.Ed.2d 492 (1973); United States v. 12 200-ft. Reels of Super 8mm Film, 413 U.S. 123, 93 S.Ct. 2665, 37 L.Ed.2d 500 (1973); United States v. Orito, 413 U.S. 139, 93 S.Ct. 2674, 37 L.Ed.2d 513 (1973); Heller v. New York, 413 U.S. 483, 93 S.Ct. 2789, 37 L.Ed.2d 745 (1973); Roaden v. Kentucky, 413 U.S. 496, 93 S.Ct. 2796, 37 L.Ed.2d 757 (1973); and Alexander v. Virginia, 413 U.S. 836, 93 S.Ct. 2803, 37 L.Ed.2d 993 (1973). United States v. Orito,
supra,
raised the identical constitutional issue decided in my previous opinion in this case.
Orito
upheld the proscription against carrying an obscene book for one’s private, non-commercial use from one state to another in a common carrier. Thus, the present indictment cannot be dismissed for the reason for which I had earlier dismissed it.
Defendants have now moved to dismiss the indictment on the grounds (1) that § 1462 is unconstitutionally vague because it does not specifically describe sexual conduct as required by Miller v. California,
supra,
and that no federal court has authority to give a new, saving construction to the statute, and (2) that application to defendants of the more limited First Amendment protection for sexually oriented materials enunciated in
Miller
would violate the fair notice requirement of the Due Process Clause of the Fifth Amendment.
Vagueness
Defendants contend that § 1462 is void for vagueness in light of the revised constitutional limits on regulation of obscenity set forth in
Miller. Miller
held:
“We acknowledge, however, the inherent dangers of undertaking to regulate any form of expression. State statutes designed to regulate obscene materials must be carefully limited, [citation omitted] As a result, we now confine the permissible scope of such regulation to works which depict or describe sexual conduct. That conduct must be specifically defined by' the applicable state law, as written or
authoritatively construed [footnote omitted].” 413 U.S. at 23-24, 93 S. Ct. at 2614.
Miller
gave examples to illustrate the degree of specificity called for by the new standards.
In a companion case to
Miller,
the Court ruled that the new standards apply equally to federal statutes.
12 200-ft. Reels, supra,
413 U.S. at 139, 93 S.Ct. 2665.
On its face, § 1462 contains no description of specific conduct as called for by
Miller.
Nor has it been authoritatively construed to include such description. In the
Miller
group of cases, however, the Supreme Court anticipated a vagueness challenge to § 1462 (413 U.S. at 24 n. 6, 93 S.Ct. at 2615) :
“We do not hold . . . that all States other than Oregon must now enact new obscenity statutes. Other existing state statutes as construed heretofore or hereafter, may well be adequate. See United States v. 12 200-ft. Reels of Film,
post,
413 U.S. at 130 n. 7, 93 S.Ct. 2665.”
In the footnote in
12 200-ft. Reels of Film
referred to, the Court stated:
“We further note that, while we must leave to state courts the construction of state legislation, we do have a duty to authoritatively construe federal statutes where ‘a serious doubt of constitutionality is raised . . .’ and ‘a construction of the statute is fairly possible by which the question may be avoided.’ [citations omitted] If and when such a ‘serious doubt’ is raised as to the vagueness of the words ‘obscene,’ ‘lewd,’ ‘lascivious,’ ‘filthy,’ ‘indecent,’ or ‘immoral’ as used to describe regulated material in 19 U.S.C. § 1305(a) and 18 U.S.C. § 1462, see United States v. Orito,
post,
413 U.S. at 140 no. 1, 93 S.Ct. 2674, 2676, we are prepared to construe such terms as limiting regulated material to patently offensive representations or descriptions of that specific ‘hard-core’ sexual conduct given as examples in Miller v. California,
ante,
413 U.S. at 25, 93 S.Ct. 2607. [citation omitted].
The intention of the Supreme Court has been expressed so forcefully that I feel bound so to construe § 1462. Therefore, § 1462 reaches dissemination of material only if the material depicts or describes:
(a) Patently offensive representations or descriptions of ultimate sexual acts, normal or perverted, actual or simulated.
(b) Patently offensive representations or descriptions of masturbation, excretory functions, and lewd exhibition of the genitals.
§ 1462 remains subject to widely varying interpretations of such phrases as “patently offensive,” “ultimate sexual acts,” and “lewd exhibition of the genitals.” But such vagueness is constitutionally permissible. Roth v. United States, 354 U.S. 476, 491, 77 S.Ct. 1304, 1 L.Ed.2d 1498 (1957).
Defendants contend that neither this court nor the Supreme Court has authority to reconstrue § 1462 to satisfy the
Miller
standards. They argue that the definition of obscenity established in
Roth
and further elaborated in the plurality opinion in Memoirs v. Massachusetts, 383 U.S. 413, 86 S.Ct. 975, 16 L.Ed.2d 1 (1966), has become an integral part of § 1462; that Congress’ failure to alter the
Memoirs
test constitutes Congressional adoption of it; that the power of the federal courts extends only to invalidating § 1462 and that a new construction of the statute consistent with
Miller
can be fashioned only by Congress.
Assuming the
Memoirs
definition was controlling Supreme Court authority, defendants’ contention is not persuasive. The Supreme Court on other occasions has overruled its own prior statutory interpretations. See, e. g., Boys Market v. Retail Clerks Union, 398 U.S. 235, 90 S.Ct. 1583, 26 L.Ed.2d 199 (1970) (Norris-LaGuardia Act held not to bar injunction against strike in breach of no-strike clause); James v. United States, 366 U.S. 213, 81 S.Ct. 1052, 6 L.Ed.2d 246 (1961) (embezzled funds held to be taxable income of the embezzler). Both
Boys Market
and
James
rejected contentions that congressional silence precluded the Court from overruling its prior holding (James v. United States, 366 U.S. 213, 220, 81 S.Ct. 1052, 1056 (1961) (Warren, C. J., concurring)):
“But the fact that Congress has remained silent or has re-enacted a statute which we have construed, or that congressional attempts to amend a rule announced by this Court have failed, does not necessarily debar us from re-examining and correcting the Court’s own errors [citations omitted].
I find no significance in the distinction that the new construction of § 1462 spelled out in
Orito
and adopted in this opinion results from a constitutional interpretation while the new constructions set down in
James
and
Boys Market
did not. I conclude that I am free to construe § 1462, and that as construed herein § 1462 is not unconstitutionally vague.
Fair Notice
Defendants argue that the
Miller
definition of the limits on regulation of obscenity changes in several ways detrimental to them the prior authoritative definition set forth in Memoirs v. Massachusetts, 383 U.S. 413, 418, 86 S.Ct. 975, 16 L.Ed.2d 1 (1966) (plurality opinion).
They maintain that applica
tion of the
Miller
definition to conduct alleged in the indictment to have taken place prior to the date of
Miller
would violate the fair notice requirement of due process. I infer from defendants’ demand for dismissal that they urge that the
Memoirs
definition cannot be applied to them because it is no longer law; that the
Miller
definition cannot be applied to them because they would not have had fair notice of it; that there is no obscenity standard which may be applied to them and, therefore, the indictment must be dismissed.
The government responds that the
Miller
definition is consistent with the earlier definition in
Roth;
that the
Memoirs
definition was never controlling since it was never adopted by a majority of the Supreme Court; that the
Miller
elaboration of
Roth
can be applied to defendants without denying them’ due process.
Defendants discern three changes from
Memoirs
(apart from the specific conduct requirement) in the
Miller
definition: (1) with respect to the question of appeal to prurient interest, national “contemporary community standards” have been replaced by state standards; (2) the determination whether portrayals of sexual matters are patently offensive is to be determined strictly by reference to specific conduct defined by law and no longer by reference to contemporary community standards; (3) First Amendment protection is now limited to works which have serious literary, artistic, political, or scientific value and need no longer be extended to every work with any redeeming social value.
I conclude that fair notice would not be violated even if state rather than national standards were to be applied to defendants. The question of which standards apply had been unsettled prior to
Miller
and Kaplan v. California, 413 U.S. 115, 93 S.Ct. 2680, 37 L.Ed.2d 492 (1973). Compare Jacobellis v. Ohio, 378 U.S. 184, 192-195, 84 S.Ct. 1676, 12 L.Ed.2d 793 (1964) (Brennan, J. joined by Goldberg, J.) (national standards) with
id.
at 200-201, 84 S.Ct. 1676 (Warren, C. J. joined by Clark, J. dissenting) (local standards), and with Manual Enterprises v. Day, 370 U.S. 478, 488, 82 S.Ct. 1432, 8 L.Ed.2d 639 (1962) (Harlan, J.) and
Roth,
354 U.S. at 500-508, 77 S.Ct. 1304 (Harlan, J. concurring and dissenting) (national standard for federal prosecutions, state standards for state prosecutions). The question whether a uniform national standard should govern federal prosecutions remains open. I need not decide presently whether a national or a state standard is to be applied in this case.
Defendants misread
Miller
in concluding that contemporary community standards no longer are to be considered in determining whether material is patently offensive. While (b) of the
Miller
definition omits the words “contemporary community standards,”
Miller
elsewhere states that whether the specifically defined conduct is patently offensive still is to be determined by reference to these standards. 413 U.S. at 30, 93 S.Ct. 2607.
The replacement of the “utterly without redeeming social value” test by the “lacks serious values” test raises an important fair notice issue. The Court of Appeals for the Fifth Circuit recently dealt with this issue in United States v. Thevis, 484 F.2d 1149 (5th Cir. 1973). Prior to
Miller,
the defendants in
Thevis
had been convicted under the
Memoirs
definition of violating § 1462. On appeal after
Miller
was decided, defendants argued that the
Memoirs
definition could no longer be applied in light of
Miller
and that
Miller
itself could not be applied because of
ex post facto
considerations.
The Fifth Circuit held in
Thevis
that
Memoirs
was the prior authoritative limit on obscenity regulation. It based this conclusion on recognition in
Miller
of
Memoirs
as the prior definition (484 F.2d at 1154):
"[W]e note that the Supreme Court in
Miller
stated specifically that
Memoirs
was ‘correctly regarded at the time of trial as limiting state prosecution under controlling case law.’ 413 U.S. at 30, 93 S.Ct. at 2618, 37 L.Ed.2d at 435.”
Thevis
ruled that
ex post facto
considerations barred application to the defendants of any portion of
Miller
that withdrew constitutional prosecution accorded by
Memoirs.
It also ruled that insofar as
Miller
expanded constitutional protection, defendants were to be judged by the more protective standard. Accord, United States v. Palladino, 490 F.2d 499 (1st Cir. 1974).
Thevis
noted that
Miller’s
rejection of
Memoirs
was based on the fact that
Memoirs
“imposed greater burdens on the regulation of such [pornographic] materials than was demanded by the Constitution.” 484 F.2d at 1154. Thus,
Thevis
could not accept defendants’ contention that neither
Memoirs
nor
Miller
could be applied:
“We are unable to conclude from the Court’s wholesale remand of these cases, without more, that the Court, concerned as it was for strengthening the power to regulate pornography, chose gratuitously to eliminate constitutionally-valid law that would otherwise be available in prosecuting pending obscenity eases.”
Id.
“The defendants are caught in a period of transition, their prosecutions having taken place before the
Miller
decisions. They cannot fairly be subjected to penalties for violation of rules established after their actions. On the other hand, the remand of the entire group of pending obscenity prosecutions suggests that to the extent that
Miller
creates protections not afforded by prior standards, these cannot be denied to persons whose prosecutions have not terminated. Therefore with due regard for First Amendment rights we adopt the position that on remand the maferial allegedly in violation of 18 U.S.C. § 1461 must be found to be obscene under both the
Miller
and the
Roth-Memoirs
[footnote omitted] standards or the defendants must be acquitted. See United States v. Thevis, 484 F.2d 1149 (5th Cir. 1973).”
Thevis
denied the motion to dismiss the entire indictment, and reviewed each count under the test that each conviction which could not be sustained under both
Memoirs
and
Miller
was to be reversed.
I agree with the Fifth Circuit’s refusal to dismiss the indictment. Apart from the issue of vagueness dealt with above,
Miller
represents at most a relaxation of the prior standard of First Amendment protection. It would make little sense, and would be contrary to the intent of
Miller,
to hold that a constitutional ruling allowing more stringent regulation of sexually oriented materials deprives the government of authority to pursue pending prosecutions under the prior, more restrictive, standard. Therefore, I will deny the motion to dismiss.
The Definition to Govern this Case
I have difficulty with the
Thevis
reasoning that
Miller
recognized
Memoirs
as the prior controlling constitutional standard.
In order to decide whether
fair notice bars full application of the
Miller
definition at trial in this case, I must look to the state of the law in the fall of 1969 at the time of the acts charged in the indictment. Since the issue has been briefed in relation to the motion to dismiss, its determination at this point does not risk prejudice to the parties and will facilitate their trial preparation.
Although never commanding a majority of the Court, the
Memoirs
definition served as the operative standard for Supreme Court review of obscenity convictions for over five terms. While only three Justices joined in the
Memoirs
plurality, at least two other Justices supported even more stringent limits on obscenity regulation. Justices Black and Douglas consistently maintained that federal and state government were prohibited by the First and Fourteenth Amendments from in any way controlling dissemination of written or illustrated matter on grounds of obscenity.
Unable to agree on a majority view, the Court began in Redrup v. New York, 386 U.S. 767, 87 S.Ct. 1414 (1967), the practice of summarily reversing obscenity convictions where at least five Justices, applying their separate tests, concurred that the materials disseminated were protected by the First Amendment. Between the
Redrup
decision in May, 1967, and defendants’ first alleged violation in October, 1969, the Supreme Court summarily reversed nineteen obscenity convictions.
In the one conviction summarily affirmed during this period, the trial court had found the challenged material obscene under the
Memoirs
definition. Landau v. Fording, 388 U.S. 456, 87 S.Ct. 2109, 18 L.Ed.2d 1319 (1967).
As of October, 1969, the Courts of Appeals for the First, Second, Fourth and Ninth Circuits had applied the
Memoirs
definition.
No Court of Appeals had rejected it.
Within the Seventh Cir
cuit,
one
district court had applied
Memoirs.
Henley v. Wise, 303 F.Supp. 62, 69 n. 2 (N.D.Ind.1969).
From the viewpoint of defendants and others in the magazine publication and distribution business in the fall of 1969, the conclusion that
Memoirs
was the controlling law followed ineluctably from the three reversals in
Redrup,
the subsequent twenty summary orders of the Supreme Court in obscenity cases, and the application of the
Memoirs
definition by four Courts of Appeals including the two (the Second and Ninth Circuits) which deal with the greatest number of obscenity cases. Had I been called on at that time to decide the constitutional limits on obscenity regulation, I would have followed the
Memoirs
definition.
The
Miller
limitation of First Amendment protection to material having serious literary, artistic, scientific, or political value is plainly a withdrawal of the protection accorded by
Memoirs
to all material that was not utterly without redeeming social value.
I conclude that
Memoirs
was the controlling law at the time of the acts charged in the indictment and that application of the
Miller
“lacks serious value” test to dissemination of material which took place prior to
Miller
is barred by the fair notice requirement. See Rabe v. Washington, 405 U.S. 313, 92 S.Ct. 993, 31 L.Ed.2d 258 (1972); Bouie v. Columbia, 378 U.S. 347, 84 S.Ct. 1697, 12 L.Ed.2d 894 (1963).
At trial, the standard will be
that the materials cited in the indictment are protected by the First Amendment unless shown to be “utterly without redeeming social value.” Since the other elements of the
Miller
definition do not represent a rejection of prior law,
they may be applied to defendants without violating due process of law.
ORDER
It is hereby ordered that defendants’ motion to dismiss is denied.