United States v. Austin

743 F. Supp. 72, 1990 U.S. Dist. LEXIS 9009, 1990 WL 101607
CourtDistrict Court, D. Maine
DecidedJuly 10, 1990
DocketCrim. No. 89-00065-P
StatusPublished
Cited by1 cases

This text of 743 F. Supp. 72 (United States v. Austin) is published on Counsel Stack Legal Research, covering District Court, D. Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Austin, 743 F. Supp. 72, 1990 U.S. Dist. LEXIS 9009, 1990 WL 101607 (D. Me. 1990).

Opinion

MEMORANDUM OF DECISION AND ORDER DENYING DEFENDANT’S MOTION TO WITHDRAW PLEA OF GUILTY PURSUANT TO Fed.R. Crim.P. 32(d)

GENE CARTER, Chief Judge.

I.

Defendant herein was charged by criminal complaint with the offense of conspiracy to possess with intent to distribute in excess of five hundred (500) grams of cocaine in violation of title 21 U.S.C. sections 841(a)(1) and 846. Defendant was arrested on the complaint and appeared initially before the United States Magistrate.

On December 12, 1989, a grand jury returned the indictment in this matter, charging Defendant in six counts with various serious drug trafficking offenses involving substantial amounts of cocaine.1 Defendant received court-appointed counsel under the provisions of the Criminal Justice Act. On January 16, 1990, his court-appointed counsel filed a motion to withdraw, which was denied because no substitute counsel for Defendant had appeared. On the following day, retained counsel, Sumner Lipman, Esq., filed an entry of appearance. The Court thereupon granted the motion to withdraw of Defendant’s prior court-appointed counsel. The matter proceeded through motion practice.

On March 12, 1990, the Court entered its Procedural Order, scheduling the case for jury selection and trial on April 10, 1990, requiring the parties to file the usual pretrial written submissions on or before March 30, 1990, and that the Court be advised by counsel of any proposed change of plea on or before that date. The Clerk’s office was advised before March 30 that the case was firm for trial. At approximately noon on April 9, 1990, the day before the matter was to proceed with jury selection and trial, Defendant appeared with his counsel and tendered a plea of guilty to each count of the indictment in an extensive and careful Rule 11 inquiry. Defendant had no plea agreement with the Government. The case was thereafter continued for preparation of a presentence re[74]*74port and the scheduling of a sentencing hearing.

On April 27, 1990, eighteen days after entry of the guilty pleas, the present Motion to Withdraw Plea of Guilty was filed by Defendant. The motion was signed by his newly retained counsel, Robert M. Na-politano, Esq. On April 30, 1990, Mr. Na-politano filed an entry of appearance, and Mr. Lipman was permitted by the Court to withdraw as counsel for Defendant.

II.

The Government sets forth at length and in great detail in its Memoranda on the motion the procedural history briefly outlined above, a statement of the facts in respect to the conduct of the Rule 11 proceeding, and a review of the evidence adduced at the May 10, 1990 hearing on the pending motion. Government’s Response to Defendant’s Motion to Withdraw Guilty Plea (Docket No. 15) and Government’s Post-Hearing Memorandum in Opposition to Defendant’s Motion (Docket No. M6). Defendant states that he “does not take issue with the Government’s recitation of the procedural history of the case, as supplied in its response to the Defendant’s Motion to Withdraw Guilty Plea.” Defendant’s Supplementary Memorandum of Law at 1 (Docket No. M5). Further, “Defendant makes no claim that the Rule 11 proceedings were deficient in any way. The Court took care to insure that the Defendant was informed of his rights.” Id. at 4. Defendant’s only claim is “that due to the ineffective assistance of counsel, ‘he would not have pleaded guilty and insisted on going to trial’.... ” Id. (citations omitted).2

In light of these factual and legal concessions, there is no need to consider any contention that the Rule 11 proceeding was inadequate by any standard, or that Defendant at the time of the Rule 11 proceeding and the tender of his guilty plea, and its acceptance, did not understand any of his rights, or that Defendant was induced by any threat or promise to tender his guilty pleas against his own voluntary will. None of these claims is advanced in any way by Defendant. Defendant simply contends that he was caused to enter the guilty pleas by the allegedly incompetent performance by Mr. Lipman in giving him advice as to whether he should plead guilty.3

III.

The Court has considered with care the contents of the written submissions filed on the motion and has, as well, carefully reviewed the transcripts of the Rule 11 inquiry and of the May 10th hearing on the pending motion.4 The Court FINDS the facts to be as follows. Mr. Lipman was retained to enter the case on behalf of Defendant and replaced Defendant’s previous court-appointed counsel. He reviewed that counsel’s file in the matter prior to meeting initially with Defendant. Trans. B at 83. Defendant was incarcerated as of the time that Mr. Lipman assumed the de[75]*75fense of the case. Id. at 66. Mr. Lipman met with Defendant in person at the Penob-scot County Jail and the Maine Correctional Center on at least four occasions, for periods of an hour or more each. Id. at 3, 66-67. He talked with Defendant numerous times by telephone, the Defendant frequently calling him collect at his office. Id. at 90. Detailed, serious substantive discussions were had between Mr. Lipman and Defendant on those occasions. Additionally, a paralegal and another attorney in Mr. Lipman’s office also met with Defendant, at Lipman’s initiative, as part of the effort to prepare the defense. Id. at 3-4, 92.

Mr. Lipman discussed the possibility of a plea agreement early on in his dealings with Defendant. Id. at 73-74. Defendant rejected any plea agreement on his part because the United States Attorney’s office would require him to render full and complete cooperation as part of the consideration therefor. Id. Defendant declined to cooperate. Id. at 9, 74-75.

Mr. Lipman’s preparation of the case by way of review of discovery materials provided by the Government and the ongoing production of Jencks Act information and other materials produced prior to trial by the Government was timely in view of the time of production of such information by the Government and was in all other respects a competent review. Gradually he came to the conclusion that there was no effective defense available to the charges made. Trans. B at 75-77. He reached this decision after researching, during the weekend of April 7-8, the question whether the drug quantities alleged in the indictment were essential elements of the offenses charged, required to be proved by the Government in order to convict Defendant. Id. at 76. Mr. Lipman’s understanding, based upon that research, was that the drug quantities were not matters of defense to conviction, but were matters properly to be considered at the time of imposition of sentence. Thus, Mr. Lipman decided by Sunday, April 8, that Defendant had no legal defense to the charges made in the indictment. Id. Also, during that weekend, the Government provided new discovery that it had additional witnesses agreeing to testify against Defendant. Id.

Early in the morning on Monday, April 9, in discussions with the Assistant United States Attorney handling the case, Mr.

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Bluebook (online)
743 F. Supp. 72, 1990 U.S. Dist. LEXIS 9009, 1990 WL 101607, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-austin-med-1990.